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CFTC Approves Position Limit Appeal , 6413-12 |
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CFTC Issues Proposed Swaps Report for Public Comment , 6412-12 |
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CFTC’s Office of General Counsel Responds to Questions Regarding Certain Physical Commercial Agreements for the Supply and Consumption of Energy , 6411-12 |
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CFTC Seeks Public Comment on Request from ICE Clear Europe Limited for Order Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Customer Account , 6410-12 |
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CFTC Charges Matthew Marshall Taylor with Fraud for Fabricating and Concealing Trades from His Employer and Obstructing Their Discovery , 6409-12 |
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CFTC’s Division of Clearing and Risk Issues Staff Interpretation Regarding Part 22 , 6408-12 |
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Federal Court in Idaho Orders Brad Lee Demuzio and Demuzio Capital Management, LLC, to Pay over $3 Million in Connection with CFTC Commodity Pool Forex Fraud Action , 6407-12 |
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CFTC’s Division of Clearing and Risk Issues Temporary Compliance Delay Due to Hurricane Sandy , 6406-12 |
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Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet November 7, 2012 , 6405-12 |
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Hurricane Sandy Information , |
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Commodity Futures Trading Commission Confirms Technology Advisory Committee Meeting on October 30, 2012 , |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations , 6404-12 |
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CFTC Orders Illinois Resident Joshua T.J. Russo to Pay More than $1.8 Million in Restitution and Penalties for Futures and Options Fraud and Unauthorized Trading , 6403-12 |
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CFTC Obtains Federal Court Order against Nicholas Cosmo for Engaging in Unauthorized Futures Trading that Resulted in Tens of Millions of Dollars in Investor Losses , 6402-12 |
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CFTC Announces Public Meeting of the Technology Advisory Committee , 6401-12 |
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Federal Court Orders Robert A. Christy and His Company, Crabapple Capital Group LLC, to Pay over $2.6 Million in Monetary Sanctions for Foreign Currency Fraud , 6400-12 |
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CFTC Orders San Gabriel, California Resident David Kaup and His Companies to Pay over $1.89 Million in Restitution and Penalties to Settle Forex Fraud and Misappropriation Charges , 6399-12 |
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CFTC Meeting Scheduled for October 25, 2012, Has Been Cancelled , 6398-12 |
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CFTC Charges Floridian Christopher Smithers with Fraud in Connection with Commodity-Related Activities and Violations of a Federal Court’s Prior Orders , 6397-12 |
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CFTC Proposes New Regulations and to Amend Existing Regulations to Enhance Protections for Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations , 6396-12 |
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CFTC Orders Morgan Stanley Smith Barney LLC to Pay $200,000 for Supervision Violations , 6395-12 |
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CFTC Issues Final Interpretative Guidance to Clarify Foreign Regulators Indemnification and Confidentiality Obligations , 6394-12 |
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CFTC Charges David M. Nunn with Engaging in an Illegal Trading Scheme and Making False Statements to ICE Futures US , 6393-12 |
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CFTC to Hold Open Meeting to Consider a Notice of Proposed Rulemaking on Enhancing Customer Protections , 6392-12 |
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CFTC Issues Final Rule Amending Existing Commission Regulations to Incorporate Swaps , 6391-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Swaps Calculation by Certain Foreign Entities for Purposes of the Swap Dealer and Major Swap Participant Definitions , 6390-12 |
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CFTC Division of Swap Dealer and Intermediary Oversight Issues Letter Providing Time-Limited No-action Relief with Respect to Foreign Exchange Forwards and Foreign Exchange Swaps , 6389-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Regarding the Treatment of Agricultural and Exempt Commodities in Making Calculations for Purposes of the Swap Dealer and Major Swap Participant Definitions , 6388-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Interpretative Letter Regarding Scope of Bona Fide Hedging Exemption for Registered Investment Companies , 6387-12 |
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CFTC Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the De Minimis Threshold for Swaps with Utility Special Entities , 6386-12 |
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CFTC Office of General Counsel Issues Interpretative and No-Action Letter Regarding Eligible Contract Participant Issues , 6385-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Registration No-Action Relief for Certain Swaps Intermediaries , 6384-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Interpretative Guidance to Equity REITs and Certain Securitization Funds , 6383-12 |
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CFTC Staff Preserves Regulatory Status Quo for Petitioning RTOs & ISOs, and for Government and Cooperatively-Owned Electric Utilities , 6382-12 |
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CFTC Staff Responds to Frequently Asked Questions on the Reporting of Cleared Swaps , 6381-12 |
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CFTC Staff Responds to Questions on Start of Swap Data Reporting , 6380-12 |
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CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures , 6379-12 |
