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Registration Open for CFTC’s Second Annual Fintech Forward Conference , 8037-19 |
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CFTC’s Technology Advisory Committee Releases Agenda for Upcoming Public Meeting , 8036-19 |
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CFTC Orders Interdealer Brokers to Pay $25 Million for Fraud in FX Options Markets , 8035-19 |
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CFTC Orders Trading Firm Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets , 8046-19 |
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CFTC Orders Chicago Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets , 8045-19 |
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CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets , 8044-19 |
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CFTC Settles Swaps Reporting Charges Against PNC Bank , 8043-19 |
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CFTC Orders The Bank of New York Mellon to Pay $750,000 For Swap Reporting Violations , 8042-19 |
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CFTC Charges NatWest Markets Plc with Submitting Inaccurate Large Trader Reports for Physical Commodity Swap Positions , 8041-19 |
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CFTC Orders The Northern Trust Company to Pay $1,000,000 For Swap Reporting Violations , 8040-19 |
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CFTC Orders Société Générale International Limited to Pay $2.5 Million for Swap Data Reporting and Supervision Failures , 8039-19 |
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CFTC Charges HSBC with Reporting Failures and Violation of Risk Management Regulations , 8038-19 |
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CFTC Orders RBC Capital Markets, LLC to Pay $5 Million for Supervisory Failures Resulting in Illegal Trades and Other Violations , 8034-19 |
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CFTC Orders Six Financial Institutions to Pay Total of More Than $6 Million for Reporting Failures , 8033-19 |
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CFTC Orders Trader to Pay $160,000 for Making Misrepresentations to Futures Commission Merchants , 8032-19 |
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CFTC Orders Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing , 8031-19 |
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CFTC Orders Energy Broker and Its Owner to Pay Over $1.5 Million for Misappropriating Confidential Customer Information and Other Violations , 8030-19 |
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CFTC Orders CHS, Inc. to Pay $500,000 Penalty for Reporting Violations , 8029-19 |
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CFTC Orders Global Agribusiness to Pay $175,000 for Failure to File Timely Reports , 8028-19 |
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CFTC Charges Former Floor Broker with Misappropriating Client Funds, Registration Violations, and Making False Statements , 8027-19 |
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CFTC Charges Former Registrant with Making False and Misleading Statements During a CFTC Investigation , 8026-19 |
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CFTC Charges Three Individuals with Fraudulently Soliciting U.S. Customers in Binary Options Scheme , 8025-19 |
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CFTC Orders Chicago Trading Firm and Its Co-Founder to Pay $2.5 Million in Penalties for Spoofing and Manipulative Trading Scheme , 8024-19 |
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CFTC Charges Individual with Multi-Million Dollar Bitcoin Fraud , 8023-19 |
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CFTC Announces Approximately $7 Million Whistleblower Award , 8022-19 |
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CFTC Charges Illinois-Based Trader with Violating Soybean Futures Speculative Position Limits , 8021-19 |
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CFTC Charges Trader and his Company with $7 Million Fraud , 8020-19 |
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CFTC’s Technology Advisory Committee to Meet on October 3 , 8019-19 |
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CFTC Charges Former Head of International Binary Options Scheme with $10 Million Fraud , 8018-19 |
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Chairman Tarbert Announces Executive Leadership Appointment , 8017-19 |
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CFTC Unanimously Approves Two Measures in September 16 Open Meeting , 8016-19 |
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CFTC Charges Futures Trader and Industrial Firm with Spoofing in Precious Metals Futures , 8015-19 |
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In CFTC Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks , 8014-19 |
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CFTC Charges Traders at Major U.S. Bank with Manipulating the Precious Metals Futures Markets , 8013-19 |
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CFTC Orders Interdealer Broker to Pay $13 Million for Supervisory Failures and False Statements , 8012-19 |
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CFTC Market Risk Advisory Committee Approves Plain English Disclosures at Public Meeting , 8011-19 |
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CFTC Extends Public Comment Period for Proposed Rules Pertaining to Cross-Border Clearing , 8010-19 |
