Exemptive relief from the provisions of Commission Regulations 4.7 and 4.22 to prepare an onshore feeder fund’s financial statements in accordance with U.S. GAAP

Exemptive relief for a CPO to prepare financial statements in accordance with Luxembourg GAAP in lieu of US GAAP

Exemptive relief for a CPO from auditing a pool’s 2015 annual report.

The CPO of an exempt commodity pool requested relief permitting it to file for the pool a 15-month audited Annual Report, in order to facilitate the pool’s recent change in fiscal year.

Exemptive relief for a CPO from auditing a pool’s 2015 annual report.

Exemptive relief for a CPO from auditing a pool’s 2015 annual report.

Exemptive relief granted to a CPO of a fund complex from: (1) Filing with NFA and distributing to the participants of the Intermediate Fund an audited annual report of the Feeder Fund; and (2) Filing with NFA Form CPO-PQR for the Intermediate Fund. This relief allows the CPO to prepare one audited annual report and one CPO-PQR at the Feeder Fund-level for both the Feeder Fund and the Intermediate Fund.

The CPO of an exempt commodity pool with three participants, all of whom are managing members of the CPO, requested relief from the audit requirement in Regulations 4.7(b)(3) and 4.22(d)(1). DSIO granted relief for the pool’s 2015 annual report, conditioned upon the filing and distribution of an uncertified annual report for the 2015 fiscal year that otherwise complies with Regulation 4.7(b)(3).

The CPO of an exempt commodity pool requested relief from the audit requirement in Regulation 4.22(d)(1), on the basis that the pool’s two participants are owners of the CTA managing the pool assets. DSIO granted relief for the 2015 annual report, conditioned upon the filing and distribution of an uncertified 2015 annual report that otherwise complies with Regulation 4.7(b)(3).

A CPO requested exemptive relief from the annual report requirement in Regulation 4.7(b)(3), to allow it to file an annual report for its exempt pool for the period from December 29, 2015, the date the pool began trading, to December 31, 2016. DSIO granted relief conditioned upon the future filing and distribution of a certified Annual Report covering that period.