Time-limited no action relief for DTCC SDR and registered entities and swap counterparties reporting swaps to DTCC SDR from certain portions of Part 45, 46 and 49 of the Commission's regulations.
Extension of Time-Limited No-Action Relief from Certain Requirements of Part 45 and Part 46 of the Commission’s Regulations, for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, the European Union, Japan, Switzerland or the United Kingdom.
Relief from the Part 43 public reporting requirements for relevant swaps related to the CME Inc SOFR discounting transition auction
Relief from the Part 43 public reporting requirements for relevant swaps related to the LCH Limited SOFR discounting transition auction
Extension of conditional time-limited no-action relief from filing certain infromation for ownership and control reports required by Parts 17, 18, and 20 of the Commission’s regulations
No-action relief from certain Commission regulations with respect to certain warrants listed on foreign exchanges.
No-action positions for commodity pool operators in response to the COVID-19 pandemic
DMO will not recommend that the Commission take an enforcement action against any SEF or SEF CCO for failure to submit an ACR within the 60-day period prescribed in Commission regulation 37.1501(f)(2), provided that: (a) the ACR was required to be submitted to the Commission prior to September 1, 2020, pursuant to Commission regulation 37.1501(f)(2); and (b) the ACR is submitted to the Commission not later than 120 days after the end of the SEF’s fiscal year.
Granting time-limited no-action relief to [“A”] permitting its Irish bank subsidiary, [“B”], to act as reporting counterparty for [“B”]’s swaps with U.S. persons that are not swap dealers (“SDs”) or major swap participants (“MSPs”), notwithstanding the allocation of reporting responsibility set forth in Commission Regulation 45.8(e).
No-action relief from specified Part 39 regulations applicable to derivatives clearing organizations due to Eris Clearing, LLC’s fully-collateralized clearing model.
