Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited Rulebook changes to provide for the ForexClear service to offer clearing of certain major currency pairs of non-deliverable forward (NDF) contracts. 10/17/2017 Certified 10/30/2017 1
LCHLTD LCH Limited's change to its London Deposit Rate (LDR) applicable to cash balances (excluding default fund) held on SwapClcear and ForexClear services clearing member accounts. 01/25/2018 Notified 01/25/2018 1
ICE NGX Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. 05/08/2018 Certified 05/22/2018 1
ICE NGX Amendments to Margin Methodology Guide and Sections 1.2 and 8.4b(ii) of the Contracting Party Agreement 11/09/2018 Certified 11/27/2018 1
LCHLTD LCH Limited is submitting for self-certification a change to its rules allowing ForexClear Clearing Members to set their respective Settlement Position Limits, under certain conditions. 09/18/2019 Certified 10/02/2019 1
CME Weekly Notification of Rule Amendments - Week of October 4, 2021 10/11/2021 Notified 10/11/2021 1
CME Weekly Notification of Rule Amendments - Week of March 27, 2023 04/03/2023 Notified 04/03/2023 1
LCHLTD LCH Limited is submitting for self-certification several minor proposed rule changes within its Rulebook. 01/02/2024 Certified 01/17/2024 1
CME Weekly Notification of Rule Amendments - May 13, 2024 05/21/2024 Notified 05/21/2024 1
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
OCC OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options 03/07/2007 Certified 03/07/2007 1
CME CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME Additions to USD Interest Rate Swap offering 08/19/2011 Certified 08/20/2011 1
NYPC Amend Rule 506 (close out netting) action taken in event of insolvency 12/16/2011 Certified 01/04/2012 1
LCHLTD Amend ForexClear margin multiplier to capture currency regime risk 03/01/2012 Certified 03/16/2012 1
ICECC The purpose of proposed rule change is to revise the ICC Risk Management Framework to clarify language related to ICC's forced allocation procedures. 05/30/2014 Certified 06/14/2014 1
LCHLTD Introduction of OIS-IBOR Basis Swaps 07/11/2014 Certified 07/25/2014 1
EUREX Weekly Notification of Rule Amendments - Week of November 28, 2016 12/02/2016 Notified 12/02/2016 1
LCHLTD The SwapClear list of Approved Trade Source Systems (ATSS), publicly available on LCH's website has been updated to include the full legal names of each ATSS currently connected to the service. 03/23/2018 Notified 03/23/2018 1
CME Notification of Rule Amendments - Week of October 15, 2018 10/26/2018 Notified 10/26/2018 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to extend to CDSClear clients the current fee applicable by other LCH SA business lines. 06/20/2019 Certified 07/05/2019 1
CME Weekly Notification of Rule Amendments - Week of September 9, 2019 09/18/2019 Notified 09/18/2019 1
LCHLTD LCH Limited Self-Certification: Clearing Membership and Non-Clearing Participant Requirements 01/21/2020 Certified 02/04/2020 1
LCHLTD LCH is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate and Client Deposit Rate for clearing members and clients collateral cash balances. 08/11/2023 Certified 08/24/2023 1
NADEX Market Makers Line of Credit 07/26/2004 Certified 07/26/2004 1
CME Filing of six revised participant agreements related to the CME/OCC non-proprietary cross-margining agreeement. 04/21/2009 Certified 04/21/2009 1
CME Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. 05/30/2014 Certified 06/14/2014 1
LCHLTD Introduction of JPY OIS up to 30 years 07/11/2014 Certified 07/25/2014 1
CME Implementation of the USD IRS House Liquidity Program 06/20/2019 Certified 07/05/2019 1
CME Weekly Notification of Rule Amendments - Week of November 30, 2020 12/08/2020 Notified 12/08/2020 1
CME Weekly Notification of Rule Amendments - Week of June 14, 2021 06/21/2021 Notified 06/21/2021 1
ICLR US Weekly Notification of Non-Substantive Rule Amendments. 08/09/2021 Notified 08/09/2021 1
MGEX Notice of margin changes made prior week 02/23/2023 Notified 02/23/2023 1
CME Weekly Notification of Rule Amendments - Week of December 25, 2023 01/02/2024 Notified 01/02/2024 1
MGEX Fee Changes to MGEX's Agricultural Product Fees Schedule 02/14/2024 Certified 02/29/2024 1
LCHLTD Self-certification relating to the implementation of a substantially revised rulebook including changes for compliance with the European Market Infrastructure Regulation (EMIR), and fees for the new account types introduced by the rulebook. 05/30/2014 Certified 06/14/2014 1
LCHLTD LCH is submitting for self-certification changes to its rules to remove certain market standard definitions. 01/13/2017 Certified 01/27/2017 1
CME Weekly Notification of Rule Amendments - Week of January 15, 2018 01/25/2018 Notified 01/25/2018 1
CME Weekly Notification of Rule Amendments - Week of June 10, 2019 06/20/2019 Notified 06/20/2019 1
EUREX Weekly Notification of Rule Amendments - Week of August 10, 2020 08/14/2020 Notified 08/14/2020 1
CME Modifications to Interest Rate Swap Products to Implement IBOR Fallbacks 12/08/2020 Approved 01/25/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH LimitedLondon Deposit Rate and RepoClear Deposit Rate effective from 22 June 2021. 06/22/2021 Notified 06/22/2021 1
EUREX Weekly Notification of Rule Amendments - Week of April 25, 2022 05/02/2022 Notified 05/02/2022 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 01/02/2024 Certified 01/17/2024 1
ICLREU2 ICE Clear Europe is amending its margin methodology for credit default swap transactions to address specific wrong way risk and certain other matters. 09/06/2013 Certified 09/21/2013 1
ICECC The principal purpose of the proposed changes is to amend the ICC Clearing Rules to incorporate references to revised Credit Derivatives Definitions, as published by the International Swaps and Derivatives Association, Inc. on February 21, 2014. 07/11/2014 Certified 09/11/2014 1
LCHLTD LCH.Clearnet propose to offer, at the request of its Clearing Members, ad-hoc compression cycles. These will allow a member to perform compression at a time to suit it, rather than in the regularly scheduled and advertised LCH.Clearnet compression runs. 02/19/2015 Certified 03/05/2015 1
CME Weekly Notification of Rule Amendments - Week of October 17, 2016 10/28/2016 Notified 10/28/2016 1
LCHLTD Change to the LCH London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear service Clearing Member accounts. 01/13/2017 Notified 01/13/2017 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding the metric used by the ForexClear service to allocate the default fund contributions across Clearing Members. 09/14/2018 Certified 09/27/2018 1