13-09

Title: 13-09







Description

No-Action Relief for Swaps Between Affiliated Counterparties That Are Neither Swap Dealers Nor Major Swap Participants from Certain Swap Data Reporting Requirements Under Parts 45, 46, and Regulation 50.50(b) of the Commission’s Regulations.

13-02

Title: 13-02







Description

No-Action Relief from Required Clearing for Partial Novation and Partial Termination of Swaps

13-01

Title: 13-01







Description

No-Action Relief from Required Clearing for Swaps Resulting from Multilateral Portfolio Compression Exercises

12-57

Title: 12-57







Description

Time-Limited No-Action Relief: Request that Swaps Transacted on Natural Gas Exchange Not Be Considered in Calculating Aggregate Gross Notional Amount for Purposes of Swap Dealer De Minimis Exception.

12-56

Title: 12-56







Description

No-Action Relief for Japan Securities Clearing Corporation with Regard to Section 5b(a) of the Commodity Exchange Act and Section 2(h)(1)(A) of the Commodity Exchange Act and Implementing Regulations Thereunder.

12-48

Title: 12-48







Description

Staff No-Action Relief: Preservation of the Regulatory Status Quo Established with Respect to Certain Transactions by the Commission’s Second Amendment to July 14, 2011 Order for Swap Regulation.

12-36

Title: 12-36







Description

Time-Limited No-Action Relief from the Clearing Requirement for Swaps Entered Into By Cooperatives.

12-35

Title: 12-35







Description

Time-Limited No-Action Relief from the Clearing Requirement for Swaps Between Affiliated Counterparties.

12-16

Title: 12-16







Description

Time-Limited No-Action Relief: Cleared Swaps in Agricultural and Exempt Commodities and Swaps Exchanged for Futures Not to be Considered in Calculating Aggregate Gross Notional Amount for Purposes of Swap Dealer De Minimis Exception.