CME |
Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
LCHSA |
Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. |
03/03/2014 |
Certified |
03/18/2014 |
|
1 |
MGEX |
Notification of changes to clearing and exchange margin requirements |
07/06/2017 |
Notified |
07/06/2017 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Inflation Swaps - Reporting Threshold Amounts |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
LX |
LedgerX Amended Rulebook |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's ("LCH") London Deposit Rate ("LDR") and RepoClear Deposit Rate ("RDR\"). |
03/29/2023 |
Notified |
03/29/2023 |
|
1 |
ICLR US |
Amendment to the ICE Clear U.S. Rules |
12/22/2023 |
Certified |
01/09/2024 |
|
1 |
CBT |
Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options |
11/20/2007 |
Certified |
11/29/2007 |
|
1 |
OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
ICE NGX |
Decrease in clearing transaction fee per barrel for crude oil at Canadian delivery points |
08/04/2011 |
Certified |
08/19/2011 |
|
1 |
KCC |
Risk Management Policies |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
LCHLTD |
Introduction of a discount scheme for SwapClear Clearing Members joining the service in 2014 and with regards to the registration fees for the first 1000 backloaded trades. |
03/04/2014 |
Certified |
03/19/2014 |
|
1 |
CME |
Amendments to CME Rulebook Chapter 901 ("Interest Rate Swaps Contract Terms") |
07/06/2017 |
Certified |
07/20/2017 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Mexican Peso as a same day value currency |
09/12/2018 |
Certified |
09/26/2018 |
|
1 |
CME |
Extension of the FEX Strip Option Expiration Fee Waiver Program |
12/20/2022 |
Certified |
01/05/2023 |
|
1 |
LCHLTD |
LCH proposes to alter or remove several broken web links in the rulebook to replace them with more generic references where appropriate, avoiding future situations where the links become unusable, as well as updating email contact addresses. |
03/29/2023 |
Certified |
04/12/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 6, 2023 |
11/14/2023 |
Notified |
11/14/2023 |
|
1 |
ICLR US |
Amendment of eligibility requirements for clearing members |
11/21/2007 |
Certified |
11/29/2007 |
|
1 |
OCC |
Modify pro rata assignment procedure description to eliminate reference to application to exercises of physical delivery, flexibly structured FCOs that are securities options since no longer traded on Phlx |
02/13/2008 |
Certified |
02/14/2008 |
|
1 |
LCHLTD |
Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
ICE NGX |
Addition of 23 US Crude Oil products |
08/04/2011 |
Certified |
08/05/2011 |
|
1 |
ICLREU2 |
Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
OCC |
OCC plans to change its adjustment policy in its By-Laws to accommodate for mini options; SR-OCC-2012-16. |
09/12/2012 |
Certified |
09/27/2012 |
|
1 |
ICLREU2 |
New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. |
03/07/2013 |
Withdrawn |
03/14/2013 |
|
1 |
CME |
Extension of the OTC FX Options Fee Waiver Program |
12/20/2022 |
Certified |
01/05/2023 |
|
1 |
ICLR US |
Amendment increasing maximum size of a clearing member's Guaranty Fund contribution; 12-25 |
04/24/2012 |
Certified |
05/09/2012 |
|
1 |
LCHSA |
Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval |
03/10/2016 |
Certified |
03/24/2016 |
|
1 |
LCHLTD |
Weekly Notification of change to the London Deposit Rate (LDR) which is applied to cash balances held on SwapClear and ForexClear services clearing member accounts. This change took effect from 21 October 2016. |
10/25/2016 |
Notified |
10/25/2016 |
|
1 |
MGEX |
Weekly notification of rule amendments regarding changes to HRSW spread margin rates |
06/01/2017 |
Notified |
06/01/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 6, 2023 |
02/14/2023 |
Notified |
02/14/2023 |
|
1 |
CME |
Addition of CDX North American Investment Grade Index Series 14 and 15 |
03/07/2011 |
Certified |
03/07/2011 |
|
1 |
LCHLTD |
Introduction of the extension of the eligible maturity of Japanese yen interest rate swaps from 30 years to 40 years. Additionally, the introduction of the extension of the eligible maturity of Overnight Index Swaps from denominated in USD, EUR and GBP |
03/16/2012 |
Certified |
04/02/2012 |
|
1 |
NADEX |
Nadex has submitted rule changes that adjust its settlement calculation for the AUD/JPY Contracts to increase the bid/ask spread to 10 pips for determining acceptable midpoints and amends language regarding Market Maker FIX Gateway connection fee. |
12/10/2013 |
Certified |
12/25/2013 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 8, 2018 |
01/19/2018 |
Notified |
01/19/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 16, 2018 |
07/26/2018 |
Notified |
07/26/2018 |
|
1 |
CME |
Extension of the OTC FX Options Fee Waiver Program |
11/28/2018 |
Certified |
12/12/2018 |
|
1 |
ICLR US |
ICUS is proposing to amend existing ICUS Rules 302 and 807 in order to refine and clarify how the proceeds from any Clearing Member default insurance policy it may elect to carry would be used. |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 6, 2019 |
01/16/2020 |
Notified |
01/16/2020 |
|
1 |
LX |
Operations Manual Redacted |
03/12/2021 |
Withdrawn |
03/18/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 26, 2021 |
08/04/2021 |
Notified |
08/04/2021 |
|
1 |
LCHLTD |
Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions |
04/01/2009 |
Certified |
04/16/2009 |
|
1 |
OCC |
Technical amendments to the Stock Loan Hedge and Market Loan Program rules. |
03/25/2010 |
Certified |
03/31/2010 |
|
1 |
CMECE |
Change to clearing member financial reporting. 11-399R |
10/28/2011 |
Certified |
11/15/2011 |
|
1 |
CME |
Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps |
02/24/2012 |
Certified |
03/10/2012 |
|
1 |
ICE NGX |
Clarification re: interest on collateral accounts |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
LCHLLC |
LCH.Clearnet LLC's submission of rule changes concern, among other things, LSOC terminology, settlement of variation margin, and the initial date for rebalancing the default fund. |
07/02/2013 |
Certified |
07/18/2013 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 2, 2016 |
01/10/2017 |
Notified |
01/10/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 22, 2017 |
06/01/2017 |
Notified |
06/01/2017 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program |
11/28/2018 |
Certified |
12/12/2018 |
|
1 |