Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
In the Matter of: David G. Sklena
 CFTC Docket No. SD 09-01 |
|
| Renee McShane v. Global Asset Management, LLC
CFTC Docket No. 09-R038 |
|
| Gerald McShane v. Global Asset Management, LLC
CFTC Docket No. 09-R037 |
|
| Truong Le v. Cynthia "Cindy" Morris a/k/a Cindy Goldberg, Jimi Jalil, Julio Jal…
CFTC Docket No. 08-R048 |
|
| Alfred Furst v. MF Global, Inc. and Patrick Leroy Lafferty
CFTC Docket No. 08-R033 |
|
| Jinming Cao v. Interactive Brokers, LLC
CFTC Docket No. 08-R016 |
|
| Dorothy Woertz and Herbert Woertz v. Peregrine Financial Group, Inc.
CFTC Docket No. 08-R035 |
|
| Robert B. Johnson v. Michael Zalman Hurwitz, Kerry Dean Marshall, Todd Owen Mar…
CFTC Docket No. 08-R042 |
|
| Betty Price v. National Commodities Corp., Inc., Stuart Ross Marks and Eric Ric…
CFTC Docket No. 08-R043 |
|
| Andrea and Cliff Hallock v. Chesapeake Investment Services, Inc., Vision Financ…
CFTC Docket No. 09-R009 |