Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. 03/04/2013 Certified 03/19/2013 1
LCHSA Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. 03/03/2014 Certified 03/18/2014 1
MGEX Notification of changes to clearing and exchange margin requirements 07/06/2017 Notified 07/06/2017 1
LCHLTD LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts 09/12/2018 Certified 09/26/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/16/2019 Certified 12/31/2019 1
LX LedgerX Amended Rulebook 03/12/2021 Withdrawn 03/25/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's ("LCH") London Deposit Rate ("LDR") and RepoClear Deposit Rate ("RDR\"). 03/29/2023 Notified 03/29/2023 1
ICLR US Amendment to the ICE Clear U.S. Rules 12/22/2023 Certified 01/09/2024 1
CBT Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options 11/20/2007 Certified 11/29/2007 1
OCC ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures 03/25/2009 Certified 04/16/2009 1
ICE NGX Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points 08/04/2011 Certified 08/19/2011 1
KCC Risk Management Policies 04/20/2012 Certified 05/05/2012 1
LCHLTD Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. 03/04/2014 Certified 03/19/2014 1
CME Amendments to CME Rulebook Chapter 901 ("Interest Rate Swaps Contract Terms") 07/06/2017 Certified 07/20/2017 1
LCHLTD LCH Limited Self-Certification: Mexican Peso as a same day value currency 09/12/2018 Certified 09/26/2018 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
LCHLTD LCH proposes to alter or remove several broken web links in the rulebook to replace them with more generic references where appropriate, avoiding future situations where the links become unusable, as well as updating email contact addresses. 03/29/2023 Certified 04/12/2023 1
CME Weekly Notification of Rule Amendments - Week of November 6, 2023 11/14/2023 Notified 11/14/2023 1
ICLR US Amendment of eligibility requirements for clearing members 11/21/2007 Certified 11/29/2007 1
OCC Modify pro rata assignment procedure description to eliminate reference to application to exercises of physical delivery, flexibly structured FCOs that are securities options since no longer traded on Phlx 02/13/2008 Certified 02/14/2008 1
LCHLTD Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange 04/01/2009 Certified 04/16/2009 1
ICE NGX Addition of 23 US Crude Oil products 08/04/2011 Certified 08/05/2011 1
ICLREU2 Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members 04/20/2012 Certified 05/05/2012 1
OCC OCC plans to change its adjustment policy in its By-Laws to accommodate for mini options; SR-OCC-2012-16. 09/12/2012 Certified 09/27/2012 1
ICLREU2 New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. 03/07/2013 Withdrawn 03/14/2013 1
CME Extension of the OTC FX Options Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
ICLR US Amendment increasing maximum size of a clearing member's Guaranty Fund contribution; 12-25 04/24/2012 Certified 05/09/2012 1
LCHSA Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval 03/10/2016 Certified 03/24/2016 1
LCHLTD Weekly Notification of change to the London Deposit Rate (LDR) which is applied to cash balances held on SwapClear and ForexClear services clearing member accounts. This change took effect from 21 October 2016. 10/25/2016 Notified 10/25/2016 1
MGEX Weekly notification of rule amendments regarding changes to HRSW spread margin rates 06/01/2017 Notified 06/01/2017 1
CME Weekly Notification of Rule Amendments - Week of February 6, 2023 02/14/2023 Notified 02/14/2023 1
CME Addition of CDX North American Investment Grade Index Series 14 and 15 03/07/2011 Certified 03/07/2011 1
LCHLTD Introduction of the extension of the eligible maturity of Japanese yen interest rate swaps from 30 years to 40 years. Additionally, the introduction of the extension of the eligible maturity of Overnight Index Swaps from denominated in USD, EUR and GBP 03/16/2012 Certified 04/02/2012 1
NADEX Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. 12/10/2013 Certified 12/25/2013 1
CME Weekly Notification of Rule Amendments - Week of January 8, 2018 01/19/2018 Notified 01/19/2018 1
CME Weekly Notification of Rule Amendments - Week of July 16, 2018 07/26/2018 Notified 07/26/2018 1
CME Extension of the OTC FX Options Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
ICLR US ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. 11/14/2019 Certified 11/29/2019 1
CME Weekly Notification of Rule Amendments - Week of January 6, 2019 01/16/2020 Notified 01/16/2020 1
LX Operations Manual Redacted 03/12/2021 Withdrawn 03/18/2021 1
CME Weekly Notification of Rule Amendments - Week of July 26, 2021 08/04/2021 Notified 08/04/2021 1
LCHLTD Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions 04/01/2009 Certified 04/16/2009 1
OCC Technical amendments to the Stock Loan Hedge and Market Loan Program rules. 03/25/2010 Certified 03/31/2010 1
CMECE Change to clearing member financial reporting. 11-399R 10/28/2011 Certified 11/15/2011 1
CME Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps 02/24/2012 Certified 03/10/2012 1
ICE NGX Clarification re: interest on collateral accounts 04/29/2013 Certified 05/14/2013 1
LCHLLC LCH.Clearnet LLC's submission of rule changes concern, among other things, LSOC terminology, settlement of variation margin, and the initial date for rebalancing the default fund. 07/02/2013 Certified 07/18/2013 1
CME Weekly Notification of Rule Amendments - Week of January 2, 2016 01/10/2017 Notified 01/10/2017 1
CME Weekly Notification of Rule Amendments - Week of May 22, 2017 06/01/2017 Notified 06/01/2017 1
CME Modifications to the CME OTC FX Fee Waiver Program 11/28/2018 Certified 12/12/2018 1