17-64

Title: 17-64







Description

CFTC’s Division of Market Oversight issues time-limited no-action relief from certain requirements of part 45 and part 46 of the commission’s regulations, for certain swap dealers and major swap participants established under the laws of Australia, Canada, the European Union, Japan or Switzerland.

17-61

Title: 17-61







Description

DMO is providing no-action relief to provide 30 additional calendar days for swap execution facilities to concurrently file their chief compliance officer annual compliance reports and fourth quarter financial reports with the Commission

17-60

Title: 17-60







Description

DMO is issuing a no-action letter that extends relief from the requirement that block trades be executed away from a SEF.

17-55

Title: 17-55







Description

DMO is issuing a no-action letter that provides relief from the trade execution requirement for swap components of certain types of package transactions.

17-54

Title: 17-54







Description

DMO is issuing a no-action letter which provides that, subject to certain conditions the Division will not recommend enforcement action against a swap execution facility which does not capture post-execution allocation information in its audit trail or conduct audit trail reviews of post-execution allocations.

17-45

Title: 17-45







Description

Conditional time-limited no-action relief from filing certain Ownership and Control Reports (OCR) required by Parts 17, 18 and 20 of the Commission’s Regulations.

17-37

Title: 17-37







Description

The Division of Market Oversight provides time-limited no-action relief from certain aggregation requirements under its position limits regime.

17-36

Title: 17-36







Description

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers.

17-33

Title: 17-33







Description

Announcement of DMO review of all swaps reporting regulations, including opening of comment period. Overview of specific issues that DMO plans to address.

17-32

Title: 17-32







Description

Relief from swap reporting and recordkeeping requirements applicable to Cantor Futures Exchange, L.P. (CX), Cantor Clearinghouse, L.P. and CX’s market participants