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CFTC Issues Order Finding that Korea Exchange, Inc. Made a False and Misleading Certification to the CFTC , 7971-19 |
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Maggie Sklar to Depart CFTC Chairman Giancarlo’s Office , 7970-19 |
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CFTC Commissioner Stump Announces Progress in the CFTC’s Data Protection Initiative , 7969-19 |
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The CFTC and the Japan Financial Services Agency Issued a Joint Statement Regarding the Comparability of Certain Derivatives Trading Venues in the U.S. and Japan , 7968-19 |
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CFTC Voted on Open Meeting Agenda Items , 7967-19 |
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CFTC Videocast Features Chairman Giancarlo Discussing Impact of Manufactured Credit Events in the Credit Derivatives Markets , 7966-19 |
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Federal Court Permanently Enjoins Defendants and Orders Them to Pay Penalties and Restitution for Bitcoin Solicitation Fraud, Impersonating a CFTC Investigator, and Sending Forged CFTC Documents , 7965-19 |
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CFTC Staff Provide Guidance, No-Action Relief for FCM Separate Account Practices , 7964-19 |
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CFTC Commissioner Behnam Announces the Establishment of the Market Risk Advisory Committee’s Climate-Related Market Risk Subcommittee and Seeks Nominations for Membership , 7963-19 |
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CFTC and SEC Invite Public Comment on a Joint Proposal to Align Margin Requirements for Security Futures with Requirements for Similar Financial Products , 7962-19 |
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Agencies Adopt Final Rule to Exclude Community Banks from the Volcker Rule , 7961-19 |
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CFTC Staff Issues Advisory Clarifying $50 Million Initial Margin Threshold and Documentation Requirements , 7960-19 |
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Erica Elliott Richardson, External Affairs Director, To Leave CFTC , 7959-19 |
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CFTC Staff Issues Report Regarding the Swap Dealer De Minimis Exception and On-Venue and Cleared Swaps , 7958-19 |
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CFTC Issues Social Media Customer Protection Advisory , 7957-19 |
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CFTC to Hold an Open Commission Meeting on July 11 , 7956-19 |
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CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Position Limits , 7955-19 |
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CFTC Grants DCO Registration to Eris Clearing, LLC , 7954-19 |
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CFTC Announces $2 Million Award to Joint Whistleblowers , 7953-19 |
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CFTC Orders Commodity Trading Firm to Pay Penalty for Wash Sales and Improve its Internal Controls , 7952-19 |
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CFTC Extends Public Comment Period for Proposal to Amend Derivatives Clearing Organization Regulations , 7951-19 |
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CFTC Staff Issues No-Action Relief for Floor Traders Engaged in Swaps Activity , 7950-19 |
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CFTC Announces LabCFTC Accelerator and Second Fintech Conference , 7949-19 |
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Commodity Pool and its President Ordered to Pay $1.2 Million, Banned from Markets for Futures Fraud , 7948-19 |
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Matthew Kulkin, DSIO Director, to Leave the CFTC , 7947-19 |
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CFTC Orders Merrill Lynch Commodities, Inc. to Pay Approximately $25 Million for Spoofing, Manipulation, and Attempted Manipulation in Precious Metals Futures , 7946-19 |
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CFTC Approves LedgerX LLC as a Designated Contract Market , 7945-19 |
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CFTC to Clarify Cross-Border Regulatory Commitments , 7944-19 |
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CFTC Announces Approximately $2.5 Million Whistleblower Award , 7943-19 |
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Eric J. Pan, Director of CFTC’s Office of International Affairs, to Leave the Agency , 7942-19 |
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CFTC Chairman Giancarlo Congratulates SEC on Adopting Final Rules Establishing Capital Requirements for Security-Based Swap Dealers and Margin for Uncleared Security-Based Swap Transactions , 7941-19 |
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Brian Bussey, Director of the Division of Clearing and Risk, to Take Early Retirement after 22 Years of Federal Government Service , 7940-19 |
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U.S. District Court for the Northern District of California Imposes Permanent Trading Ban against Defendant in CFTC False Statements and Solicitation Fraud Action , 7939-19 |
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CFTC Charges Company and its Principal in $147 Million Fraudulent Bitcoin Trading Scheme , 7938-19 |
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CFTC Relaunches “CFTC Talks” as a Videocast , 7937-19 |
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CFTC Chairman J. Christopher Giancarlo Announces Signing of Collective Bargaining Agreement with National Treasury Employees Union , 7936-19 |
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CFTC Staff Issues No-Action Relief from Uncleared Swap Margin Rule for Certain Amendments to Legacy Swaps , 7935-19 |
