Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. 02/10/2015 Certified 02/25/2015 1
CMECE Weekly Notification of Rule Amendments - Week of March 27, 2017 04/07/2017 Notified 04/07/2017 1
CME Extension of the OTC FX Options Fee Waiver Program 12/11/2019 Certified 12/26/2019 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years 07/23/2020 Withdrawn 08/04/2020 1
LCHLTD The Proposal is for LCH to make a number of administrative changes to Procedures Section 4 (Margin and Collateral) rules. 01/12/2021 Certified 01/27/2021 1
NYMEX Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
OCC Changes to accomodate introduction by ELX Futures of a transaction type called Price Differential Spread 06/24/2011 Certified 06/24/2011 1
ICLR US Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest 10/24/2011 Certified 10/25/2011 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1
LCHLTD Rule amendments that clarify LCH.Clearnet's right to eject cleared contracts that result from the registration of ineligible transactions submitted to the SwapClear service. 04/26/2013 Certified 05/11/2013 1
CMECE Weekly Notification of rule amendments issued during the week commencing December 12 2016. 12/23/2016 Notified 12/23/2016 1
LCHLTD LCH Rulebook change to enable the ForexClear Service to offer clearing of Bunched Orders for FCM clients. 04/07/2017 Certified 04/21/2017 1
ICE NGX Non-significant changes to Fee Schedule and non-significant revision to names of certain Eastern Canada Delivery Points, with respect to Force Majeure provisions. 02/01/2019 Notified 02/01/2019 1
EUREX Weekly Notification of Rule Amendments - Week of November 14, 2022 11/17/2022 Notified 11/17/2022 1
OCC Options exercise Cut-Off Time 12/02/2005 Certified 12/02/2005 1
CME Various amendments to CME Chapter 8F regarding OTC Derivative Clearing 10/30/2009 Certified 11/02/2009 1
CME 11-518; New fee schedule applicable to OTC CDS clearing fees 12/15/2011 Certified 12/31/2011 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. 10/11/2012 Certified 10/26/2012 1
OCC OCC proposes to amend Rule 604 in order to make its existing policy concerning specified concentration limits related to deposits of certain letters of credit applicable to all letters of credit. 05/20/2014 Certified 06/05/2014 1
LCHLTD Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. 12/23/2016 Certified 01/09/2017 1
CME Weekly Notification of Rule Amendments - Week of April 20, 2020 04/28/2020 Notified 04/28/2020 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 08/21/2009 Certified 11/02/2009 1
CME Modification of fee schedule for DJ-UBS Commodity Index Swaps 11/14/2013 Certified 11/30/2013 1
OCC Proposed rule changes concerning amendments to the charters for the Membership/RiskCommittee, Audit Committee, and Performance Committee of OCC's Board of Directors. 01/02/2014 Certified 01/17/2014 1
OCC This proposed rule change concerns the requirement for clearing members to participate in operational testing. 10/02/2015 Certified 10/19/2015 1
SGX-DC The Amendments are to update the contract name and reflect editorial changes to the Final Settlement Price ("FSP") provision of the LNG Swaps contract in Appendix 1 of the SGX-DC Clearing Rules, which pertains to the FSP of Non-Relevant Market Contracts. 10/12/2016 Certified 10/25/2016 1
CME Weekly Notification of Rule Amendments - Week of February 26, 2018 03/07/2018 Notified 03/07/2018 1
LCHLTD LCH's notification covers non-substantive rule changes in the General Regulations in respect to the clearing of the FX Options product via the ForexClear service 08/31/2018 Notified 08/31/2018 1
CME Weekly Notification of Rule Amendments - Week of July 8, 2019 07/18/2019 Notified 07/18/2019 1
CME Notification of Rule Amendments - September 2, 2024 09/10/2024 Notified 09/10/2024 1
CCD CCD is submitting an amendment to the Clearinghouse Risk Management Committee (RiskCo) Charter. 11/13/2024 10 Day Review 11/13/2024 1
OCC FCMs: 90 Days to File ARs 07/14/2005 Certified 07/14/2005 1
ICLR US Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. 09/30/2009 Certified 10/05/2009 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 10/21/2009 Certified 11/02/2009 1
CME Modification of fee schedule for OTC interest rate swaps 11/14/2013 Certified 11/30/2013 1
SGX-DC Self-certification of Rule Amendments to SGX-DC Clearing Rules 12/11/2015 Certified 12/24/2015 1
LCHSA Notification under CFTC regulation 40.6(d) in order to correct a minor typographical error in the change to the CDS products fee grid. 04/15/2016 Notified 04/15/2016 1
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments 04/05/2019 Notified 04/05/2019 1
ICLREU2 ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. 04/28/2021 Certified 05/11/2021 1
NADEX Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. 12/17/2021 Certified 01/04/2022 1
OCC Allocation of Cleared Trades 12/13/2005 Certified 12/13/2005 1
CME Rule 550 - Permit wider range of post settlement session prices for agricultural products. 08/01/2007 Certified 08/27/2007 1
ICE NGX Amendments to Article 3, Schedules A, C, E and H of NGX's Contracting Party's Agreement 10/21/2009 Certified 11/02/2009 1
ICLREU2 Amendment to Rule 207(f) to clarify the scope of ICE Clear Europe clearing members subject to the restrictions on the clearing of LIFFE A&M Contracts that are futures or options on underlying U.S. securities. 06/26/2013 Certified 07/12/2013 1
OCC This proposed rule change concerns the time at which OCC accepts certain futures transactions that are either an exchange-for-physical or block trade. 12/08/2014 Certified 12/22/2014 1
LCHLTD LCH.Clearnet is submitting for self certification rule changes which will allow for FCMs and SCMs to present for clearing a Package Transaction. 02/11/2015 Certified 02/25/2015 1
CME Amendments to Rule 817 ("Liquidity Facility") 10/09/2017 Certified 10/23/2017 1
CME Weekly Notification of Rule Amendments - Week of April 19, 2021 04/28/2021 Notified 04/28/2021 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2022 Certified 08/31/2022 1
LCHLTD LCH Limited is submitting for self-certification of the ForexClear fee holiday for NDOs and compression service, as well as a removal of a monthly fee discount related to non-deliverable products. 11/18/2022 Certified 12/02/2022 1