17-37

Title: 17-37







Description

The Division of Market Oversight provides time-limited no-action relief from certain aggregation requirements under its position limits regime.

17-36

Title: 17-36







Description

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers.

17-34

Title: 17-34







Description

CFTC Staff Issues No-Action Relief for Swap Dealers from Compliance with Commission Regulations on Margin for Uncleared Swaps with Respect to Uncleared Swaps with the European Stability Mechanism

17-32

Title: 17-32







Description

Relief from swap reporting and recordkeeping requirements applicable to Cantor Futures Exchange, L.P. (CX), Cantor Clearinghouse, L.P. and CX’s market participants

17-31

Title: 17-31







Description

Relief from swap reporting and recordkeeping requirements applicable to North American Derivatives Exchange, Inc. (Nadex) and Nadex’s market participants

17-30

Title: 17-30







Description

No-action letter for CME Clearing Europe granting relief from obligations applicable to derivatives clearing organizations (DCO) during the wind-down period preceding impending vacation of its DCO registration.

17-27

Title: 17-27







Description

No-action relief that extends the relief provided in Letter No. 16-58 by permitting SEFs and DCMs to address clerical or operational errors that cause a swap to be rejected from clearing.

17-26

Title: 17-26







Description

Extension of time-limited no-action relief for Shanghai Clearing House with regard to the requirement to register as a DCO in order to clear swaps for US persons.

17-22

Title: 17-22







Description

Extension of time limited no-action position for swap dealers complying with European Union uncleared swap margin requirements.

17-21

Title: 17-21







Description

Grant of no-action relief for Eurex Clearing AG with regard to Regulation 39.19(c)(3)(ii).