|
|
CFTC Approves New Financial Rules Submitted by the National Futures Association to Strengthen the Protection of Customer Funds Held by Futures Commission Merchants , 6303-12 |
|
|
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Certain CPOs and CTAs to Meet Registration and Compliance Obligations , 6302-12 |
|
|
CFTC Charges Houston-based Christopher Daley and his company, TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool Scheme , 6301-12 |
|
|
CFTC Files Complaint Against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. Alleging Fraud, Misappropriation of Customer Funds, Violation of Customer Fund Segregation Laws, and Making False Statements , 6300-12 |
|
|
Federal Court in Texas Orders Robert Mihailovich, Sr. and Growth Capital Management LLC to Pay over $9.3 Million in CFTC Anti-fraud Action , 6299-12 |
|
|
CFTC’s Division of Market Oversight Issues Letter to Market Participants Regarding Compliance with Large Trader Reporting System for Physical Commodity Swaps and Swaptions , 6298-12 |
|
|
CFTC Reopens Public Comment Period on Margin Requirements for Uncleared Swaps , 6297-12 |
|
|
CFTC Issues Final Order Amending the Effective Date for Swap Regulation Order Issued on July 14, 2011 , 6296-12 |
|
|
CFTC to Hold Open Meeting to Consider Final Rule on the Further Definition of the term “Swap,” Final Rule on the End-User Exception to Clearing, and Proposed Rule to Exempt from Clearing Certain Swaps by Cooperatives , 6295-12 |
|
|
CFTC Approves Phased Compliance Proposal for Certain Swap Regulations , 6294-12 |
|
|
CFTC Approves Proposed Interpretive Guidance on Cross-Border Application of the Swaps Provisions of the Dodd-Frank Act , 6293-12 |
|
|
CFTC Issues Order of Provisional Registration as a Swap Data Repository to ICE Trade Vault, LLC , 6292-12 |
|
|
CFTC Approves Notice of Proposed Rulemaking to Enhance its Identification of Futures and Swap Market Participants , 6291-12 |
|
|
CFTC Obtains Default Judgment against The Trade Tech Institute, Inc., Technology Trading International, Inc., and Robert Sorchini for Fraudulent Solicitation of Managed Commodity Trading Accounts and Obtains Consent Judgment against Richard Carter as Cont , 6290-12 |
|
|
CFTC Orders Barclays to pay $200 Million Penalty for Attempted Manipulation of and False Reporting concerning LIBOR and Euribor Benchmark Interest Rates , 6289-12 |
|
|
Federal Court in Florida Orders Over $2.5 Million in Sanctions against Abraham Gutterman and His Companies for Commodity Options Fraud and Misappropriation , 6288-12 |
|
|
CFTC Approves Notice of Proposed Rulemaking Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements , 6287-12 |
|
|
Federal Court in Texas Orders Linda Harris, Chance Harris, CDH Forex Investments, LLC, and CDH Global Holdings, LLC, to Pay over $5.4 Million in Restitution and a Monetary Sanction for Forex Fraud , 6286-12 |
|
|
CFTC Will Not Hold June 21, 2012, Meeting , 6285-12 |
|
|
The CFTC Announces the Departure of Chief Economist Andrei Kirilenko to the Massachusetts Institute of Technology , 6284-12 |
|
|
CFTC Announces Public Meeting of the Technology Advisory Committee and Renewal of the Committee Charter and Membership , 6283-12 |
|
|
CFTC Certifies Dow Jones Industrial Average Futures Contract Submitted by Osaka Securities Exchange , 6282-12 |
|
|
CFTC to Hold Open Meeting to Consider Proposed Interpretive Guidance on Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act and a Proposed Exemptive Order Regarding Compliance with Certain Regulations under the Commodity Exc , 6281-12 |
|
|
Federal Court in Illinois Orders Defendants Richard C. Regan and Pro Trading Course, LLC to Pay More than $600,000 in Restitution and Civil Monetary Penalties to Settle CFTC Anti-Fraud Action , 6280-12 |
|
|
CFTC Settles Charges against Defendant Robert Mihailovich, Jr. for Making False Statements to the CFTC , 6279-12 |
|
|
Statement of CFTC Chairman Gary Gensler Regarding Senate Appropriations Subcommittee’s Vote on the CFTC Budget , 6278-12 |
|
|
CFTC Charges Jose S. Rubio and his Florida firm, Rubio Wealth Management, LLC, with Commodity Pool Fraud , 6277-12 |
|
|
CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges , 6276-12 |
|
|
CFTC Charges Ronnie Gene Wilson of South Carolina and His Company, Atlantic Bullion & Coin, Inc., with Operating a $90 Million Silver Bullion Ponzi Scheme , 6275-12 |
|
|
Statement of CFTC Chairman Gary Gensler Regarding House Appropriations Subcommittee’s Vote on the CFTC Budget , 6274-12 |
|
|
CFTC Orders Nevada Resident Luis Salazar-Correa and His Company, Prosperity Team, LLC, to Pay More than $2.6 Million to Settle CFTC Anti-fraud Forex Action , 6273-12 |
|
|
CFTC Certifies Nine Contracts Submitted by Eurex Deutschland , 6272-12 |
|
|
CFTC’s Division of Market Oversight Issues Updated Guidebook for Part 20 Reports , 6271-12 |
|
|
CFTC Orders Morgan Stanley & Co. LLC to Pay $5 Million Civil Monetary Penalty for Unlawful Noncompetitive Trades , 6270-12 |
|
|
CFTC Files a General Creditor Claim in the Liquidation of MF Global , 6269-12 |
|
|
Federal Court in Georgia Orders over $10 Million in Sanctions against Defendant Eldon A. Gresham in Forex Ponzi Scheme , 6268-12 |
|
|
Federal Court in New Jersey Orders Victor Eugene Cilli and His Company, Progressive Investment Funds LLC, to Pay over $700,000 in Restitution and Penalty in Commodity Pool Ponzi Scheme , 6267-12 |
