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EL PASO TRADING UNIT AGREES TO PAY $20 MILLION TO SETTLE CFTC CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING; El Paso Merchant Energy, L.P. Settles Claims Under the Commodity Exchange Act That It Intentionally Reported False Natural Gas Price and Volume Information to Energy Reporting Firms in an Attempt to Affect Prices of Natural Gas Contracts , 4765-03 |
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MICHIGAN MAN ORDERED TO PAY $6.3 MILLION TO CUSTOMERS DEFRAUDED IN COMMODITY FUTURES INTERNET SCAM; Federal Court Orders Defendants to Refund Investments to 900 Customers , 4764-03 |
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CFTC Modernizes Rules for Pools, Advisors, and FCMs , 4763-03 |
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CFTC CHARGES ENRON WITH PRICE MANIPULATION AND OTHER ILLEGAL ACTS; Enron and Former Enron Vice President Charged With Manipulating Prices in Natural Gas Market; Enron Charged Further With Operating an Illegal, Undesignated Futures Exchange and Offering Illegal Lumber Futures Contracts Through Its Internet Trading Platform , 4762-03 |
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International Futures Regulators Meeting , 4761-03 |
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CFTC Provides Annual Report Guidance to Commodity Pool Operators , 4760-03 |
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CFTC Releases Rule Enforcement Review of the Kansas City Board of Trade , 4759-03 |
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FRAUDULENT PRECIOUS METALS DEALERS INDICTED AND ARRESTED IN COMMODITY SCHEME; CFTC Lends Assistance to the United States Attorney for the District of New Jersey in Criminal Action for Defrauding Investors , 4758-03 |
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CFTC Staff Allows the Osaka Securities Exchange's Futures Contracts Based on the FTSE Japan Index and the MSCI Japan Index, and the Singapore Exchange Derivatives Trading Limited's Futures Contract Based on the MSCI Japan Index, to be Offered and Sold in the United States , 4757-03 |
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CALIFORNIA FIRM AND ITS TWO PRINCIPALS CHARGED WITH FOREIGN CURRENCY (FOREX) SWINDLE; Government Files Lawsuit Against EuroBancorp, Inc., Paris DeLesseppes, and John Lassen for Fraud; Further Charges are Brought Against EuroBancorp and Global Interbank, Inc. for Offering and Selling Illegal, Off-Exchange Foreign Currency Futures Contracts , 4756-03 |
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SOUTHERN CALIFORNIA FOREIGN CURRENCY (FOREX) OPERATORS CHARGED WITH FRAUD; Local Foreign-Language Newspapers and Internet Used to Advertise Scam , 4755-03 |
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CFTC & FEDERAL CRIMINAL LAW ENFORCEMENT OFFICERS GATHER FOR COOPERATIVE ENFORCEMENT MEETING FOCUSED ON THE ENERGY MARKETS; CFTC's Division of Enforcement Shares Investigative Experiences with Colleagues from the President's Corporate Fraud Task Force , 4754-03 |
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FLORIDA FOREIGN CURRENCY FIRM AND OTHERS CHARGED WITH FRAUD; CFTC Obtains Federal Court Order Freezing Assets of Defendants InterTrade Forex, Inc., Stanley Craig Wakefield and Pritesh Patel , 4753-03 |
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Presentations from CFTC-FERC Technical Conference, "Credit Issues & Potential Solutions in Energy Markets," Now Available on the Web, , 4752-03 |
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CFTC Chairman James E. Newsome Talks About the Benefits and Challenges of Clearing at First-Ever Joint Technical Conference by CFTC with FERC , 4751-03 |
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TEXAS RESIDENT CHARGED WITH SWINDLING MILLIONS FROM INVESTORS AND SPENDING MONEY ON GAMBLING, JEWELRY, AND AUTOMOBILES; CFTC Charges John A. Wheeler and His Companies with Fraudulent Solicitation and Misappropriation in Connection with Purported Foreign Currency Trading; Court Enters Preliminary Injunction Against Defendants, Freezing Their Assets, Among other Sanctions , 4750-03 |
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FLOOR BROKER SETTLES CHARGES OF UNLAWFULLY TRADING COFFEE FUTURES; CFTC Finds that Ronald Kilbride Engaged in Fraud, Bucketing of Customer Orders and Reporting Non-Bona Fide Prices, Noncompetitive Trading, Wash Sales and Accommodation Trades , 4749-03 |
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CFTC Provides Further Relief to Futures Firms and Clearinghouses , 4748-03 |
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FERC-CFTC Announce Final Agenda for Conference on "Credit Issues in the Energy Markets: Clearing and Other Solutions", , 4747-03 |
