13-09

Title: 13-09







Description

No-Action Relief for Swaps Between Affiliated Counterparties That Are Neither Swap Dealers Nor Major Swap Participants from Certain Swap Data Reporting Requirements Under Parts 45, 46, and Regulation 50.50(b) of the Commission’s Regulations.

13-06

Title: 13-06







Description

Request for No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Certain Internal Business Conduct Requirements Found in Subpart F to Part 23 of the CFTCs Regulations.

12-79

Title: 12-79







Description

The Division of Market Oversight issued time-limited, no-action relief to Societe Generale with respect to various reporting requirements under Parts 43, 45, and 46 that Societe Generale was required to comply with as of December 31, 2012.

12-78

Title: 12-78







Description

The Division of Market Oversight issued time-limited, no-action relief to Deutsche Bank with respect to various reporting requirements under Parts 43, 45, and 46 that Deutsche Bank was required to comply with as of December 31, 2012.

12-77

Title: 12-77







Description

The Division of Market Oversight issued time-limited, no-action relief to HSBC with respect to various reporting requirements under Parts 43, 45, and 46 that HSBC was required to comply with as of December 31, 2012.

12-76

Title: 12-76







Description

The Division of Market Oversight issued time-limited, no-action relief to Barclays Bank, PLC with respect to various reporting requirements under Parts 43 and 45 that Barclays Bank, PLC was required to comply with as of December 31, 2012.

12-75

Title: 12-75







Description

The Division of Market Oversight issued time-limited, no-action relief to Standard Chartered Bank with respect to various reporting requirements under Parts 43, 45, and 46 that Standard Chartered Bank was required to comply with as of December 31, 2012.

12-65

Title: 12-65







Description

Time-Limited No-Action Relief from the Reporting of Certain Non-Reporting Counterparty Information Pursuant to Parts 45 and 46

12-59

Title: 12-59







Description

Time-Limited No-Action Relief for Swap Dealers and Major Swap Participants from the Reporting Provisions of Part 45 for CDS Clearing-Related Swaps. (extended by 13-36)