Displaying results 151 - 160 of 200
Joint Statement of Concurrence of Commissioners Dawn D. Stump and Rostin Behnam Regarding JPMorgan Chase & Co., et al.
… findings that the Respondents engaged in unlawful spoofing, manipulation, and attempted manipulation in …
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Opening Statement of Chairman Timothy Massad before the Commission Open Meeting
… to integrity of benchmarks, improper behavior such as spoofing, traditional scams such as Ponzi schemes, and …
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Keynote Remarks of Chairman Timothy Massad at SEFCON VII
… We’ve been at the forefront in bringing actions against spoofing and other forms of manipulation resulting from … and it was. We’ve been at the cutting edge of issues like spoofing and benchmark manipulation, we’ve protected retail …
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Keynote Speech of CFTC Commissioner Sharon Y. Bowen before the Quadrilateral Meeting at the European Central Bank (Frankfurt, Germany)
… CFTC initiated an action against a trader in England for spoofing the E-mini S&P 500 contract, which is a stock … market index futures contract based on the S&P 500 index. Spoofing is the practice of sending in bid offers for …
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Testimony of Chairman Timothy Massad before the U.S. House Appropriations Committee, Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies
… of new, complicated forms of illegal behavior, such as spoofing. The CFTC must have the necessary resources to … pools. For example, a recent case involving alleged spoofing in connection with the May 2010 “Flash Crash” took …
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CFTC Orders Chicago-based Advantage Futures LLC, its CEO Joseph Guinan & Former Chief Risk Officer William Steele Jointly to Pay a $1.5 Million Penalty for Supervision, Risk Management Failures & Making Inaccurate Statements in Required CFTC Filings
… of trading in several contract markets, consistent with spoofing and/or manipulative or deceptive trading. According …
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Remarks of Enforcement Director Ian McGinley at the New York University School of Law Program on Corporate Compliance and Enforcement: “The Right Touch: Updated Guidance on Penalties, Monitors, and Admissions”
… Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision …
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CFTC Releases Annual Enforcement Results for Fiscal Year 2014
… Litigation Cases o Attempted Manipulation Through “Spoofing” - Resolved litigation against Eric Moncada and … (Serdika) , on charges of attempted manipulation through “spoofing” orders, fictitious and non-competitive …
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Opening Statement, Third Series of Proposed Rulemakings Under the Dodd-Frank Act
… as to how the Commission will interpret the language on spoofing or trading in the close. As a result, it is …
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Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government
… of new, complicated forms of illegal behavior, such as spoofing. The CFTC must have the necessary resources to … pools. For example, a recent case involving alleged spoofing in connection with the May 2010 “Flash Crash” took …
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