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FEDERAL COMMODITIES ENFORCER CHARGES SALT LAKE CITY ATTORNEY DONALD J. PURSER WITH FRAUD; Utah Federal Court Permits CFTC to Add Parties and Expand Allegations in Existing Commodity Pool Fraud Case , 4746-03 |
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CFTC ESTABLISHES TOLL-FREE COMPLAINT LINE [866-FON-CFTC] AND URGES THE PUBLIC TO USE IT TO REPORT SUSPICIOUS ACTIVITIES INVOLVING COMMODITIES , 4745-03 |
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FORMER DYNEGY MARKETING AND TRADE EMPLOYEE CHARGED WITH COMMODITY DECEPTION AND WIRE FRAUD; Former Natural Gas Trader Charged Criminally Under the Commodity Exchange Act With Intentionally Reporting False Natural Gas Price and Volume Information to Energy Reporting Firms in an Attempt to Affect Prices of Natural Gas Contracts , 4744-03 |
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WORLD-WIDE CURRENCY SERVICES CORP. AND OTHERS CHARGED WITH DEFRAUDING CUSTOMERS IN CURRENCY SCAM; CFTC Also Charges World-Wide Director Gennady (George) Spivak and Salesman Ellison Ken Morris with Defrauding Customers in Foreign Currency (FOREX) Futures Trading, Misappropriating Customer Funds, and Operating and Illegal FOREX Futures Business , 4743-03 |
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FLORIDA FIRM, INVESTORS FREEDOM CLUB, L.C. AND OTHERS, CHARGED WITH SOLICITING OVER $1.5 MILLION FROM CUSTOMERS IN FOREIGN CURRENCY (FOREX) FUTURES FRAUD; Government Obtains Federal Court Order Freezing Assets of Defendants Investors Freedom Club, L.C., William Folino, George Belanger, and Relief Defendant Tina Folino , 4742-03 |
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FERC, CFTC Announce Joint Conference on "Credit Issues in the Energy Market: Clearing & Other Solutions", , 4741-03 |
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FLORIDA FEDERAL COURT REQUIRES CHIEF INVESTMENT OFFICER TO PAY $16 MILLION IN RESTITUTION TO DEFRAUDED SUNSTATE FX INC. INVESTORS IN CFTC ENFORCEMENT ACTION , 4740-03 |
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MICHIGAN RESIDENT STEPHEN PIERCE SETTLES CFTC ACTION CHARGING INTERNET FRAUD VIOLATIONS, CFTC Order Requires Pierce To Pay A Civil Monetary Penalty and Comply with Undertakings , 4739-03 |
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CHICAGO MAN CHARGED WITH FRAUDULENTLY PROMOTING HIS COMMODITY TRADING SYSTEM; CFTC Alleges Gregory Elliott (d/b/a Softrade, Inc.) Made False Claims Concerning Profits Generated by His Commodity Trading System , 4738-03 |
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NEW YORK FOREIGN CURRENCY FIRM CHARGED WITH FRAUDULENTLY SOLICITING RETAIL CUSTOMERS OVER THE INTERNET TO INVEST IN ILLEGAL, OFF-EXCHANGE FOREIGN CURRENCY (FOREX) FUTURES CONTRACTS; CFTC Charges Rouslan Tambiev and Tamb International, Inc., Both Located in Queens, New York, With Fraud , 4737-03 |
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CFTC Extends Comment Period on Advance Notice of Proposed Rulemaking to Allow Greater Access to Security Futures Markets , 4736-03 |
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CFTC Division of Clearing and Intermediary Oversight Announces Authorization of New NFA Responsibilities , 4735-03 |
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CFTC SETTLES ACTION AGAINST HEDGE FUND AND SUSPENDS ITS REGISTRATIONS; Beacon Hill Asset Management, LLC Agrees to Suspension of Registrations , 4734-03 |
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CFTC REVOKES MICHIGAN COMMODITY TRADING ADVISOR'S REGISTRATIONS , 4733-03 |
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CFTC SETTLES ENFORCEMENT ACTION AGAINST FLORIDA FIRM AND ITS OWNER; FIRM USED FRAUDULENT SCHEME TO SOLICIT OVER $400,000 FROM UNSOPHISTICATED INVESTORS; $K's Forex International, Inc., a Florida Firm d/b/a SK's Forex International, Inc., and Elizabeth Miskus Kemp, Found to Have Operated Illegal Foreign Currency (FOREX) Futures Trading Firm and to Have Misappropriated Customer Funds , 4732-03 |
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CFTC CHARGES CHICAGO FUTURES FIRM AND ITS PRESIDENT WITH FAILURE TO SUPERVISE; Robbins Futures, Inc. and Joel Robbins Ignored Signs of Ponzi Scheme , 4731-02 |
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CFTC SUES LAS VEGAS MAN FOR FRAUDULENTLY PROMOTING HIS COMMODITY TRADING METHOD; CFTC Alleges Charles Cox Made False Claims Concerning Profits Generated by His Commodity Trading Method , 4730-02 |
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CFTC SETTLES COMMODITY FRAUD ACTION AGAINST MARYLAND MAN AND FIRM; District Court Orders Defendants Peter Scott and Rothlin & Windsor Capital Management, Inc. to Pay $13.9 Million in Restitution and Civil Monetary Penalties , 4729-02 |
