14-68

Title: 14-68







Description

Time-limited no-action relief for OTC Clearing Hong Kong Limited with regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and implementing regulations thereunder.

14-27

Title: 14-27







Description

Extension of Time-Limited No-Action Relief to Eurex Clearing with Regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act and Implementing Regulations Thereunder.

14-156

Title: 14-156







Description

The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-27 to Eurex Clearing and its U.S. clearing members with regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act. The time-limited no-action relief is subject to several conditions.

14-155

Title: 14-155







Description

In extending the no-action relief granted in CFTC Letter 13-73, the Division of Clearing and Risk (“Division”) will not recommend that the Commission take enforcement action against (i) Japan Securities Clearing Corporation (“JSCC”) for failure to register as a derivatives clearing organization (“DCO”) pursuant to the requirements of Section 5b(a) of the Commodity Exchange Act (“CEA”), or (ii) any qualified clearing participant of JSCC, or a parent or affiliate of such clearing participant, for failure to clear a Japanese yen-denominated interest rate swap that is required to be cleared und

14-144

Title: 14-144







Description

No-action letter again modifying the terms of previous No-Action Letter 13-22 for treasury affiliates entering into swaps on behalf of non-financial end-user affiliates that could otherwise elect the exception in section 2(h)(7) of the CEA and section 50.50 of the Commission’s regulations.

14-140

Title: 14-140







Description

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers

13-73

Title: 13-73







Description

Extension of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and Affiliates concerning Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act.

13-71

Title: 13-71







Description

Time-limited no-action relief for Non-U.S. SDs with respect to compliance with Transaction-Level Requirements when entering into Covered Transactions, until January 14, 2014.

13-69

Title: 13-69







Description

The Division of Swap Dealer and Intermediary Oversight (DSIO) issued an Advisory on the applicability of Dodd-Frank Transaction-Level Requirements to swaps between non-U.S. swap dealers (whether an affiliate or not of a U.S. person) and non-U.S. persons if the swap is arranged, negotiated, or executed by personnel or agents of the non-U.S. swap dealer located in the U.S.

13-49

Title: 13-49







Description

Time-Limited No-Action Relief from the Clearing Requirement for Swaps Entered into by Cooperatives.