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INTERNET TRADING SYSTEM PROMOTER SETTLES CHARGES ALLEGING HE MADE MISREPRESENTATIONS ON WEBSITE; Michael Radcliffe Made False Claims Concerning Profits He Generated By Using His Commodity Trading System , 4653-02 |
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FLORIDA, LOUISIANA AND GEORGIA FIRMS CHARGED WITH FRAUDULENTLY SOLICITING OVER $1,000,000 FROM CUSTOMERS TO INVEST IN ILLEGAL FOREIGN CURRENCY (FOREX) OPTION CONTRACTS; Government Obtains Federal Court Order Freezing Assets of 19 Individuals and Companies; Related Action Also Filed by Louisiana Attorney General , 4652-02 |
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Commodity Futures Trading Commission Files Federal Action Against Florida Man For Providing False Information Related to His $6.8 Million Settlement With the Commission , 4651-02 |
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CFTC to Hold Open Meeting to Discuss its Intermediaries Study , 4650-02 |
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CFTC and SEC Approve Joint Order Excluding from the Definition of Narrow-Based Security Index those Security Indexes that Qualified for the "Grandfather" Exclusion from that Definition under Section 1a(25)(B)(v) of the Commodity Exchange Act and Section 3(a)(55)(C)(v) of the Securities Exchanges Act of 1934, , 4649-02 |
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CFTC, SEC, and Jersey Financial Services Commission Sign MOU Information Sharing Arrangement , 4648-02 |
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CFTC to Hold Open Meeting , 4647-02 |
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CFTC Establishes Enron Information Link to Assist the Public in Reporting Suspicious Activities that May Have Affected West Coast Electricity or Natural Gas Prices Involving Enron or Any Other Company , 4646-02 |
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CFTC Settles Wash Sales Charges Against Texas Broker Ronald Roesler and Illinois Broker David Janson Arising Out of USDA Dairy Options Pilot Program , 4645-02 |
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CFTC Announces the Appointment of Dr. James A. Overdahl as Chief Economist , 4644-02 |
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CFTC and SEC Adopt Final Rules Related to Cash Settlement Procedures and Trading Halts for Security Futures Products , 4643-02 |
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CFTC, SEC and Japanese Financial Services Agency Sign Information Sharing Arrangement , 4642-02 |
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FLORIDA FEDERAL COURT REQUIRES DEFENDANTS MICHAEL A. DIPPOLITO; MAD, INC.; AND CTU, INC. TO PAY RESTITUTION TO DEFRAUDED CUSTOMERS IN CFTC ENFORCEMENT ACTION. Court’s Order Also Bars Defendants From Further Fraudulent Conduct and From Trading Commodity Futures or Options , 4641-02 |
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CFTC Announces Appointment of Jane Kang Thorpe as Director, Division of Clearing and Intermediary Oversight , 4640-02 |
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TEXAS COMMODITY TRADER CHARGED WITH DEFRAUDING CUSTOMERS AND MISAPPROPRIATING CUSTOMER FUNDS. CFTC Charges Dewey V. Wiles and His Company, Futures Exchange Company, Inc., with Fraudulently Soliciting Funds to Trade Commodity Futures , 4639-02 |
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CFTC Settles Foreign Currency Fraud Case Against Ohio Defendants , 4638-02 |
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Pay Parity Voted for CFTC , 4637-02 |
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CFTC CHARGES UTAH INVESTMENT FIRM WITH RUNNING A $14.7 MILLION FOREIGN CURRENCY (FOREX) PONZI SCAM; Federal Court Immediately Freezes Assets of 4NExchange, LLC, Paul Grant and Ronald Bassett In Related Action , 4636-02 |
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CFTC Launches FOREX Warning Advertising Campaign , 4635-02 |
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U.S. GOVERNMENT AGENCY SETTLES FRAUD CASE AGAINST GEORGIA COMMODITY TRADING ADVISOR WHO WAS A REPEAT OFFENDER; Defendant Ellery Coleman Ordered to Pay a Penalty of up to $170,000 , 4634-02 |
