Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - June 3, 2024 06/11/2024 Notified 06/11/2024 1
OCC Futures Trade Matching 12/19/2006 Certified 01/08/2007 1
OCC Adjustment to Futures and Futures Options 12/23/2005 Certified 12/23/2005 1
NYMEX Notice to Members Regarding Documentary Obligations/Standards for ClearPort Clearing Transactions 08/21/2007 Certified 08/28/2007 1
ICE NGX Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. 10/21/2009 Certified 11/02/2009 1
CME Temporary delisting of certain contract months for cleared-only commodity index swaps. 09/30/2013 Certified 09/30/2013 1
ICECC The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. 06/27/2014 Certified 07/15/2014 1
CMECE Weekly notification of rule amendments 05/25/2017 Notified 05/25/2017 1
LCHLTD LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. 11/13/2017 Certified 11/28/2017 1
CME Weekly Notification of Rule Amendments - Week of November 8, 2021 11/15/2021 Notified 11/15/2021 1
EUREX Weekly Notification of Rule Amendments - Week of October 30, 2023 11/03/2023 Notified 11/03/2023 1
LCHLTD LCH Limited ("LCH") self-certification: LCH rulebook amendments related to Clearing Members in Resolution 02/02/2024 Certified 02/16/2024 1
OCC STANS Clearing Fund 12/12/2005 Certified 12/12/2005 1
CCORP Definition of Exchange Market amended to include new products traded on Chicago Climate Futures Exchange 08/22/2007 Certified 08/28/2007 1
ICLR US Delisting Iron Ore Swaps 10/26/2011 Certified 10/27/2011 1
NADEX Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing 06/13/2012 Certified 06/13/2012 1
ICLR US Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources 06/27/2014 Certified 07/15/2014 1
ICLREU2 Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. 11/13/2014 Certified 11/28/2014 1
CME Weekly Notification of Rule Amendments - Week of May 15, 2017 05/25/2017 Notified 05/25/2017 1
LCHLTD LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. 11/13/2017 Certified 11/28/2017 1
CME Weekly Notification of Rule Amendments - Week of June 4, 2018 06/14/2018 Notified 06/14/2018 1
LCHLTD LCH Limited ("LCH") self-certification: Sale of collateral in default management 02/02/2024 Certified 02/16/2024 1
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1
CME Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/26/2009 Certified 06/01/2009 1
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
LCHLTD WCI Cash Settled Container Freight Swap Contracts 02/14/2012 Certified 03/01/2012 1
LCHLLC Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. 06/30/2014 Certified 07/16/2014 1
OCC This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. 11/13/2014 Certified 11/28/2014 1
SGX-DC Submission for SGX Iron Ore Swaps (Clearing Fees) 08/06/2015 Certified 08/19/2015 1
LCHSA Amendments to CDS Clearing Rules mainly related to implementation of Gross Omnibus Segregated Account Structure 03/03/2016 Certified 03/17/2016 1
LCHLTD LCH LTD adds Australian Dollar cash to the list of eligible collateral that will be accepted as initial margin collateral. 11/14/2017 Certified 11/29/2017 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
LCHLTD LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. 05/22/2019 Certified 06/06/2019 1
CME Weekly Notification of Rule Amendments - Week of September 2, 2019 09/11/2019 Notified 09/11/2019 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited London Deposit Rate. 07/24/2020 Notified 07/24/2020 1
ICLR US Rule Amendments. 07/26/2021 Certified 08/09/2021 1
OCC Amendment to close out netting procedures with respect to FIN 39 06/22/2007 Certified 06/22/2007 1
OCC Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/22/2009 Certified 06/01/2009 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
ICLR US ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. 10/23/2013 Certified 11/07/2013 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
LCHLTD Self-certification for the removal of the BDI product from the EnClear service. 05/21/2014 Certified 06/06/2014 1
ICLR US Weekly Notification of Rule Amendments 05/22/2019 Notified 05/22/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear fee holiday for Pension Funds related to backloaded trades 04/30/2020 Certified 05/13/2020 1
OCC Rule change to reduce ancillary service fees charged to Tier I, II, III and IV clearing members and to reduce leased line charges for subscribing clearing members. 05/28/2009 Certified 06/01/2009 1
CMECE Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 10/27/2011 Certified 11/11/2011 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. 12/14/2012 Certified 01/01/2013 1
CME REVISED-Extension of the CME OTC FX Fee Waiver Program. 12/04/2013 Certified 12/19/2013 1