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CFTC Charges North Carolina Foreign Currency Firm CapitalStreet Financial LLC and its Principal Sean F. Mescall with Operating a $1.3 Million Forex Ponzi Scam , 5714-09 |
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CFTC Sanctions J.P. Morgan Futures, Inc. $300,000 for Failing to Properly Segregate Customer Funds and Failing to Timely Report the Under-segregation to the CFTC , 5713-09 |
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CFTC Charges Illinois Resident and One of His Companies with Fraud in $6 Million Commodity Pool , 5712-09 |
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Federal Court Freezes the Assets of Florida Resident Beau Diamond and Diamond Ventures LLC, Charged by the CFTC with Operating a $37 Million Dollar Forex Fraud , 5711-09 |
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CFTC Implements New Transparency Efforts to Promote Market Integrity , 5710-09 |
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CFTC Files Action to Revoke the Registrations of Abbas A. Shah, Linuxor Asset Management and Linuxor Capital Management , 5709-09 |
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CFTC/SEC Announce Participants for Joint Meetings on Regulation Harmonization , 5708-09 |
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CFTC Releases Rule Enforcement Review of the Minneapolis Grain Exchange , 5707-09 |
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CFTC Staff Allows BM&F Bovespa S.A. - Bolsa de Valores, Mercadorias e Futuros (BM&F Bovespa) to Offer and Sell in the United States Its Full-Sized and Mini-Sized Futures Contracts Based on the Ibovespa Index , 5706-09 |
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Georgia Court Imposes Fines and Other Sanctions Against Atlanta-Based Saxon Financial Services Inc., Charged by the CFTC with Commodity Option Fraud , 5705-09 |
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California Federal Court Order Continues Asset Freeze against Las Vegas Resident Gordon A. Driver, Axcess Automation LLC and Axcess Fund Management LLC , 5704-09 |
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CFTC Seeks Public Comment on Requests from the North American Derivatives Exchange for Amended DCM and DCO Orders to Trade and Clear Intermediated Contracts , 5703-09 |
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CFTC Obtains Disgorgement of Ill-Gotten Gains From Christopher Smithers, Jack Smithers and Prosperity Consultants, Inc. , 5702-09 |
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New York Federal Court Orders Martin Armstrong, Princeton Global Management and Princeton Economics International to Pay More Than $27 Million in Remaining Restitution in CFTC Anti-Fraud Action , 5701-09 |
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U.S. District Court Orders Five Defendants in CFTC Action to Pay More than $4 million in Civil Penalties for Engaging in Illegal Foreign Currency Options Scheme , 5700-09 |
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CFTC and the State of California Charge San Diego Forex Firm MAK 1 Enterprises Group, LLC and Its CEO Mohit A. Khanna in Multi Million Dollar Scam , 5699-09 |
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Commodity Futures Trading Commission and Financial Services Authority to Enhance Regulatory Cooperation and Cross-Border Surveillance of Oil Markets , 5698-09 |
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CFTC Announces Amendments to ICE Futures Europe’s Foreign Access Relief , 5697-09 |
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CFTC/SEC to Hold Joint Meetings on Regulation Harmonization , 5696-09 |
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CFTC Withdraws Two No-Action Letters Granting Relief from Federal Speculative Position Limits on Soybeans, Corn and Wheat Contracts , 5695-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether the Carbon Financial Instrument Listed for Trading by the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function , 5694-09 |
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CFTC Seeks Public Comment on a Proposal to Create a Separate Account Class for Customer Positions in Cleared OTC Derivatives , 5693-09 |
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Amaranth Entities Ordered to Pay a $7.5 Million Civil Fine in CFTC Action Alleging Attempted Manipulation of Natural Gas Futures Prices , 5692-09 |
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CFTC Obtains $7.6 Million Asset Freeze in New York Fraud Matter , 5691-09 |
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CFTC Issues a Notice to Suspend or Modify the Registration of Indicted Floor Broker David G. Sklena of Skokie, Illinois , 5690-09 |
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CFTC Charges Charlotte, North Carolina Couple Sidney and Charlotte Hanson and their Companies with Operating a $22.5 Million Foreign Currency Ponzi Scheme , 5689-09 |
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California Court Imposes Fines and Other Sanctions Totaling More than $25 Million against Safevest LLC of Mission Viejo, California and its Owners, Jon G. Ervin and John V. Slye , 5688-09 |
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CFTC Requests Public Comment on Application by ICE Clear Europe Limited for Registration as a Derivatives Clearing Organization , 5687-09 |
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CFTC Issues Order Enabling Eurex Clearing AG to Operate a Multilateral Clearing Organization for OTC Derivative Instruments in the United States , 5686-09 |
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CFTC Announces Participants for Third Hearing to Discuss Energy Position Limits and Hedge Exemptions , 5685-09 |
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CFTC Announces Inclusion of ICE Futures Europe Data in Weekly Commitments of Traders Reports , 5684-09 |
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CFTC Exercises Authority to Apply Regulations to Exempt Commercial Markets with Significant Price Discovery Contracts , 5683-09 |
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CFTC Announces Participants for Second Hearing to Discuss Energy Position Limits and Hedge Exemptions , 5682-09 |
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CFTC to Hold Three Open Hearings to Discuss Energy Position Limits and Hedge Exemptions , 5681-09 |
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Subcommittee on Convergence to Convene a Follow-Up Session , 5680-09 |
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Florida Court Enters Orders Imposing Fines and Other Sanctions against Randy Burstein and Nader Yazdani in CFTC Action Charging Commodity Options Fraud , 5679-09 |
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Subcommittee Considers Options to Remedy Convergence , 5678-09 |
