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CFTC Staff Allows the Offer and Sale in the United States of the Tokyo Stock Exchange’s (TSE’s) Mini Futures Contract Based on the TOPIX and TSE’s Futures Contracts Based on the TOPIX Core30 Index and TSE REIT Index , 5750-09 |
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New York Resident Michael Kourmolis Permanently Banned From Futures Industry For Fraudulent Solicitation In CFTC Anti-Fraud Action , 5749-09 |
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Federal Court Freezes Assets of Florida Resident David A. Owen, Charged by the CFTC with a Multi-Million Dollar Commodity Pool Fraud , 5748-09 |
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Federal Court Orders Canadian Trio to Pay More than Equivalent $2.2 Million in Restitution, Disgorgement and Penalties in CFTC Commodity Pool Anti-Fraud Action , 5747-09 |
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CFTC Adopts Amendments to Reporting Requirements for Commodity Pool Operators , 5746-09 |
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New York Court Imposes $500,000 Fine and Other Sanctions Against David P. Lee, Former Natural Gas Trader for Bank of Montreal , 5745-09 |
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Federal Court Freezes Assets of Moroccan Resident Richmond Hamilton, Jr., and the Chicago Commodity Pool He Manages in a $1 Million Pool Anti-Fraud Case Brought by the CFTC , 5744-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5743-09 |
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CFTC’s Agricultural Advisory Committee to Meet October 29, 2009 , 5742-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether the NWP Rockies Financial Basis Contract Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function , 5741-09 |
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Federal Appeals Court Affirms CFTC’s Finding of Manipulation by Anthony J. DiPlacido and Modifies Civil Monetary Penalty , 5740-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5739-09 |
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CFTC Proposes to Amend Electronic Filing Regulations and Certain Other Financial Reporting Requirements Applicable to FCMs and IBs , 5738-09 |
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CFTC to Release History of Disaggregated COT Data , 5737-09 |
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CFTC’s Office of International Affairs to Host International Symposium and Training Program on Regulation of Derivative Products, Markets and Financial Intermediaries , 5736-09 |
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CFTC and SEC Issue Joint Report on Regulatory Harmonization , 5735-09 |
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CFTC Enforcement Program Files 25% More Cases During Fiscal Year 2009 than in the Prior Fiscal Year , 5733A-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions , 5734-09 |
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CFTC Charges Florida Resident and His Panamanian Corporation with Fraud and Misappropriation , 5733-09 |
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CFTC Suspends the Registration of Criminally Indicted Chicago Floor Broker David G. Sklena , 5732-09 |
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Pennsylvania Resident Joseph Forte Admits to Operating a Multi-Million Dollar Ponzi Scheme in CFTC Enforcement Action , 5731-09 |
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CFTC Requests Public Comment on Application Submitted by Media Derivatives, Inc., for Designation of a Contract Market , 5730-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Seven Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5729-09 |
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CFTC Seeks Public Comment on Notice of Intent to Determine Whether 17 Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions , 5728-09 |
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CFTC Sanctions Citigroup Private Bank GP, Inc. for Failure to File Annual Reports on Time for the Commodity Pools it Operates , 5727-09 |
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CFTC and SEC Chairmen Issue Update on Harmonization Report , 5726-09 |
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Chicago-Based Cadent Financial Services LLC Sanctioned for Failing to Diligently Supervise Employees , 5725-09 |
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CFTC Seeks Public Comment on Request From New York Mercantile Exchange Involving Contracts Traded on the Dubai Mercantile Exchange , 5724-09 |
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Federal Court Freezes Assets of Texas Trading Firms M25 Investments, Inc. and M37 Investments, LLC, and Scott Kear, Sr., Jeffrey Lyon and David Seaman, Charged by the CFTC with an $8 Million Forex Fraud , 5723-09 |
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CFTC Global Markets Advisory Committee Meeting will be Rescheduled , 5722-09 |
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Federal Court Issues Preliminary Injunction Against Florida Resident Beau Diamond and His Company, Diamond Ventures LLC, in CFTC Multi-Million Dollar Forex Fraud Action , 5721-09 |
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Gensler Addresses International Energy Agency in Paris , 5720-09 |
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U.S. District Court Issues Orders Against Four “Operation Wooden Nickel” Defendants for their Roles in Defrauding Investors and Banks in Illegal Foreign Currency Schemes , 5719-09 |
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Subcommittee on Convergence to Convene the Third Session , 5718-09 |
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U.S. Commodity Futures Trading Commission and U.K. Financial Services Authority sign new memorandum of understanding (MOU) to enhance supervision of cross border clearing organizations , 5717-09 |
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CFTC Advisory Committee to Discuss Energy and Environmental Markets , 5716-09 |
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CFTC Chairman Gary Gensler Announces the Appointment of Steven Schoenfeld as Director of Division of Market Oversight , 5715-09 |
