CME |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
CMECE |
Weekly Notification of Rule Amendments - Week of February 13, 2017 |
02/24/2017 |
Notified |
02/24/2017 |
|
1 |
ICE NGX |
Amendment to section 3.4 of the Contracting Party Agreement |
09/07/2018 |
Certified |
09/21/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 13, 2021 |
12/20/2021 |
Notified |
12/20/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 10, 2022 |
01/18/2022 |
Notified |
01/18/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - March 25, 2024 |
04/02/2024 |
Notified |
04/02/2024 |
|
1 |
ICE NGX |
Clearing member risk management policies and risk limits |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CCH |
Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
ICLREU2 |
Circular confirming the continuation of certain fee arrangements; Circular 12/120. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
LCHSA |
Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
LCHLTD |
Definitions included in LCH.Clearnet Ltd Default Rules have been updated to reflect the introduction of additional EMIR account types to ensure that Loss Distribution, where possible, occurs at a legal entity level, within a client account. |
09/04/2015 |
Certified |
09/18/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 1, 2020 |
06/08/2020 |
Notified |
06/08/2020 |
|
1 |
CME |
Clarification of Settlement Dates on Cleared-only Eurodollar Futures |
03/17/2006 |
Certified |
03/24/2006 |
|
1 |
CCH |
New rule outlines the following: (a) disciplinary offenses that would make an individual ineligible to serve as a member of the Board of Directors or a committee thereof or as an officer of the Clearinghouse; and (b) public director criteria; 2012-3. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
OCC |
Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
ICECC |
Proposed rule change to update ICC's policy regarding valuation of maturing U.S. Treasury securities, update ICC's collateral asset haircut methodology, and make revisions consistent with CFTC recommendations. |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
LCHSA |
The LCH.Clearnet SA Board of Directors has approved new terms of reference for the Remunerations Committee. |
04/25/2014 |
Certified |
05/10/2014 |
|
1 |
CME |
Amendments to CME ClearPort Hours for Twenty (20) Commodity Index Cleared OTC Swap Contracts |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
LCHLTD |
SwapClear's waiver for Inflation Fees will come to an end on October 1st, at the same time it will introduce a new fee banding and rename its current bandings. |
09/04/2015 |
Certified |
09/21/2015 |
|
1 |
LCHLTD |
LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. |
08/26/2016 |
Certified |
09/12/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 13, 2017 |
02/24/2017 |
Notified |
02/24/2017 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901. |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 28, 2019 |
02/06/2019 |
Notified |
02/06/2019 |
|
1 |
NADEX |
Amended DCM Order |
12/05/2005 |
Certified |
12/05/2005 |
|
1 |
NYPC |
Rule amendments to comply with CFTC Part 39 DCO rules effective May 7, 2012. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CCH |
New rule on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery; 2012-4. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
LCHLTD |
Amendments to LCH.Clearnet Limited's Rules and Regulations concerning the introduction of LSOC accounts, and concerning Bunch Trade Registration for post-registration allocation. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
OCC |
Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 19, 2017 |
06/29/2017 |
Notified |
06/29/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 23, 2018 |
05/01/2018 |
Notified |
05/01/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Supplementary client clearing requirements |
03/10/2021 |
Certified |
03/24/2021 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Benchmark Reform - Additional Rates Conversion Rule Changes |
11/18/2021 |
Certified |
12/03/2021 |
|
1 |
ICLR US |
Rule amendments to conform with CFTC Part 39 DCO rules effective May 7, 2012; 12-26 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CCH |
New rule outlines the proper and improper uses of non-public information; 2012-5. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
LCHLTD |
LCH.Clearnet Limited amendments to Rules and Regulations concerning the introduction of LSOC accounts for the ForexClear and EnClear services and the introduction of an FCM model for the Nodal service. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
ICECC |
SDR Firm Trade Reporting Rule establishing that ICC will fulfill CM obligations for the firm trades ICC clears pursuant to Part 45 until the No-Action relief expires. ICC will serve as a third-party provider to its CMs for Part 43 reporting requirements. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program |
03/14/2018 |
Certified |
03/28/2018 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of August 15, 2022 |
08/19/2022 |
Notified |
08/19/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 31, 2023 |
08/07/2023 |
Notified |
08/07/2023 |
|
1 |
MGEX |
Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) |
09/20/2010 |
Certified |
09/20/2010 |
|
1 |
CCH |
Rule amendment removes letters of credit from the list of instruments or assets that may comprise the Clearinghouse's guaranty fund; 2012-6. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
ICLR US |
New procedures regarding the collection of intraday variation margin from clearing members and payment of intraday variation margin gains to clearing members; 12-72. |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
SGX-DC |
Rule amendments in relation to the SGX petrochemical swaps contracts. This is an amendment to a previous self-certification filed by SGX-DC on 23 September 2014. |
11/17/2014 |
Certified |
12/01/2014 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Supramax Time Charter Basket (10 routes) FFA and Option Contracts. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. |
06/29/2017 |
Certified |
07/14/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 5, 2018 |
03/14/2018 |
Notified |
03/14/2018 |
|
1 |
CME |
Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") |
03/10/2021 |
Withdrawn |
03/10/2021 |
|
1 |
LCHSA |
LCH SA as a DCO is submitting for CFTC self-certification the proposed amendments to the Terms of Reference of its Board of Directors and of the Nomination Committee. |
10/07/2021 |
Certified |
10/22/2021 |
|
1 |
CCORP |
CCFE Product rules |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
CBT |
Modify procedures for determining the daily settlement price for 30 year T-Bonds |
08/28/2007 |
Certified |
09/04/2007 |
|
1 |
CME |
CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps |
09/17/2010 |
Certified |
09/17/2010 |
|
1 |