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New York Court Imposes Fine and Other Sanctions against Robert Moore, Former Managing Director of the Bank of Montreal’s Commodity Derivatives Group , 5788-10 |
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CFTC Chairman Gensler to Meet With Regulators to Discuss Critical Issues Related to Financial Regulatory Reform during Visits to Brussels and London , 5787-10 |
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Federal Court Orders Forex Dealer One World Capital Group and Its President, John “Jack” Edward Walsh, to Pay $520,000 in Sanctions , 5786-10 |
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Federal Court Issues Preliminary Injunction against Jay Nolan and His Company, Lodge Capital Group, LLC, Charged with Commodity Pool Fraud , 5785-10 |
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CFTC Charges Virginia Resident Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, in Forex Fraud Scheme , 5784-10 |
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The CFTC Sanctions Swiss Firm $130,000 for Exceeding Position Limits , 5783-10 |
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CFTC to Hold Public Meeting to Examine Futures and Options Trading in the Metals Markets , 5782-10 |
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CFTC Imposes a $1 Million Penalty on California Resident Craig A. Riley and His Firm, Pressio Capital Management, LP, for Commodity Pool Fraud , 5781-10 |
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CFTC Releases Rule Enforcement Review of ICE Futures US , 5780-10 |
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Minnesota Resident Trevor Cook Incarcerated for Violating Court Orders in CFTC Anti-Fraud Action Charging Him in $190 Million Foreign Currency Fraud , 5779-10 |
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CFTC Charges Illinois Defendants Jay C. Nolan and His Company, Lodge Capital Group, LLC, with Commodity Pool Fraud , 5778-10 |
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The CFTC Sanctions Toronto-Based Scotia Capital Inc. $250,000 for Prearranged Fictitious Trades , 5777-10 |
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The CFTC Sanctions Two Canadian Firms $500,000 for Entering into Unlawful Wash Sales , 5776-10 |
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CFTC Grants ICE Clear Europe Limited Registration as Derivatives Clearing Organization , 5775-10 |
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CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators , 5774-10 |
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CFTC Announces Inclusion of ICE Henry Hub SPDC Contract Data in Weekly Commitments of Traders Reports , 5773-10 |
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CFTC Seeks Public Comment on Proposed Regulations Regarding Retail FOREX Transactions , 5772-10 |
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CFTC to Hold Open Meeting on a Proposed Position Limits Rule , 5771-10 |
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CFTC Seeks Public Comment on Revised Petition From the Chicago Mercantile Exchange Involving Credit Default Swaps , 5770-10 |
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Commodity Futures Trading Commission Releases Staff Report on Cotton Futures and Option Market Activity During the Week of March 3, 2008 , 5769-10 |
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CFTC Adopts Amendments to Electronic Filing Regulations and Certain Other Financial Reporting Requirements Applicable to Futures Commission Merchants and Introducing Brokers , 5766-09 |
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CFTC Staff Allows Singapore Exchange Derivatives Trading Limited’s Mini Futures Contract Based on the Nikkei 225 Stock Index To Be Offered and Sold in the United States , 5765-09 |
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Federal Court in Florida Imposes More than $5.4 Million in Restitution and Fines in CFTC Action Charging Commodity Options Fraud , 5764-09 |
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CFTC Sanctions MF Global Inc. $10 Million for Significant Supervision Violations between 2003 and 2008 , 5763-09 |
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Federal Court in Georgia Imposes More than $6.75 Million in Fines and Other Sanctions in CFTC Action Charging Commodity Options Fraud , 5762-09 |
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Federal Court Orders New York Resident Dawn Musorofiti to Pay $82,600 in Fines and other Sanctions in CFTC Anti-Fraud Action , 5761-09 |
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CFTC Announces Additional Markets to be Disaggregated in Commitments of Traders Reports , 5760-09 |
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Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet December 9, 2009 , 5759-09 |
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Oklahoma City Chinese Community Targeted In Multi-Million Dollar Commodity Futures Ponzi Scheme Operated by South Carolina Resident Kenneth Lee and Oklahoma Resident Simon Yang and their Companies , 5758-09 |
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New Jersey Federal Court Orders Robert J. Sucarato to Pay $2 Million in Restitution and Penalties in CFTC Hedge Fund Anti-Fraud Action , 5757-09 |
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Federal Court Freezes Assets of Minnesota Residents Trevor Cook and Patrick Kiley and their Oxford and Universal Companies, Charged by the CFTC with Defrauding Investors of Tens of Millions of Dollars in Foreign Currency Scheme , 5756-09 |
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Louisiana Federal Court Freezes Assets of William Guidry of Florida, Matthew Pizzolato of Louisiana and Louisiana Company Capital Funding Consultants, Charged by the CFTC with Operating a $2 Million Commodity Pool Fraud , 5755-09 |
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CFTC and SEC Issue Joint Orders on Volatility Indexes and Security Futures , 5754-09 |
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Federal Regulators Issue Final Model Privacy Notice Form , CFTCJointStatement |
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CFTC Seeks Public Comment on Request from the Kansas City Board of Trade and the Kansas City Board of Trade Clearing Corporation Involving OTC Calendar Swaps for Wheat , 5753-09 |
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CFTC Reopens Public Comment Period on its Notices of Intent to Determine Whether Certain ICE Contracts Perform Significant Price Discovery Functions , 5752-09 |
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CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade , 5751-09 |
