14-107

Title: 14-107







Description

Time-limited no-action relief for the Clearing Corporation of India Ltd. with regard to Section 5b(a) of the Commodity Exchange Act and implementing regulations thereunder.

14-106

Title: 14-106







Description

No-action relief for the Chicago Mercantile Exchange, Inc. with regard to Regulations 1.20(d) and 22.5(a).

14-105

Title: 14-105







Description

Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1) until November 15, 2014.

14-104

Title: 14-104







Description

Two families, whose patriarchs have been business partners of a large, publicly traded U.S. retailer since the company’s founding over forty years ago, requested no-action relief from CPO registration on behalf of the families, the S corporation founded solely to provide services to the families, and the S corporation’s employees, with regard to funds operated by the families that may invest in commodity interests.

14-08

Title: 14-08







Description

Time-limited no-action relief granted to a registered futures commission merchant regarding the maintenance of certain Rule 30.7 accounts.

14-07

Title: 14-07







Description

The Division of Clearing and Risk issued a letter stating that it will not recommend that the Commission take enforcement action against ASX Clear (Futures) Pty Limited for failure to register as a derivatives clearing organization pursuant to Section 5b(a) of the Commodity Exchange Act in connection with the clearing of certain interest rate swaps.

14-03

Title: 14-03







Description

No-action relief regarding the limitation on the holding of customer funds outside the U.S. under Regulation 30.7.

14-02

Title: 14-02







Description

No-action relief from compliance with certain conditions associated with the receipt of customer funds by FCMs.

14-01

Title: 14-01







Description

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers

13-88

Title: 13-88







Description

No action relief to an entity and its affiliates for their failure to register as CPOs of pools holding volume production payment instruments, which issue debt or debt-like instruments, and which use swaps to hedge commodity market risk and interest rate exposure.