Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
The Conway Family Trust v. Dorman Trading, LLC
 CFTC Docket No. 12-R002 |
|
| Solomon Liou v. Elkton Investments LLC and Xin Wang
CFTC Docket No. 12-R024 |
|
| In the Matter of: Veruus Wealth Management, LLC
CFTC Docket No. SD 13-03 |
|
| In the Matter of: Prestige Capital Advisors, LLC
CFTC Docket No. SD 13-05 |
|
| In the Matter of: Chicago Trading Managers LLC
CFTC Docket No. SD 13-04 |
|
| In the Matter of: System Capital LLC and Joshua W. Wallace
CFTC Docket No. SD 13-02 |
|
| YragTraders LLC v. James Scott Cordier, Michael Frederick Gross and Liberty Tra…
CFTC Docket No. 12-R033 |
|
| Wendy Bryan, David Bryan, Chris Franz, Dong Sung Hong, Chris Lynch, Tim Marzane…
CFTC Docket No. 12-R021 |
|
| Servicios de Salud Mundial v. Alberto Inocente Alvarez, Enrique Jose Gallo, Ste…
CFTC Docket No. 12-R004 |
|
| In the Matter of: Robert A. Christy and Crabapple Capital Group, LLC
CFTC Docket No. SD 13-01 |