Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 09/14/2018 Notified 09/14/2018 1
ICLR US ICE Clear US is amending its Rules to allow for the settlement in U.S. dollars of payment obligations denominated in a foreign currency when certain events cause disruptions in a foreign currency market. 10/26/2018 Certified 11/09/2018 1
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the new SGX Fuel Oil Swap contracts. In particular, the Amendments specify the methodology for calculation of the final settlement price of the Contracts in the SGX-DC Clearing rules. 09/19/2019 Certified 10/02/2019 1
CME Weekly Notification of Rule Amendments - Week of January 13, 2020 01/22/2020 Notified 01/22/2020 1
LCHLTD LCH is submitting for self-certification revisions to its rules related to the USD LIBOR conversion for benchmark reform 04/05/2023 Certified 04/19/2023 1
ICLR US New rules governing the substitution process in which an OTC transaction in currency and U.S. Dollar Index executed on a bilateral basis is submitted to ICLR in exchange for an equivalent number of futures contracts that are "cleared-only." 09/11/2007 Certified 09/19/2007 1
CME New clearing fees applicable to cleared OTC interest rate swaps 12/20/2011 Certified 01/06/2012 1
LCHLTD Self-certification pursuant to Reg. 40.6(a) to implement LSOC with Excess, tax wording and other ancillary rule changes. 09/13/2013 Certified 09/28/2013 1
NADEX Nadex amends trading hours for Germany 30 and FTSE 100 Contracts 01/09/2014 Certified 01/25/2014 1
LCHLTD Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
CME Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts 10/01/2014 Certified 10/16/2014 1
LCHLTD LCHLTD is submitting changes to its rules related to bunched orders, which clarify the legal nature of a pre-allocation transaction and allow an FCM to re-allocate erroneously booked bunched orders back to its suspense account. 10/15/2015 Certified 10/28/2015 1
CME Weekly Notification of Rule Amendments - Week of November 13, 2017 11/21/2017 Notified 11/21/2017 1
ICLREU2 Addition of new cleared climate products 08/15/2011 Certified 08/16/2011 1
CBT Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
ICLREU2 ICE Clear Europe is amending its rules, general contract terms and delivery procedures to designate ICE Endex as a market for which ICE Clear Europe provides clearing services and to add provisions to reflect the clearing of ICE Endex contracts. 09/13/2013 Certified 09/28/2013 1
NADEX Implementation of market maker incentive program 01/13/2014 Certified 01/29/2014 1
LCHLLC Self-certification to align the rulebook with recent operational changes resulting inthe decommissioning of the declear and termination by automated service functionalities. 03/07/2014 Certified 03/22/2014 1
LCHLTD LCH self-certifies clarification changes to the rules applicable to its Listed Interest Rates clearing service and SwapClear BAU transfers. 09/09/2016 Certified 09/23/2016 1
LCHLTD LCH is self certifying rule changes to enhance the current arrangements for Collateralisation to Stress Loss for clients 03/09/2017 Certified 03/23/2017 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
CME Weekly Notification of Rule Amendments - Week of February 11, 2019 02/21/2019 Notified 02/21/2019 1
CME Addition of new CDX products 08/19/2011 Certified 08/20/2011 1
LCHLTD New Disciplinary procedures and amendments to appeals procedures 12/20/2011 Certified 01/06/2012 1
NYMEX Interest Rate Swap (IRS) Portfolio Margining; IRS Guaranty Fund changes; third party outsourcing; 12-061 02/28/2012 Certified 03/14/2012 1
ICLR US New Rule 605 re Deliveries of New Gold Daily Futures Contract 12/05/2016 Certified 12/19/2016 1
LCHLTD LCH is self certifying rules enabling the SwapClear service to i) operationally combine the processing of individual events to create a "Multiple Bulk Event" process; and ii) enhance the Duo Compression offering for Clearing Members. 03/09/2017 Certified 03/23/2017 1
CME Weekly Notification of Rule Amendments - Week of May 3, 2021 05/11/2021 Notified 05/11/2021 1
CME Extension of the OTC FX Options Fee Waiver Program 12/01/2021 Certified 12/15/2021 1
CME Weekly Notification of Rule Amendments - Week of December 19, 2022 12/28/2022 Notified 12/28/2022 1
CBT Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider 09/10/2007 Certified 09/19/2007 1
OCC Amended rule interpretation to clarify regulatory treatment under SEC Rule 15c3-1 of collateral and margin posted through Stock Loan Program 12/16/2010 Certified 12/16/2010 1
KCC Changes to the By-Laws and conforming amendments; 12-01. 11/15/2012 Certified 12/01/2012 1
ICLREU2 New Rule 411, which governs SDR reporting pursuant to Part 45 of the Commission's regulations. 05/19/2013 Certified 06/04/2013 1
ICECC Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. 03/06/2013 Withdrawn 10/07/2016 1
LCHLTD LCH is self-certifying changes to its rules to add Variable Notional Swaps ("VNS") denominated in certain additional currencies (CHF, CZK, DKK, HKD, HUF, NZD, SGD and ZAR) to the list of SwapClear eligible products. 03/10/2017 Certified 03/24/2017 1
SGX-DC To facilitate SGX-DC's acceptance for clearing of the SGX Options on TSI FOB Australia Premium Coking Coal Swap 08/31/2017 Certified 09/14/2017 1
MIAX Notification of changes to spread and outright margin rates 11/22/2017 Notified 11/22/2017 1
CME Weekly Notification of Rule Amendments - Week of April 30, 2018 05/09/2018 Notified 05/09/2018 1
CME Weekly Notification of Rule Amendments - Week of September 18, 2023 09/25/2023 Notified 09/25/2023 1
CCORP Definition of Exchange Market is amended to add new products to be traded on CCFE and USFE as follows: Nitrogen Financial Instrument Futures and European Carbon Financial Instrument Futures on CCFE and Spot Equivalent Futures Currencies in the following 09/19/2007 Certified 09/20/2007 1
ICLR US Amendments relating to clearing member financial emergencies and conflicts of interest 12/11/2008 Certified 12/17/2008 1
ICE NGX Amendments to the Contracting Parties Agreement related to Credit Support Defaults and product specifications. 04/13/2010 Certified 04/15/2010 1
CME Modifications to the CME OTC FX Fee Waiver Program; 12-390. 11/16/2012 Certified 12/04/2012 1
ICLREU2 Rule changes obligating CDS clearing members to make certain payments related to FATCA as necessary. 05/19/2013 Certified 06/04/2013 1
LCHLTD LCH is self-certifying changes to its rules to offer updated post trade synchronization facility with ATSS in SwapClear. 03/10/2017 Certified 03/24/2017 1
CME Weekly Notification of Rule Amendments - Week of April 3, 2017 04/13/2017 Notified 04/13/2017 1
CME Weekly Notification of Rule Amendments - Week of October 26, 2020 11/02/2020 Notified 11/02/2020 1
CME Weekly Notification of Rule Amendments - Week of April 25, 2022 05/03/2022 Notified 05/03/2022 1
ICE NGX To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point 09/26/2023 Certified 10/11/2023 1