Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US Weekly Notification of Rule Amendments 02/19/2024 Notified 02/19/2024 1
CME Weekly Notification of Rule Amendments - September 9, 2024 09/17/2024 Notified 09/17/2024 1
NYMEX New Rule 993 fka Rule 9.25 12/11/2008 Certified 12/11/2008 1
ICLREU2 Amendments to ICE Clear Europe Procedures in relation to the Clearing of ICE Futures Europe emissions auction contracts. 11/19/2012 Certified 12/05/2012 1
CME Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) 10/01/2014 Certified 10/16/2014 1
LCHLTD LCH is self-certifying changes to its rules to allow updates to a limited set of economic attributes of a cleared trade in the SwapClear service. 03/10/2017 Certified 03/24/2017 1
MIAX Changes to spread and margin rates and volatility scan range. 07/13/2017 Notified 07/13/2017 1
CME Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared Only) Contracts 06/24/2019 Certified 07/09/2019 1
LCHLTD LCH Limited is submitting for self-certification minor amendments to its rules regarding the automatic expiration of FX Option Contracts cleared via the ForexClear service. 01/24/2020 Certified 02/06/2020 1
CME Weekly Notification of Rule Amendments - Week of June 8, 2020 06/17/2020 Notified 06/17/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR"), and RepoClear Deposit Rate ("RDR") 02/20/2024 Notified 02/20/2024 1
CME 11-491; changes to comply with final CFTC Part 39 regulations 12/14/2011 Certified 12/30/2011 1
CME Acceptance of basis swaps and forward rate agreements; 12-413. 11/23/2012 Certified 12/08/2012 1
OCC Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05(revised). 05/13/2013 Certified 05/29/2013 1
LCHLTD Self-certification pursuant to 40.6(a) relating to rule changes with respect to the ForexClear service. 07/15/2014 Certified 07/28/2014 1
LCHLTD LCH is submitting for self-certification changes to the fee structure of the Listed Rates Clearing Service 07/13/2017 Certified 07/27/2017 1
CME Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H 10/17/2017 Certified 10/31/2017 1
CME Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts 06/24/2019 Certified 07/09/2019 1
OCC Rule Certification to Support Cash Settled Flex ETF Options 05/03/2022 Certified 05/17/2022 1
EUREX Weekly Notification of Rule Amendments - Week of April 3, 2023 04/06/2023 Notified 04/06/2023 1
CME Weekly Notification of Rule Amendments - August 12, 2024 08/19/2024 Notified 08/19/2024 1
CME Changes to IRS Manual of Operations; 12-414. 11/23/2012 Certified 12/08/2012 1
OCC Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06(revised). 05/13/2013 Certified 05/29/2013 1
LCHLTD LCH.Clearnet Limited is implementing changes to the Nodal Clearing Service in anticipation of Nodal Exchange LLC's registration as a DCM. 09/13/2013 Certified 09/28/2013 1
LCHLTD Self-certification of the extention of the ForexClear fee waiver program with respect to FCM & International client clearing. 12/16/2015 Certified 12/30/2015 1
CME Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document 05/10/2018 Certified 05/24/2018 1
CME Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") 09/14/2018 Certified 09/28/2018 1
LCHLTD LCH Limited Self-Certification: RFR PAI and discounting transition 06/18/2020 Certified 07/02/2020 1
CME Weekly Notification of Rule Amendments - Week of January 18, 2021 01/26/2021 Notified 01/26/2021 1
LCHLTD LCH Limited Self-Certification: Rates Reform - SGD SOR and THB THBFIX Fallback and Conversion Fees 02/24/2023 Certified 03/09/2023 1
ICE NGX CPA Amendments - Omnibus et al 04/05/2024 Certified 04/19/2024 1
CME Rule amendments to allow FCM clearing member CEOs and CFOs to designate authorized representatives to approve certain disbursements of customer funds; 12-281. 09/13/2012 Certified 09/28/2012 1
LCHLTD Amendments to General Rules and OTC EnClear Procedures related to the introduction of two new freight route contracts and one new fertilizer contract. 11/23/2012 Certified 12/08/2012 1
OCC Proposed rule change related to the voluntary termination by offset and re-matching of Matched-Book Positions in the Stock Loan/Hedge Program. 03/15/2016 Certified 03/29/2016 1
LCHLTD clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients 08/03/2016 Certified 08/17/2016 1
CMECE Change to CMECE Clearing Procedures - Italian Natural Gas Daily Futures Account Assignments 03/10/2017 Certified 03/24/2017 1
MIAX Notification of margin changes made during the previous week. 08/02/2018 Notified 08/02/2018 1
MIAX Rule amendments made in connection with closure of open outcry 02/04/2022 Certified 02/18/2022 1
OCC Rule change to accomodate changes in method of holding certain securities pledged by clearing members to satisfy margin and clearing fund obligations. 07/01/2010 Certified 07/07/2010 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 11/20/2014 Certified 12/05/2014 1
LCHLTD Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. 08/03/2016 Certified 08/17/2016 1
CME Weekly Notification of Rule Amendments - Week of February 27, 2017 03/10/2017 Notified 03/10/2017 1
CME Extension of the CME OTC FX Fee Waiver Program 06/08/2017 Certified 06/22/2017 1
OCC Proposed rule change to revise OCC's Schedule of Fees. 01/31/2018 Certified 02/14/2018 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") 08/11/2021 Withdrawn 08/25/2021 1
MIAX Update to procedures with regard to financial oversight of FCM Clearing Members 04/30/2012 Certified 05/15/2012 1
OCC This proposed rule change will permit OCC to better manage concentration and other risks associated with accepting deposits of common stock for margin purposes. 07/16/2014 Certified 07/29/2014 1
EUREX Weekly Notification of Rule Amendments - Week of March 6, 2017 03/10/2017 Notified 03/10/2017 1
CME Weekly Notification of Rule Amendments - Week of January 22, 2018 01/31/2018 Notified 01/31/2018 1
CME Weekly Notification of Rule Amendments - Week of July 23, 2018 08/02/2018 Notified 08/02/2018 1