Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - June 10, 2024 06/18/2024 Notified 06/18/2024 1
ICLR US Rule changes re reallocation of risk and volume in calculating guaranty fund contribution, capital threshold for position risk and supermargin deposits, and standardization of capital reporting requirements. 03/26/2010 Certified 03/31/2010 1
LCHSA Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). 02/13/2015 Certified 03/02/2015 1
SGX-DC The Amendment is to remove the Euroyen Futures contract from the list of contracts under Appendix 2 - Contracts of Other Relevant Markets Accepted by the Clearing House - of the SGX-DC Clearing Rules, arising from its delisting on the CME. 09/01/2016 Certified 09/16/2016 1
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2023. 12/20/2022 Certified 01/05/2023 1
ICLR US Amendment to ByLaw Section 5.2 regarding clearing member eligibility and new Rules 10.00-10.05 regarding clearing of OTC ag swaps in coffee, sugar, and cocoa to replace Rules 1000-1013 08/05/2008 Certified 08/07/2008 1
CME Exercise of CME/CBOT/NYMEX emergency authority re: MF Global 11/01/2011 Certified 11/17/2011 1
LCHLLC Self Certification of Circular and Rulebook Change Return of Default Fund Contributions to LLC Clearing Members 06/02/2016 Certified 06/16/2016 1
LCHLTD LCH self certifies a Circular to SwapClear Clearing Members on the implementation of an update to the liquidity margin calculation (IMMFP) for the Rates Service incorporating OIS indices and LIBOR like indices risk. 09/02/2016 Certified 09/16/2016 1
MGEX Amendment of MGEX Rules and Resolution to change reporting deadlines 11/16/2017 Certified 12/01/2017 1
CME Amendments to CME Chapter iii. ("CME Definitions"), CME Chapter 300. ("CME WM/Reuters OTC Spot, Forward and Swap Contracts"), CME Chapter 300A. ("CME WM/Reuters OTC Options Contracts"), CME Chapter 600. ("Cleared OTC Non-Deliverable Forward FX Products"), 06/18/2021 Certified 07/02/2021 1
CME Chapter 9 Clearing 11/27/2006 Certified 12/04/2006 1
OCC Rule change to accomodate Relative Performance Options (options on certain indexes measuring relative performance of one reference security or reference ndex relative to a second reference security or reference index). 01/19/2011 Certified 01/19/2011 1
ICLR US Emergency Action Re: MF Global 11/01/2011 Certified 11/17/2011 1
OCC This proposed rule change would provide certain enhancements and clarifications with respect to OCC' s indemnification of its directors, officers and other personnel. 04/01/2014 Certified 04/16/2014 1
CME Amendments to Chapter 8 ("Clearing House and Performance Bonds"); CME Chapter 8G ("Interest Rate Derivative Clearing") and CME Chapter 8H ("Credit Default Swaps Clearing") to Effect Conditions of European Commission's Equivalence Determination 05/02/2016 Certified 05/16/2016 1
CME Weekly Notification of Rule Amendments - Week of February 20, 2017 03/02/2017 Notified 03/02/2017 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/13/2019 Certified 02/28/2019 1
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 12/16/2019 Certified 12/31/2019 1
ICLR US Amendments to the ICE Clear U.S., Inc. Rules related to the physical settlement of certain currency contracts. 05/11/2020 Certified 05/26/2020 1
EUREX Weekly Notification of Rule Amendments - Week of August 3, 2020 08/07/2020 Notified 08/07/2020 1
CME Weekly Notification of Rule Amendments - Week of April 18, 2022 04/25/2022 Notified 04/25/2022 1
ICE NGX CPA Amendments - Schedule C, Definitions, Various Clean-Up 07/08/2022 Certified 07/22/2022 1
CME FXMarketSpace 12/15/2006 Certified 01/03/2007 1
ICLR US Rule amendments altering the composition of the Board of Directors and creating a Risk Committee 04/16/2009 Certified 04/17/2009 1
LCHLTD Changes to the ForexClear service Reference Data Sections of the Rulebook and Procedures. 04/02/2014 Certified 04/17/2014 1
LCHLTD LCH is submitting for self-certification a Circular to SwapClear Clearing Members noting upcoming trade eligibility changes for SwapClear Contracts based on the TOM Next Index Swaps ("TOIS") fixing. 12/01/2016 Certified 12/14/2016 1
CME Weekly Notification of Rule Amendments - Week of June 26, 2017 07/06/2017 Notified 07/06/2017 1
LX Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades 10/22/2018 Certified 11/05/2018 1
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices 12/16/2019 Certified 12/31/2019 1
CME Weekly Notification of Rule Amendments - February 5, 2024 02/13/2024 Notified 02/13/2024 1
LCHLTD LCH is self-certifying to allow amendment of terms of SwapClear and/or FCM SwapClear Contracts when LCH determines public statements or publications of information will affect netting or risk management. LCH do this in light of Circular 4308. 06/20/2024 10 Day Review 06/20/2024 1
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
EUREX Weekly Notification of Rule Amendments - Week of February 27, 2017 03/03/2017 Notified 03/03/2017 1
EUREX Weekly Notification of Rule Amendments - Week of January 13, 2020 01/17/2020 Notified 01/17/2020 1
ICE NGX ICE NGX Canada Inc. is submitting this self-certification to amend the ICE NGX Contracting Party Agreement 01/28/2022 Certified 02/11/2022 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/15/2023 Certified 03/02/2023 1
CME Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. 03/06/2013 Certified 03/21/2013 1
LCHLLC Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. 05/10/2013 Certified 05/25/2013 1
ICLREU2 ICE Clear Europe self-certification of amendments that modify the ICE Clear Europe Delivery Procedures in connection with the launch by the ICE Endex market of three German power futures and options contracts that will be cleared by ICE Clear Europe. 05/28/2014 Certified 06/12/2014 1
CME Weekly Notification of Rule Amendments - Week of November 19, 2018 11/29/2018 Notified 11/29/2018 1
CME Weekly Notification of Rule Amendments - Week of July 22, 2019 07/31/2019 Notified 07/31/2019 1
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments made during the week ending January 8, 2021 in order to update the list of ATSS with 2 new SEFs. 01/19/2021 Notified 01/19/2021 1
LX Revised LedgerX Participant Agreement 03/12/2021 Withdrawn 03/25/2021 1
MGEX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
OCC This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. 05/28/2014 Certified 06/12/2014 1
LCHSA LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. 09/06/2016 Certified 09/20/2016 1
CMECE Weekly Notification of Rule Amendments - Week of April 3, 2017 04/12/2017 Notified 04/12/2017 1