Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 Minimum capital requirements of CDS Clearing Members 04/20/2012 Certified 05/05/2012 1
CME Updates to IRS Manual; 12-274S. 08/30/2012 Certified 09/15/2012 1
CCH New rule establishing the position of Chief Compliance Officer at the Clearinghouse; 2012-7. 10/01/2012 Certified 10/17/2012 1
CME Weekly Notification of Rule Amendments - Week of September 14, 2020 09/22/2020 Notified 09/22/2020 1
MGEX Lien on Collateral Rule Addition 10/07/2021 Certified 10/22/2021 1
CME Weekly Notification of Rule Amendments - Week of October 3, 2022 10/10/2022 Notified 10/10/2022 1
MGEX Weekly Notification advising of approved changes to Hard Red Spring Wheat (HRSW) outright and spread margin rates. 05/14/2024 Notified 05/14/2024 1
CCORP General Guaranty Fund ChemConnect CXX Participant Member Guaranty 11/01/2004 Certified 11/02/2004 1
CCORP Eurex Futures CME/CBOT and CME/ICE Merger Binary Event Futures 04/18/2007 Certified 04/18/2007 1
CMECE Changes to detail composition of Disciplinary Panel; CMECE 11-397 10/27/2011 Certified 11/11/2011 1
LCHLLC Rule changes to comply with CFTC Rules applicable to DCOs that become effective May 7, 2012 04/20/2012 Certified 05/05/2012 1
OCC Rule changes related to the central clearing of OTC index options on the S&P 500 Index. 08/30/2012 Certified 09/15/2012 1
MGEX Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. 01/09/2014 Certified 01/25/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
ICECC The purpose of proposed rule change is to update the ICC End-of-Day Price Discovery Policies and Procedures to revise the expectations surrounding the unwind of any Firm Trade transaction. 05/22/2014 Certified 06/07/2014 1
LCHLTD Amendments to the LCH.Clearnet Limited Rulebook Procedures Section 3 (Financial Transactions) 03/20/2015 Certified 04/02/2015 1
LCHLTD LCH is proposing to change its rules to recognise unallocated excess collateral as FCM's buffer and to recognise margin posted by the FCM as FCM's buffer, subject to certain conditions. 10/19/2016 Certified 11/01/2016 1
LCHLTD LCH Limited is submitting for self-certification changes to its non-cash collateral concentration limits and corresponding changes to the LCH website. 02/13/2023 Certified 02/28/2023 1
ICE NGX Amendment of the CPA to lengthen the time period in which a participant may notifty NGX of early termination in the event of an Exchange Bankruptcy Event of Default (a defined term) and to update the definition of Crude Month Accounts Net Payable. 11/06/2009 Certified 11/09/2009 1
CMECE Minor changes to wording, numbering, and dates 10/27/2011 Certified 11/11/2011 1
LCHLTD Amendments re ForexClear Default Management Process and membership criteria, changes to SwapClear Membership criteria, changes to comply with CFTC regulations applicable to DCOs effective May 7, 2012 04/20/2012 Certified 05/05/2012 1
ICECC New CDS contracts to be accepted for clearing (iTraxx Europe contracts and European single-name contracts) 09/28/2012 Certified 02/14/2013 1
LCHLLC LCH.Clearnet LLC is submitting for self-certification a new schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/25/2014 Certified 03/12/2014 1
LCHLTD LCH is submitting for self-certification changes to its rules to allow portfolio margining between its SwapClear and Listed Rates clearing services. 04/28/2016 Certified 05/11/2016 1
OCC This proposed rule change addresses implementation of Section 871(m) of the Internal Revenue Code of 1986. 10/19/2016 Certified 11/02/2016 1
CME Weekly Notification of Rule Amendments - Week of December 26, 2016 01/05/2017 Notified 01/05/2017 1
LCHLTD LCH Ltd self-certifies changes to its rules to support LCH's compliance with the revised requirement on Swap Data Reporting Requirements under Part 45. 06/30/2017 Certified 07/17/2017 1
CME Weekly Notification of Rule Amendments - Week of April 27, 2020 05/05/2020 Notified 05/05/2020 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 819. ("Lien on Collateral") of Chapter 8 ("Clearing House and Performance Bonds"), CME Clearing Rules 8F008. ("Lien on Collateral") of Chapter 8-F Over-the-Counter Derivative Clearing") and 8G08. ("Lien on...) 08/19/2022 Certified 09/02/2022 1
CCORP Eurex Phase I Memorandum and Order 10/21/2004 Certified 10/29/2004 1
CBT Cleared-only Fuel Ethanol Basis Swaps traded OTC 09/04/2007 Certified 09/05/2007 1
NYPC Amendment to LLC Agreement (i) to require the contribution of additional capital to meet estimate of twelve months of operating cash (ii) to amend Board rights and obligations 02/17/2011 Certified 02/17/2011 1
ICECC Changes to comply with CFTC Reg. 39.13(g)(8)(ii) 04/23/2012 Certified 05/08/2012 1
NYMEX Modifications to NYMEX OTC Broker Incentive Program; 12-191 06/15/2012 Certified 06/30/2012 1
OCC Housekeeping revisions relating to financial reporting by Canadian Clearing Members to reflect the Investment Industry Regulatory Organization of Canada's adoption of the International Financial Reporting Standards; SR-OCC-2012-15. 09/05/2012 Certified 09/20/2012 1
LCHLLC Acceptance for clearing of FRAs with upfront fees by LCH.Clearnet LLC's SwapClear service. 02/04/2014 Certified 02/20/2014 1
SGX-DC Rule amendments in relation to the clearing of SGX Malaysian ringgit and Thai baht non-deliverable interest rate swap contracts. 02/26/2014 Certified 03/13/2014 1
LCHLTD LCH.Clearnet Limited is submitting for certification proposed amendments to RiskCommittee Terms of Reference. 05/23/2014 Certified 06/10/2014 1
LCHLTD Circular Self Certification - describing operating procedures for Good Friday and Easter Monday 03/07/2016 Certified 03/21/2016 1
LCHLTD LCH self certifies changes to its rules restricting Clearing Members from opening net omnibus type of accounts for clients established in Canada, as required under new regulatory requirements in Canada. 06/30/2017 Certified 07/17/2017 1
CME Weekly Notification of Rule Amendments - Week of October 2, 2017 10/11/2017 Notified 10/11/2017 1
LCHLTD LCH Limited Self Certification: Clarifying Rule Changes related to the Provisions on the Treatment of Variation Margin for FCMs 03/15/2018 Certified 03/29/2018 1
CME Weekly Notification of Rule Amendments - Week of October 8, 2018 10/18/2018 Notified 10/18/2018 1
CME Weekly Notification of Rule Amendments - Week of April 1, 2019 04/09/2019 Notified 04/09/2019 1
EUREX Weekly Notification of Rule Amendments - Week of November 6, 2023 11/10/2023 Notified 11/10/2023 1
MGEX Amendments to Chapter 21 Rules applicable to Clearing Member applicants 06/14/2024 10 Day Review 06/14/2024 1
CCORP CBOT references, Guaranty Fund, clearing members 03/11/2004 Certified 03/11/2004 1
OCC Change to clearing agreement schedule with ELX to add the clearing of 3 month, $1,000,000 Eurodollar Time Deposit futures contracts. 06/16/2010 Certified 06/18/2010 1
ICLREU2 List of New OTC Cleared Product Specifications 02/17/2011 Certified 02/17/2011 1
LCHLTD Acceptance for clearing of FRAs with upfront fees by the LCH.Clearnet Ltd SwapClear service. 02/04/2014 Certified 02/20/2014 1