Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1
CMECE Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
CME Weekly Notification of Rule Amendments - Week of December 13, 2021 12/20/2021 Notified 12/20/2021 1
CME Weekly Notification of Rule Amendments - Week of January 10, 2022 01/18/2022 Notified 01/18/2022 1
CME Weekly Notification of Rule Amendments - March 25, 2024 04/02/2024 Notified 04/02/2024 1
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. 10/01/2012 Certified 10/17/2012 1
ICLREU2 Circular confirming the continuation of certain fee arrangements; Circular 12/120. 10/18/2012 Certified 11/02/2012 1
LCHSA Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. 05/07/2015 Certified 05/21/2015 1
LCHLTD Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. 09/04/2015 Certified 09/18/2015 1
CME Weekly Notification of Rule Amendments - Week of June 1, 2020 06/08/2020 Notified 06/08/2020 1
CME Clarification of Settlement Dates on Cleared-only Eurodollar Futures 03/17/2006 Certified 03/24/2006 1
CCH New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. 10/01/2012 Certified 10/17/2012 1
OCC Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. 10/18/2012 Certified 11/02/2012 1
ICECC Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. 03/28/2014 Certified 04/12/2014 1
LCHSA The LCH.Clearnet SA Board of Directors has approved new terms of reference for the Remunerations Committee. 04/25/2014 Certified 05/10/2014 1
CME Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts 09/19/2014 Certified 10/03/2014 1
LCHLTD SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. 09/04/2015 Certified 09/21/2015 1
LCHLTD LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. 08/26/2016 Certified 09/12/2016 1
CME Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901. 08/17/2017 Certified 08/31/2017 1
CME Weekly Notification of Rule Amendments - Week of January 28, 2019 02/06/2019 Notified 02/06/2019 1
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
NYPC Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/20/2012 Certified 05/05/2012 1
CCH New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. 10/01/2012 Certified 10/17/2012 1
LCHLTD Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. 10/18/2012 Certified 11/02/2012 1
OCC Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. 01/09/2014 Certified 01/25/2014 1
CME Weekly Notification of Rule Amendments - Week of June 19, 2017 06/29/2017 Notified 06/29/2017 1
CME Weekly Notification of Rule Amendments - Week of April 23, 2018 05/01/2018 Notified 05/01/2018 1
LCHLTD LCH Limited Self-Certification: Supplementary client clearing requirements 03/10/2021 Certified 03/24/2021 1
LCHLTD LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes 11/18/2021 Certified 12/03/2021 1
ICLR US Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 04/20/2012 Certified 05/05/2012 1
CCH New rule outlines the proper and improper uses of non-public information; 2012-5. 10/01/2012 Certified 10/17/2012 1
LCHLTD LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. 10/18/2012 Certified 11/02/2012 1
ICECC SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. 03/04/2013 Certified 03/19/2013 1
CME Modifications to the CME OTC FX Fee Waiver Program 03/14/2018 Certified 03/28/2018 1
EUREX Weekly Notification of Rule Amendments - Week of August 15, 2022 08/19/2022 Notified 08/19/2022 1
CME Weekly Notification of Rule Amendments - Week of July 31, 2023 08/07/2023 Notified 08/07/2023 1
MGEX Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) 09/20/2010 Certified 09/20/2010 1
CCH Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. 10/01/2012 Certified 10/17/2012 1
ICLR US New procedures regarding the collection of intraday variation margin from clearing members and payment of intraday variation margin gains to clearing members; 12-72. 10/19/2012 Certified 11/03/2012 1
SGX-DC Rule amendments in relation to the SGX petrochemical swaps contracts. This is an amendment to a previous self-certification filed by SGX-DC on 23 September 2014. 11/17/2014 Certified 12/01/2014 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Supramax Time Charter Basket (10 routes) FFA and Option Contracts. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 06/29/2017 Certified 07/14/2017 1
CME Weekly Notification of Rule Amendments - Week of March 5, 2018 03/14/2018 Notified 03/14/2018 1
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/10/2021 Withdrawn 03/10/2021 1
LCHSA LCH SA as a DCO is submitting for CFTC self-certification the proposed amendments to the Terms of Reference of its Board of Directors and of the Nomination Committee. 10/07/2021 Certified 10/22/2021 1
CCORP CCFE Product rules 11/24/2004 Certified 11/24/2004 1
CBT Modify procedures for determining the daily settlement price for 30 year T-Bonds 08/28/2007 Certified 09/04/2007 1
CME CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps 09/17/2010 Certified 09/17/2010 1