Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MIAX Change in defined term relating to Bitnomial Settlement Facility 03/04/2021 Certified 03/18/2021 1
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
CME Weekly Notification of Rule Amendments - Week of August 8, 2022 08/16/2022 Notified 08/16/2022 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") CAD-Canadian Dollar Offered Rate ("CDOR") Forward Rate Agreement ("FRA") Products Referencing CAD-CDOR as the Floating Rate 01/31/2024 Certified 01/31/2024 1
OCC Non Customers of broker Dealers 03/14/2006 Certified 03/14/2006 1
NYMEX Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. 07/09/2008 Certified 07/10/2008 1
CME Clarification to CME Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
LCHLTD Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
OCC This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. 11/16/2015 Certified 12/01/2015 1
MIAX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
EUREX Weekly Notification of Rule Amendments - Week of April 20, 2020 04/25/2020 Notified 04/25/2020 1
CME Weekly Notification of Rule Amendments - Week of May 25, 2020 06/01/2020 Notified 06/01/2020 1
CME Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. 11/12/2021 Certified 11/29/2021 1
EUREX Weekly Notification of Rule Amendments - Week of March 7, 2022 03/11/2022 Notified 03/11/2022 1
CCD Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). 03/25/2024 Certified 04/08/2024 1
OCC Limitation of liability to members 11/04/2003 Certified 11/04/2003 1
CBT Clarification to CBT Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
LCHLLC Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
LCHSA Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. 12/30/2013 Certified 01/15/2014 1
OCC This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. 05/01/2015 Certified 05/15/2015 1
LCHLTD A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. 05/24/2016 Certified 06/07/2016 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book, Supplement and Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement a new electronic exercise platform or EEP for the exercise of options by clear 07/19/2018 Certified 08/02/2018 1
LCHLTD ForexClear fee changes applicable to outright FX Forwards 09/06/2019 Certified 09/20/2019 1
CME Weekly Notification of Rule Amendments - Week of December 2, 2019 12/11/2019 Notified 12/11/2019 1
CME Weekly Notification of Rule Amendments - January 22, 2024 01/31/2024 Notified 01/31/2024 1
CME Weekly Notification of Rule Amendments - March 18, 2024 03/25/2024 Notified 03/25/2024 1
KCC Power of Board to suspend or revoke privileges of clearing members 08/21/2003 Certified 08/21/2003 1
NYMEX Clarification to Nymex Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Modifications to NYMEX Incentive Program for Natural Gas Products; 12-163 06/12/2012 Certified 06/27/2012 1
CME Expansion of CME Clearing's Category 3 Collateral Limits; 13-155. 04/24/2013 Certified 05/09/2013 1
CME Conforming change to IRS Termination Event. 12/31/2013 Certified 01/16/2014 1
LCHLTD LCH.Clearnet is proposing rule changes for the allocation of non default losses and to augment the range of liquidity tools available to deal with times of market stress. 04/23/2014 Certified 05/08/2014 1
MIAX Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. 11/11/2014 Withdrawn 11/18/2014 1
LCHLTD Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. 01/06/2015 Certified 01/21/2015 1
CME Weekly Notification of Rule Amendments - Week of October 30, 2017 11/09/2017 Notified 11/09/2017 1
LCHLTD LCH Limited is amending its Rulebook Procedures, specifically the order in which collateral posted is applied against clearing member liabilities. The order will be based on the least expensive collateral group and thereafter in ascending order of fees. 07/20/2018 Certified 08/03/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear block trade allocations 09/06/2019 Certified 09/20/2019 1
CME Weekly Notification of Rule Amendments - Week of September 27, 2021 10/04/2021 Notified 10/04/2021 1
CME Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICE NGX Amendment to rules and Contracting Party Agreement for alliance with Nasdaq OMX Commodities Clearing Company and related bulk transfer of physical power contracts 08/09/2013 Certified 08/24/2013 1
ICLREU2 Amendments to Delivery procedures for European Government Bond Contracts 01/07/2015 Certified 01/22/2015 1
CME Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution 08/03/2015 Certified 08/17/2015 1
CME Weekly Notification of Rule Amendments - Week of March 25, 2019 04/03/2019 Notified 04/03/2019 1
EUREX Weekly Notification of Rule Amendments - Week of May 13, 2019 05/17/2019 Notified 05/17/2019 1
CME Weekly Notification of Rule Amendments - Week of September 26, 2022 10/04/2022 Notified 10/04/2022 1
CME Weekly Notification of Rule Amendments - Week of January 30, 2023 02/08/2023 Notified 02/08/2023 1
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
LCHLTD Introduction of SwapClear's Volume Discount Plan, which includes three tiers of discounts applicable to client booking fees. 04/19/2013 Certified 05/04/2013 1
OCC This proposed rule change concerns the date of the annual meeting of The Options Clearing Corporation's stockholders. 01/07/2015 Certified 01/22/2015 1