Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Modifications to NYMEX OTC Broker Incentive Program; 12-191 06/15/2012 Certified 06/30/2012 1
OCC Housekeeping revisions relating to financial reporting by Canadian Clearing Members to reflect the Investment Industry Regulatory Organization of Canada's adoption of the International Financial Reporting Standards; SR-OCC-2012-15. 09/05/2012 Certified 09/20/2012 1
LCHLLC Acceptance for clearing of FRAs with upfront fees by LCH.Clearnet LLC's SwapClear service. 02/04/2014 Certified 02/20/2014 1
SGX-DC Rule amendments in relation to the clearing of SGX Malaysian ringgit and Thai baht non-deliverable interest rate swap contracts. 02/26/2014 Certified 03/13/2014 1
LCHLTD LCH.Clearnet Limited is submitting for certification proposed amendments to RiskCommittee Terms of Reference. 05/23/2014 Certified 06/10/2014 1
LCHLTD Circular Self Certification - describing operating procedures for Good Friday and Easter Monday 03/07/2016 Certified 03/21/2016 1
LCHLTD LCH self certifies changes to its rules restricting Clearing Members from opening net omnibus type of accounts for clients established in Canada, as required under new regulatory requirements in Canada. 06/30/2017 Certified 07/17/2017 1
CME Weekly Notification of Rule Amendments - Week of October 2, 2017 10/11/2017 Notified 10/11/2017 1
LCHLTD LCH Limited Self Certification: Clarifying Rule Changes related to the Provisions on the Treatment of Variation Margin for FCMs 03/15/2018 Certified 03/29/2018 1
CME Weekly Notification of Rule Amendments - Week of October 8, 2018 10/18/2018 Notified 10/18/2018 1
CME Weekly Notification of Rule Amendments - Week of April 1, 2019 04/09/2019 Notified 04/09/2019 1
EUREX Weekly Notification of Rule Amendments - Week of November 6, 2023 11/10/2023 Notified 11/10/2023 1
MIAX Amendments to Chapter 21 Rules applicable to Clearing Member applicants 06/14/2024 Certified 07/01/2024 1
EUREX Weekly Notification of Rule Amendments - Week of August 5, 2024 08/09/2024 Notified 08/09/2024 1
CCORP CBOT references, Guaranty Fund, clearing members 03/11/2004 Certified 03/11/2004 1
OCC Change to clearing agreement schedule with ELX to add the clearing of 3 month, $1,000,000 Eurodollar Time Deposit futures contracts. 06/16/2010 Certified 06/18/2010 1
ICLREU2 List of New OTC Cleared Product Specifications 02/17/2011 Certified 02/17/2011 1
LCHLTD Acceptance for clearing of FRAs with upfront fees by the LCH.Clearnet Ltd SwapClear service. 02/04/2014 Certified 02/20/2014 1
SGX-DC Rule amendments for changes to the SGX-DC Clearing Fund and changes to the default management process and the SGX-DC Clearing Fund in relation to OTC financial derivatives contracts. 02/27/2014 Certified 03/14/2014 1
CME Weekly Notification of Rule Amendments - Week of October 10, 2016 10/20/2016 Notified 10/20/2016 1
LCHLTD LCH Limited Self Certification: Criminal Finance Act amendment rule changes. This amendment clarifies that the Clearing Member warranty is limited in scope to those activities in relation to its status as a CM. 03/15/2018 Certified 03/29/2018 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the Panamax Route P2E FFA and Capesize Route C7 FFA. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 05/02/2018 Certified 05/15/2018 1
LCHLTD LCH is self certifying minor rule changes on the ForexClear Service Procedures regarding Calendar Adjustments and the Automatic Exercise of FX Options Contracts 11/21/2018 Certified 12/06/2018 1
LCHLTD Conforming change to the FCM Procedures 07/29/2019 Notified 07/29/2019 1
CME Implementation of the FEX Strip Option Expiration Fee Waiver Program 03/10/2021 Certified 03/24/2021 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rules to implement a delegation mechanism for clients of CDSClear clearing members that would apply in the context of the restructuring notification process for swaptions. 04/19/2022 Certified 05/03/2022 1
LCHLTD Enable multiple Client "C" accounts to be created by Clearing Members to enable them to segregate their business ahead of the introduction of EMIR ISA and OSA accounts. 02/04/2014 Certified 02/20/2014 1
MIAX Weekly Notification of Rule Amendments Pursuant to Regulation 40.6(d) 01/21/2016 Notified 01/21/2016 1
OCC Proposed rule change concerning The Options Clearing Corporation's escrow deposit program. 08/30/2016 Certified 09/14/2016 1
LCHSA LCH SA is updating its fee grid following the proposed extension of the scope of instruments eligible to margin collateral 10/08/2021 Certified 10/25/2021 1
OCC By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. 07/24/2008 Certified 07/29/2008 1
ICLREU2 Technical changes to rules to reflect ICE Clear Europe Limited's clearing of certain energy futures and options contracts to be listed on ICE Futures U.S., Inc. 09/07/2012 Certified 09/22/2012 1
LCHLTD Rule changes clarifying ForexClear and EnClear's rights to eject cleared contracts. 04/29/2013 Certified 05/14/2013 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing 01/10/2014 Certified 01/28/2014 1
SGX-DC SGX will be introducing a new derivatives trading and clearing system, Titan. While there are no substantial changes to the SGX-DC Clearing Rules in respect of the introduction of Titan, amendments have been proposed for greater clarity. 08/30/2016 Certified 09/14/2016 1
SGX-DC The Amendments are made in respect of the removal of the margin requirements for over-the-counter spot trades under SGX-DC Clearing Rule 7.22.1A. 01/08/2017 Certified 01/23/2017 1
MIAX Amendment to MGEX Rule 2071.00. to provide further clarification. 05/26/2017 Certified 06/12/2017 1
LCHLTD Rulebook changes in support of the LCH LTD ForexClear service launch of clearing for FX Options. 03/15/2018 Certified 03/29/2018 1
ICE NGX Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") 03/05/2020 Certified 03/19/2020 1
CME Weekly Notification of Rule Amendments - Week of November 15, 2021 11/22/2021 Notified 11/22/2021 1
EUREX Weekly Notification of Rule Amendments - Week of December 20, 2021 12/23/2021 Notified 12/23/2021 1
OCC Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options 07/23/2008 Certified 07/29/2008 1
ICLR US Amendments to By-Law Section 5.5 to revise order in which assets and sources are to be applied to cover a defaulted obligation of a cleairng member and to Rule 505 to allow use of pass-through letters of credit in lieu of cash margin deposits. 06/08/2009 Certified 06/09/2009 1
ICE NGX Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement 01/13/2010 Certified 01/20/2010 1
NYMEX Legacy Green X CPC Incentive Program; 12-206 06/18/2012 Certified 07/03/2012 1
LCHLTD Amendments to post-default rules and methodology. 11/14/2012 Certified 11/14/2012 1
CME Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. 01/03/2013 Certified 01/18/2013 1
LCHLTD Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. 05/01/2013 Certified 05/16/2013 1
OCC This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. 02/26/2014 Certified 03/13/2014 1
LCHSA Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules 11/19/2014 Certified 12/04/2014 1