Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of June 26, 2017 07/06/2017 Notified 07/06/2017 1
LX Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades 10/22/2018 Certified 11/05/2018 1
CME Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices 12/16/2019 Certified 12/31/2019 1
CME Weekly Notification of Rule Amendments - February 5, 2024 02/13/2024 Notified 02/13/2024 1
LCHLTD LCH is self-certifying to allow amendment of terms of SwapClear and/or FCM SwapClear Contracts when LCH determines public statements or publications of information will affect netting or risk management. LCH do this in light of Circular 4308. 06/20/2024 Certified 07/05/2024 1
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
NADEX This Submission makes amendments to the Market Maker Agreement, to Rule 4.4 to align with the Market Maker Agreement amendments, to the Market Maker fees as set forth in the Fee Schedule, and to the Fee Schedule to clarify FCM Member fees 09/26/2014 Certified 10/10/2014 1
EUREX Weekly Notification of Rule Amendments - Week of February 27, 2017 03/03/2017 Notified 03/03/2017 1
EUREX Weekly Notification of Rule Amendments - Week of January 13, 2020 01/17/2020 Notified 01/17/2020 1
ICE NGX ICE NGX Canada Inc. is submitting this self-certification to amend the ICE NGX Contracting Party Agreement 01/28/2022 Certified 02/11/2022 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 02/15/2023 Certified 03/02/2023 1
CME Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. 03/06/2013 Certified 03/21/2013 1
LCHLLC Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. 05/10/2013 Certified 05/25/2013 1
ICLREU2 ICE Clear Europe self-certification of amendments that modify the ICE Clear Europe Delivery Procedures in connection with the launch by the ICE Endex market of three German power futures and options contracts that will be cleared by ICE Clear Europe. 05/28/2014 Certified 06/12/2014 1
CME Weekly Notification of Rule Amendments - Week of November 19, 2018 11/29/2018 Notified 11/29/2018 1
CME Weekly Notification of Rule Amendments - Week of July 22, 2019 07/31/2019 Notified 07/31/2019 1
LCHSA LCH SA submits this Weekly Notification of CDS Clearing rule amendments made during the week ending January 8, 2021 in order to update the list of ATSS with 2 new SEFs. 01/19/2021 Notified 01/19/2021 1
LX Revised LedgerX Participant Agreement 03/12/2021 Withdrawn 03/25/2021 1
MIAX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
OCC This proposed rule change would provide for the calculation of initial margin requirements for segregated futures accounts through SPAN instead of STANS. 05/28/2014 Certified 06/12/2014 1
LCHSA LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. 09/06/2016 Certified 09/20/2016 1
CMECE Weekly Notification of Rule Amendments - Week of April 3, 2017 04/12/2017 Notified 04/12/2017 1
LCHLTD LCH is self certifying changes to its rules to clarify the circumstances in which Clearing Members, their Customers and service providers may be permitted, or prohibited, to use LCH's data, as defined in the rules. 12/14/2017 Certified 12/29/2017 1
EUREX Weekly Notification of Rule Amendments - Week of November 30, 2020 12/04/2020 Notified 12/04/2020 1
MIAX Proposed Rule Amendments to MGEX Rulebook Chapter 23 (Bitnomial) 02/15/2023 Certified 03/02/2023 1
CME Expansion of the Listing Schedule for Certain Commodity Index Futures, Options, and Swaps Contracts 10/22/2024 Certified 11/05/2024 1
OCC Variance Futures 05/10/2004 Certified 05/10/2004 1
LCHLTD LCH.Ltd self certifies rule changes on the termination of trades with small notional amounts and hence a negligible Net Present Value (NPV). 09/06/2016 Certified 09/20/2016 1
CME Weekly Notification of Rule Amendments - Week of May 13, 2019 05/23/2019 Notified 05/23/2019 1
LCHLTD LCH Limited Self-Certification: MXN and ND IRS Swaps fee holiday 09/16/2019 Certified 09/30/2019 1
CME Hedge Funds Member Fees 12/06/2004 Certified 12/06/2004 1
OCC Proposed rule change by The Options Clearing Corporation concerning its trade acceptance and novation rules. 05/04/2018 Certified 05/18/2018 1
CME Weekly Notification of Rule Amendments - Week of January 7, 2019 01/17/2019 Notified 01/17/2019 1
CME Weekly Notification of Rule Amendments - Week of May 4, 2020 05/11/2020 Notified 05/11/2020 1
CME Weekly Notification of Rule Amendments - Week of August 3, 2020 08/10/2020 Notified 08/10/2020 1
LCHLTD Please accept this notification pursuant to CFTC regulation 40.6(d) of the below-described changesto the LCH Limited's ("LCH") London Deposit Rate, Client Deposit Rate, FCM LondonDeposit Rate and RepoClear Deposit Rate. 02/16/2023 Notified 02/16/2023 1
CME Notice of Emergency Action - Modification to BRL-CDI IRS Holiday Calendar and Fixed Rate 12/28/2023 Certified 01/12/2024 1
LCHLTD Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. 03/06/2014 Certified 03/21/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification a correction to its rules with respect to the transfer of cleared contracts by SwapClear Clearing Members and Futures Commission Merchants. 02/16/2015 Certified 03/02/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 12/14/2015 Certified 12/29/2015 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/14/2017 Certified 12/29/2017 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX IHS McCloskey Indonesian 4200kc GAR FOB Thermal Coal Swaps Contract. In particular, the Amendments specify the FSP methodology of the Contracts in the SGX-DC Clearing Rules. 03/21/2018 Certified 04/03/2018 1
CME Weekly Notification of Rule Amendments - Week of February 4, 2019 02/14/2019 Notified 02/14/2019 1
CME Weekly Notification of Rule Amendments - Week of December 18, 2023 12/29/2023 Notified 12/29/2023 1
CCORP OTC Treasury Futures 05/08/2006 Certified 05/08/2006 1
NADEX Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. 08/03/2012 Certified 08/18/2012 1
OCC This proposed rule change concerns codification of procedures for resizing OCC's Clearing Fund on a monthly basis and increasing such Clearing Fund size on an intra-month basis. 06/18/2015 Certified 07/02/2015 1
LCHLTD LCH is amending its Rulebook to implement its PPS Reform initiative which is - 1) make more currencies same-day value (1st changes are to CHF and NOK); and 2) PPS calls in an alternative same-day currency when another currency has a currency holiday. 09/07/2016 Certified 09/20/2016 1
CME Weekly Notification of Rule Amendments - Week of August 14, 2017 08/23/2017 Notified 08/23/2017 1