20-21

Title: 20-21







Description

Withdrawal of staff advisory and no-action relief: transaction-level requirements for non-U.S. swap dealers

19-26

Title: 19-26







Description

No-action relief to facilitate an orderly transition of swaps from inter-bank offered rates to alternative benchmarks.

19-22

Title: 19-22







Description

Revised no-action position with respect to uncleared swaps with the European Stability Mechanism under Commission Regulations 23.150-159, 23.161.

19-13

Title: 19-13







Description

No-action relief granted to swap dealers from the uncleared swap margin requirements under Part 23 of the Commission's regulations with respect to certain amendments to legacy swaps.

16-87

Title: 16-87







Description

DSIO’s interpretation of Regulation 23.451 clarifying staff’s view that a swap dealer’s contributions for transition or inaugural expenses incurred by a successful candidate are only covered by the rule to the extent that such expenses are incurred by a successful candidate for a position as an official of a governmental Special Entity.

16-64

Title: 16-64







Description

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers

15-48

Title: 15-48







Description

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers

15-29

Title: 15-29







Description

Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments Commission (ASIC).

14-74

Title: 14-74







Description

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers