20-21
Title: 20-21
Withdrawal of staff advisory and no-action relief: transaction-level requirements for non-U.S. swap dealers
Withdrawal of staff advisory and no-action relief: transaction-level requirements for non-U.S. swap dealers
No-action relief to facilitate an orderly transition of swaps from inter-bank offered rates to alternative benchmarks.
Revised no-action position with respect to uncleared swaps with the European Stability Mechanism under Commission Regulations 23.150-159, 23.161.
No-action relief granted to swap dealers from the uncleared swap margin requirements under Part 23 of the Commission's regulations with respect to certain amendments to legacy swaps.
DSIO’s interpretation of Regulation 23.451 clarifying staff’s view that a swap dealer’s contributions for transition or inaugural expenses incurred by a successful candidate are only covered by the rule to the extent that such expenses are incurred by a successful candidate for a position as an official of a governmental Special Entity.
Portfolio margining of uncleared swaps and security-based swaps.
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers
Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments Commission (ASIC).
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers