Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Proposed rule change to facilitate reporting under Commodity Futures Trading Commission regulations applicable to Derivatives Clearing Organizations. 06/18/2018 Certified 07/02/2018 1
CME Extension of the OTC FX Options Fee Waiver Program 12/07/2020 Certified 12/21/2020 1
CME Weekly Notification of Rule Amendments - Week of March 7, 2022 03/14/2022 Notified 03/14/2022 1
CME Weekly Notification of Rule Amendments - Week of July 4, 2022 07/11/2022 Notified 07/11/2022 1
CME Weekly Notification of Rule Amendments - Week of February 13, 2023 02/21/2023 Notified 02/21/2023 1
CME Weekly Notification of Rule Amendments - June 17, 2024 06/25/2024 Notified 06/25/2024 1
CME Amended and Restated Non-Proprietary Cross-Margining Agreement with addition of security futures on two ETFs based on broad-based securities indices as new eligible contracts. 04/17/2009 Certified 04/20/2009 1
ICLREU2 Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. 02/23/2012 Certified 03/09/2012 1
ICLREU2 ICE Clear Europe submits for self-certification amendments to its Rules and CDS Procedures to implement the 2014 ISDA Credit Derivatives Definitions. 08/29/2014 Certified 09/15/2014 1
OCC This proposed rule change sets forth a proposed Capital Plan for raising additional capital that would support OCC's function as a systemically important financial market utility. 01/15/2015 Certified 01/30/2015 1
LCHLTD LCH.Clearnet has identified a number of minor rule changes which it intends to make to its Rulebook, the rule changes have been identified during reviews of the Rulebook and are corrections and clarifications. 03/25/2015 Certified 04/08/2015 1
CME Weekly Notification of Rule Amendments - Week of November 21, 2016 12/01/2016 Notified 12/01/2016 1
CME Weekly Notification of Rule Amendments - Week of November 6, 2017 11/17/2017 Notified 11/17/2017 1
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
OCC Rule change certifying security futures contracts on two ETFs based on broad-based securities indices as eligible contracts for purposes of non=proprietary cross-margining. 04/17/2009 Certified 04/20/2009 1
CME Revisions to Rule 980.F 03/04/2014 Certified 03/19/2014 1
LCHLTD LCH.Ltd intends to change the Client Deposit Rate (CDR), the rate at which it pays interest on cash posted to cover Client initial margin requirements. LCH.Ltd will remove the floor in the rate, such that CDR may be negativeand change the spread on EUR. 12/12/2014 Certified 12/29/2014 1
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
LCHLTD LCH Ltd proposes to invest Euro-denominated cash collateral in sovereign debt issued by the French Republic and the Federal Republic of Germany. 06/16/2020 Certified 06/29/2020 1
CME Weekly Notification of Rule Amendments - Week of January 24, 2022 01/31/2022 Notified 01/31/2022 1
LCHSA LCH SA is submitting for self-certification amendments to its Board and Board Sub-Committee Terms of Reference. 06/25/2024 10 Day Review 06/25/2024 1
OCC Amendments to ByLaws to accommodate clearing of conventional cash-settled commodity options, binary commodity options, and event options. 03/18/2009 Certified 04/21/2009 1
OCC Rule change would provide a new service for clearing members that are parties to a Clearing Member Trade Assignment ("CMTA") arrangement. Amends Article 1 - Section 1, Rule 403 and Rule 504 10/04/2010 Certified 10/04/2010 1
ICLREU2 Amendments to Delivery Procedures 08/15/2011 Certified 08/30/2011 1
CME Weekly notification of Rule Amendments 03/01/2012 Certified 03/01/2012 1
LCHLTD Rule changes in support of the LCH.Clearnet Limited, ForexClear service introduction of Package Trades clearing. 09/09/2015 Certified 09/23/2015 1
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook regarding non cash collateral acceptability criteria. 01/20/2020 Certified 01/31/2020 1
LCHLTD LCH Limited is submitting for self-certification amendments to its rules regarding an extension to the payment window in the LCH-CLS settlement session used for the deliverable FX products cleared via the ForexClear service. 06/16/2020 Certified 06/30/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 March 2022. 03/15/2022 Notified 03/15/2022 1
NADEX Market Makers 09/08/2004 Certified 09/08/2004 1
NYPC Amendments re: Transfers of Contracts 08/16/2011 Certified 08/31/2011 1
LCHSA The clearing notice "Means of Access and Reporting mechanism" is being modified to remove the mentionto LCAP technology as a mean of access to CDS Clearing System reports and files. 05/09/2016 Certified 05/20/2016 1
LCHLTD LCH.Clearnet Limited will be making changes to the Default Rules section of its rulebook to effect the removal of an inapplicable schedule, following the implementation of its Portfolio margining service. 06/08/2016 Certified 06/22/2016 1
LCHLTD LCH LTD Rulebook changes in respect of MiFID II 11/20/2017 Certified 12/04/2017 1
CME Weekly Notification of Rule Amendments - Week of March 12, 2018 03/21/2018 Notified 03/21/2018 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX Baltic Panamax Time Charter Basket (5 Routes) FFA and Options Contracts. In particular, the Amendments specify the methodology for the calculation of the FSP of the Contracts. 09/18/2019 Certified 10/01/2019 1
CCORP CCX Options on Sulfur and Nitrogen Financial Instrument Futures 03/28/2007 Certified 03/28/2007 1
CBT CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment to Disciplinary Proceedings 08/16/2011 Certified 08/31/2011 1
LCHLLC LCH.Clearnet LLC rule change related to the securities that are considered acceptable for margin at SwapClear U.S. The schedule, along with a list of applicable haircuts will be available on LCH's website. 05/16/2013 Certified 06/01/2013 1
CME Weekly Notification of Rule Amendments - Week of September 3, 2018 09/13/2018 Notified 09/13/2018 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 03/16/2021 Certified 03/30/2021 1
MGEX Amendment to rules related to Bitnomial delivery accounts 10/13/2022 Certified 10/27/2022 1
LCHLTD LCH Limited Self-Certification: Duo compression removal 09/20/2023 Certified 10/03/2023 1
LCHLTD LCH is submitting for self-certification changes to its non-cash collateral concentration limits. 01/02/2024 Certified 01/16/2024 1
NYMEX CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYPC Amendment re: Waiver of Rules 08/16/2011 Certified 08/31/2011 1
NYPC Amend Rule 410 re transfer of customer positions 12/16/2011 Certified 01/04/2012 1
ICLREU2 Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. 05/16/2013 Certified 06/01/2013 1
LCHLTD The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. 07/29/2016 Certified 08/11/2016 1