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TEXAS COMMODITY BROKER COMMITTED SOLICITATION FRAUD; In CFTC Action, D. Michael Sheaves Fined $50,000 and Ordered to Pay Restitution for Fraudulently Failing to Advise Prospective Clients of Significant Trading Losses , 4633-02 |
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CFTC's Technology Advisory Committee to Meet Wednesday, April 24, 2002 , 4632-02 |
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Commodity Futures Trading Commission Proposes Amendments to Registration Rules to Accommodate Online Registration , 4631-02 |
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CFTC Announces the Appointment of Sandra J. Canery as Director of the Commission's EEO , 4630-02 |
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CFTC SETTLES COMMODITY FRAUD SOLICITATION CASE AGAINST CALIFORNIA TRADING SYSTEM DEVELOPER; Defendant Abdullah Alsafari Barred from Further Fraudulent Conduct in Violation of Federal Commodities Laws , 4629-02 |
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FLORIDA COMMODITY TRADING SYSTEM DEVELOPER AND NEW YORK PUBLISHER SETTLE CFTC FRAUD ACTION; CFTC Finds that George Angell, TradeWins Publishing and its President, Stephen Schmidt, Fraudulently Marketed Commodity Trading System , 4628-02 |
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CFTC Staff Allows Eurex Duetschland's Futures Contracts Based on the Dow Jones STOXX 600 Banking Sector Index and the Dow Jones EURO STOXX Banking Sector Index to be Offered and Sold in the United States , 4627-02 |
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THREE FORMER EMPLOYEES OF CHICAGO COMMODITY FIRM SETTLE GOVERNMENT ACTION FOR FRAUDULENT TRADING; Defendants Martin Brown, Geoffrey S. Thompson, and Ydiyell Howard Prohibited From Trading in the Commodity Markets , 4626-02 |
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Commodity Futures Trading Commission's Division of Trading and Markets Issues Advisory Concerning Foreign Currency Trading by Retail Customers , 4625-02 |
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CFTC SETTLES FRAUD ACTION AGAINST WEST VIRGINIA COMMODITY POOL OPERATOR; Defendants Robert L. Dormagen and Delta Financial Corporation Permanently Barred From Trading Futures or Options , 4624-02 |
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CFTC SETTLES CHARGES AGAINST MINNESOTA DEFENDANTS IN COMMODITY POOL FRAUD CASE; Leonard Nauman and His Two Companies, Pension America, Inc., and Futures Profit Making, LLC, Are Permanently Barred From Trading For Others , 4623-02 |
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LOS ANGELES COMMODITY TRADER SETTLES CFTC FRAUD ACTION; Alfred Gladstone Ordered to Pay Up To $171,000 in Restitution and Civil Monetary Penalty Pursuant to Payment Plan and Agrees Never to Seek CFTC Registration , 4622-02 |
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CFTC FILES ENFORCEMENT ACTION AGAINST FOUR CSCE FLOOR BROKERS, CHARGING THEM WITH UNLAWFULLY TRADING COFFEE FUTURES; Joseph Defrancesco, Ronald Kilbride, and Brian Thornton Charged with Fraud, Bucketing of Customer Orders, and Reporting Non-Bona Fide Prices; Defrancesco, Kilbride, Thornton, and Marc Greenstein Also Face Charges of Noncompetitive Trading, Illegal Wash Sales, and Accommodation Trades , 4621-02 |
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CFTC Obtains Dismissal of Martin Armstrong's Appeal for Release from Confinement , 4620-02 |
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CALIFORNIA COMMODITY TRADER CHARGED WITH MISAPPROPRIATING MORE THAN $500,000 IN CUSTOMER FUNDS AND VIOLATING PRIOR COMMISSION ORDER; CFTC Charges Mark Ross Weinberg With Fraudulently Soliciting Funds to Trade Commodity Futures; Federal Court Freezes Assets and Bars Destruction of Books and Records , 4619-02 |
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International Futures Regulators Meeting , 4618-02 |
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CFTC Releases Report on September 11th , 4617-02 |