Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of January 14, 2019 01/24/2019 Notified 01/24/2019 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules to enable the offering of the ForexClear Settlement Reduction Service to FX Options Clearing Members. 06/21/2019 Certified 07/05/2019 1
CME Weekly Notification of Rule Amendments - Week of November 22, 2021 11/29/2021 Notified 11/29/2021 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") United States Dollar ("USD") Forward Rate Agreements Interest Swap Products Referencing the London Interbank Offered Rate ("LIBOR") with an Effective Date Post June 30, 2023 05/02/2022 Certified 05/02/2022 1
NADEX Nadex is amending Rule 12.25 by adjusting the contract range and Dollar multiplier for its ETH UpDown options contracts. Also, Nadex is amending Rule 3.1 to allow additional denominations for deposits and withdrawals. 07/05/2023 Certified 07/19/2023 1
LCHLTD LCH is submitting for self-certification revisions to its rules related to the CAD Canadian Dollar Offered Rate ("CDOR") conversion for benchmark reform. 05/21/2024 Certified 06/05/2024 1
NYMEX Voiding OTC Contract Submissions Clearport 03/18/2004 Certified 03/18/2004 1
OCC Elimination or reduction of fees to clearing members for theoretical profit and loss values 09/18/2007 Certified 09/19/2007 1
LCHLTD LCH.Clearnet Limited's SwapClear service is introducing a new onboarding fee for an Affiliate member of a group; introducing a new ultimate tariff; and changing existing tariffs. 03/13/2013 Certified 03/28/2013 1
OCC SR-OCC-2014-04: Administrative and/or conforming rule changes to reflect the proposed renaming of the Membership/Risk Committee to Risk Committee and the position of Chairman to Executive Chairman. 03/06/2014 Certified 03/21/2014 1
SGX-DC The SGX-DC Clearing Rules are amended to specify the methodology of the calculation of the final settlement prices of the SGX Platts Iron Ore CFR China (Lump Premium) Swap Contract. 06/22/2015 Certified 07/06/2015 1
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX Dubai/Kuwait/India Sling LNG Swaps 08/30/2017 Certified 09/13/2017 1
EUREX Weekly Notification of Rule Amendments - Week of June 17, 2019 06/21/2019 Notified 06/21/2019 1
LX LedgerX Fee Filing 12/09/2020 Notified 12/09/2020 1
CME Weekly Notification of Rule Amendments - Week of August 2, 2021 08/09/2021 Notified 08/09/2021 1
CBT Ethanol Swaps 11/09/2006 Certified 11/13/2006 1
NYMEX OTC Look-Alike Contract Position Limits 03/19/2004 Certified 03/19/2004 1
CCORP Definition of Exchange Market amended to include new products traded on USFE 09/12/2007 Certified 09/19/2007 1
CME Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
OCC Adding provisions to By-laws governing OCC's Stock Loan/Hedge Program to facilitate the use of such program by Canadian clearing members; SR-OCC-2013-03. 03/08/2013 Certified 03/23/2013 1
LCHLTD LCH Limited is self-certifying rule changes to reflect a reporting obligation of certain non-Yen SwapClear transactions to the Japanese Financial Services Agency and to add a reference to the appointment of an administrator in its Default Rules. 06/09/2016 Certified 06/23/2016 1
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees as it relates to OCC's Stock Loan Program. 07/29/2016 Certified 08/12/2016 1
SGX-DC Self-certification for amendments to SGX-DC clearing rules due to introduction of new petrochemical swaps. 03/09/2017 Certified 03/22/2017 1
CME Weekly Notification of Rule Amendments - Week of August 21, 2017 08/30/2017 Notified 08/30/2017 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 09/14/2018 Notified 09/14/2018 1
ICLR US ICE Clear US is amending its Rules to allow for the settlement in U.S. dollars of payment obligations denominated in a foreign currency when certain events cause disruptions in a foreign currency market. 10/26/2018 Certified 11/09/2018 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the new SGX Fuel Oil Swap contracts. In particular, the Amendments specify the methodology for calculation of the final settlement price of the Contracts in the SGX-DC Clearing rules. 09/19/2019 Certified 10/02/2019 1
CME Weekly Notification of Rule Amendments - Week of January 13, 2020 01/22/2020 Notified 01/22/2020 1
LCHLTD LCH is submitting for self-certification revisions to its rules related to the USD LIBOR conversion for benchmark reform 04/05/2023 Certified 04/19/2023 1
ICLR US New rules governing the substitution process in which an OTC transaction in currency and U.S. Dollar Index executed on a bilateral basis is submitted to ICLR in exchange for an equivalent number of futures contracts that are "cleared-only." 09/11/2007 Certified 09/19/2007 1
CME New clearing fees applicable to cleared OTC interest rate swaps 12/20/2011 Certified 01/06/2012 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. 09/13/2013 Certified 09/28/2013 1
NADEX Nadex amends trading hours for Germany 30 and FTSE 100 Contracts 01/09/2014 Certified 01/25/2014 1
LCHLTD Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
CME Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts 10/01/2014 Certified 10/16/2014 1
LCHLTD LCHLTD is submitting changes to its rules related to bunched orders, which clarify the legal nature of a pre-allocation transaction and allow an FCM to re-allocate erroneously booked bunched orders back to its suspense account. 10/15/2015 Certified 10/28/2015 1
CME Weekly Notification of Rule Amendments - Week of November 13, 2017 11/21/2017 Notified 11/21/2017 1
ICLREU2 Addition of new cleared climate products 08/15/2011 Certified 08/16/2011 1
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
ICLREU2 ICE Clear Europe is amending its rules, general contract terms and delivery procedures to designate ICE Endex as a market for which ICE Clear Europe provides clearing services and to add provisions to reflect the clearing of ICE Endex contracts. 09/13/2013 Certified 09/28/2013 1
NADEX Implementation of market maker incentive program 01/13/2014 Certified 01/29/2014 1
LCHLLC Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
LCHLTD LCH self-certifies clarification changes to the rules applicable to its Listed Interest Rates clearing service and SwapClear BAU transfers. 09/09/2016 Certified 09/23/2016 1
LCHLTD LCH is self certifying rule changes to enhance the current arrangements for Collateralisation to Stress Loss for clients 03/09/2017 Certified 03/23/2017 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
CME Weekly Notification of Rule Amendments - Week of February 11, 2019 02/21/2019 Notified 02/21/2019 1
CME Addition of new CDX products 08/19/2011 Certified 08/20/2011 1
LCHLTD New Disciplinary procedures and amendments to appeals procedures 12/20/2011 Certified 01/06/2012 1
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
ICLR US New Rule 605 re Deliveries of New Gold Daily Futures Contract 12/05/2016 Certified 12/19/2016 1