Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME IRS Clearing Member Obligations and Qualifications; 12-123 04/20/2012 Certified 05/05/2012 1
NADEX Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. 03/28/2014 Certified 04/12/2014 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 08/21/2014 Certified 09/05/2014 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1
ICLR US ICE Clear US is amending the Rules to provide for certain limitations on default resource contributions from Listing Exchanges. 04/30/2018 Certified 05/14/2018 1
LCHLTD Weekly Notification of Rule Amendment for the week of 20 December 2019. 12/13/2019 Notified 12/13/2019 1
CME Weekly Notification of Rule Amendments - Week of March 1, 2021 03/08/2021 Notified 03/08/2021 1
MIAX Notification of margin changes 04/29/2021 Notified 04/29/2021 1
OCC Rule Certification Concerning One Multiplier Options 08/18/2022 Certified 09/01/2022 1
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2024. 11/09/2023 Certified 11/27/2023 1
CME Amendments to Rule 26002.B. ("Cash Settlement") of the Russian Ruble/U.S. Dollar (RUB/USD) Futures Contract and the Temporary Suspension of Trading and Clearing of all Russian Ruble Contracts 06/13/2024 Certified 06/28/2024 1
OCC Rule change to revise minimum eligibility criteria applicable to common stock deposited as performance and to common stock loaned through OCC's Stock Loan Programs. 08/28/2009 Certified 09/02/2009 1
CME CDS Clearing Member Obligations and Qualifications; 12-124 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment adds a definition for "Public Director" and corresponds to new Board Eligibility rule; 2012-1. 10/01/2012 Certified 10/17/2012 1
MIAX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1
CMECE Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
CME Weekly Notification of Rule Amendments - Week of December 13, 2021 12/20/2021 Notified 12/20/2021 1
CME Weekly Notification of Rule Amendments - Week of January 10, 2022 01/18/2022 Notified 01/18/2022 1
CME Weekly Notification of Rule Amendments - March 25, 2024 04/02/2024 Notified 04/02/2024 1
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. 10/01/2012 Certified 10/17/2012 1
ICLREU2 Circular confirming the continuation of certain fee arrangements; Circular 12/120. 10/18/2012 Certified 11/02/2012 1
LCHSA Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. 05/07/2015 Certified 05/21/2015 1
LCHLTD Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. 09/04/2015 Certified 09/18/2015 1
CME Weekly Notification of Rule Amendments - Week of June 1, 2020 06/08/2020 Notified 06/08/2020 1
CME Clarification of Settlement Dates on Cleared-only Eurodollar Futures 03/17/2006 Certified 03/24/2006 1
CCH New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. 10/01/2012 Certified 10/17/2012 1
OCC Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. 10/18/2012 Certified 11/02/2012 1
ICECC Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. 03/28/2014 Certified 04/12/2014 1
LCHSA The LCH.Clearnet SA Board of Directors has approved new terms of reference for the Remunerations Committee. 04/25/2014 Certified 05/10/2014 1
CME Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts 09/19/2014 Certified 10/03/2014 1
LCHLTD SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. 09/04/2015 Certified 09/21/2015 1
LCHLTD LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. 08/26/2016 Certified 09/12/2016 1
CME Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901. 08/17/2017 Certified 08/31/2017 1
CME Weekly Notification of Rule Amendments - Week of January 28, 2019 02/06/2019 Notified 02/06/2019 1
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
NYPC Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/20/2012 Certified 05/05/2012 1
CCH New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. 10/01/2012 Certified 10/17/2012 1
LCHLTD Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. 10/18/2012 Certified 11/02/2012 1
OCC Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. 01/09/2014 Certified 01/25/2014 1
CME Weekly Notification of Rule Amendments - Week of June 19, 2017 06/29/2017 Notified 06/29/2017 1
CME Weekly Notification of Rule Amendments - Week of April 23, 2018 05/01/2018 Notified 05/01/2018 1
LCHLTD LCH Limited Self-Certification: Supplementary client clearing requirements 03/10/2021 Certified 03/24/2021 1
LCHLTD LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes 11/18/2021 Certified 12/03/2021 1
ICLR US Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 04/20/2012 Certified 05/05/2012 1
CCH New rule outlines the proper and improper uses of non-public information; 2012-5. 10/01/2012 Certified 10/17/2012 1
LCHLTD LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. 10/18/2012 Certified 11/02/2012 1