Displaying results 41 - 50 of 200
CFTC Finds that The Bank of Tokyo-Mitsubishi UFJ, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures
… that The Bank of Tokyo-Mitsubishi UFJ, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures CFTC … UFJ, Ltd. (BTMU) for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago … violating the Commodity Exchange Act’s prohibition against spoofing. The CFTC became aware of the conduct through …
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CFTC Charges Jitesh Thakkar and Edge Financial Technologies, Inc. with Aiding and Abetting Spoofing and Manipulative and Deceptive Scheme
… Edge Financial Technologies, Inc. with Aiding and Abetting Spoofing and Manipulative and Deceptive Scheme Washington, … Technologies, Inc. (Edge), with aiding and abetting spoofing and a manipulative and deceptive scheme in the … Director of Enforcement, stated: “In its effort to root out spoofing from our markets, the CFTC will work vigorously to …
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In CFTC Action, Former Trader Krishna Mohan Admits to Engaging in Spoofing and Manipulative Scheme at a Proprietary Trading Firm
… Action, Former Trader Krishna Mohan Admits to Engaging in Spoofing and Manipulative Scheme at a Proprietary Trading … with other individuals, which involved thousands of acts of spoofing (bidding or offering with the intent to cancel the … from violating the Commodity Exchange Act’s prohibition on spoofing and the use of manipulative and deceptive schemes. …
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CFTC Orders UBS to Pay $15 Million Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets
… to Pay $15 Million Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets UBS’s … metals futures contracts by utilizing a variety of manual spoofing techniques with respect to precious metals futures … continued commitment to root out manipulation and spoofing in our markets.  At the same time, this action …
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CFTC Finds that Proprietary Trading Firm Arab Global Commodities DMCC Engaged in Spoofing of Copper Futures Contracts
… Trading Firm Arab Global Commodities DMCC Engaged in Spoofing of Copper Futures Contracts Washington, DC – The … India, for engaging in the disruptive trading practice of “spoofing” in the copper futures contract traded on the … violating the Commodity Exchange Act’s prohibition against spoofing. The Order finds that over the course of several …
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CFTC Orders Proprietary Trading Firm to Pay Record $67.4 Million for Engaging in a Manipulative and Deceptive Scheme and Spoofing
… for Engaging in a Manipulative and Deceptive Scheme and Spoofing Result Is the Largest Total Monetary Relief Ever Ordered in a Spoofing Case Washington, DC – The U.S. Commodity Futures … nearly two years and involving thousands of occasions of spoofing in equity index futures products traded on the …
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In CFTC Action, Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading Firms
… Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading … with other individuals, which involved thousands of acts of spoofing (bidding or offering with the intent to cancel the … from violating the Commodity Exchange Act’s prohibition on spoofing and the use of manipulative and deceptive schemes.  …
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CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets 
… Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets  Washington, … against Morgan Stanley Capital Group Inc. for engaging in spoofing on multiple occasions in the precious metals … $1.5 million, to cease and desist from violating the CEA’s spoofing prohibition, and to take specified steps to …
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CFTC Orders Trading Firm Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets
… Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets  Washington, … International Corporation for engaging in multiple acts of spoofing on the Commodity Exchange, Inc. markets for silver … penalty and to cease and desist from violating the CEA’s spoofing prohibition. The order recognizes that Mitsubishi …
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CFTC Orders Chicago Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets
… Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets Washington, DC — … trading firm in Chicago, Illinois, for engaging in acts of spoofing on hundreds of occasions in the Chicago Mercantile … monetary penalty and to cease and desist from violating the spoofing prohibition of the CEA. The order recognizes …
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