14-99
Title: 14-99
File Link
Description
Exemption from requirement that a pool’s financial statement be audited by independent public accountants.
14-98
Title: 14-98
File Link
Description
Exemption from requirement that a pool’s financial statement be audited by independent public accountants.
14-97
Title: 14-97
File Link
Description
Exemption from requirement that a pool’s financial statement be audited by independent public accountants.
14-96
Title: 14-96
File Link
Description
No action relief to an entity and its affiliates for their failure to register as CPOs of pools holding volume production payment instruments, which issue debt or debt-like instruments, and which use swaps to hedge commodity market risk and interest rate exposure.
14-92
Title: 14-92
File Link
Description
Time-limited no-action relief for the Chicago Mercantile Exchange, Inc. with regard to Regulations 1.20(d) and 22.5(a).
14-91
Title: 14-91
File Link
Description
DSIO is issuing a no-action letter providing additional time for futures commission merchants (FCMs) to comply with Commission regulations requiring FCMs to obtain acknowledgement letters from certain depositories. DSIO will provide no-action relief until October 17, 2014.
14-88
Title: 14-88
File Link
Description
Extension of Time-Limited No-Action relief from compliance with certain conditions associated with the receipt of customer funds by FCMs.
14-84
Title: 14-84
File Link
Description
Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84
14-83
Title: 14-83
File Link
Description
Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84
14-82
Title: 14-82
File Link
Description
Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84