The advisory reminds designated contract markets, derivatives clearing organizations, and swap execution facilities that have an affiliated intermediary or trading entity, as well as the affiliated intermediary or trading entities themselves, of their obligations to ensure compliance with existing statutory and regulatory requirements with this affiliate relationship in mind.

Withdrawal of No-Action relief provided to Victoria University of Wellington, New Zealand, to operate a not-for-profit market for event contracts, and to offer event contracts to U.S. persons.

Brexit-related time limited no-action position with respect to certain swap dealer transaction-level requirements

This no-action letter extends until January 15, 2021, the relief previously provided by CFTC Staff Letter 20-19, which, in turn, extended the time period for certain no-action relief provided in CFTC Staff Letters 20-02, 20-03, 20-04, 20-05, 20-06, 20-07, and 20-09, each issued on March 17, 2020 (the ""COVID-19 Letters"").

Withdrawal of staff advisory and no-action relief: transaction-level requirements for non-U.S. swap dealers

This relief revises CFTC Staff No-Action Letter 17-27 with respect to the error correction process for cleared erroneous swaps.

Conditional no-action relief related to CFTC No-Action Letter No. 15-29 with respect to swaps trading on Yieldbroker Pty Limited

Issuance of a temporary registration order as a swap execution facility to LedgerX LLC. (DMO)

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers