| CME |
Weekly Notification of Rule Amendments - Week of January 18, 2021 |
01/26/2021 |
Notified |
01/26/2021 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - SGD SOR and THB THBFIX Fallback and Conversion Fees |
02/24/2023 |
Certified |
03/09/2023 |
|
1 |
| ICE NGX |
CPA Amendments - Omnibus et al |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
| CME |
Rule amendments to allow FCM clearing member CEOs and CFOs to designate authorized representatives to approve certain disbursements of customer funds; 12-281. |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| LCHLTD |
Amendments to General Rules and OTC EnClear Procedures related to the introduction of two new freight route contracts and one new fertilizer contract. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
| OCC |
Proposed rule change related to the voluntary termination by offset and re-matching of Matched-Book Positions in the Stock Loan/Hedge Program. |
03/15/2016 |
Certified |
03/29/2016 |
|
1 |
| LCHLTD |
clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
| CMECE |
Change to CMECE Clearing Procedures - Italian Natural Gas Daily Futures Account Assignments |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
| MGEX |
Notification of margin changes made during the previous week. |
08/02/2018 |
Notified |
08/02/2018 |
|
1 |
| MGEX |
Rule amendments made in connection with closure of open outcry |
02/04/2022 |
Certified |
02/18/2022 |
|
1 |
| OCC |
Rule change to accomodate changes in method of holding certain securities pledged by clearing members to satisfy margin and clearing fund obligations. |
07/01/2010 |
Certified |
07/07/2010 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| LCHLTD |
Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 27, 2017 |
03/10/2017 |
Notified |
03/10/2017 |
|
1 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
06/08/2017 |
Certified |
06/22/2017 |
|
1 |
| OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
01/31/2018 |
Certified |
02/14/2018 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") |
08/11/2021 |
Withdrawn |
08/25/2021 |
|
1 |
| MGEX |
Update to procedures with regard to financial oversight of FCM Clearing Members |
04/30/2012 |
Certified |
05/15/2012 |
|
1 |
| OCC |
This proposed rule change will permit OCC to better manage concentration and other risks associated with accepting deposits of common stock for margin purposes. |
07/16/2014 |
Certified |
07/29/2014 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of March 6, 2017 |
03/10/2017 |
Notified |
03/10/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 22, 2018 |
01/31/2018 |
Notified |
01/31/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 23, 2018 |
08/02/2018 |
Notified |
08/02/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 16, 2019 |
09/25/2019 |
Notified |
09/25/2019 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX, and COMEX Bylaws and Rules to Delete Obsolete References to the Term "President" |
08/11/2021 |
Certified |
08/25/2021 |
|
1 |
| NADEX |
Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. |
10/14/2021 |
Certified |
10/28/2021 |
|
1 |
| CME |
Rule 730 is amended to lower the threshold from $50 million to $25 million for being required to use the Continuous Linked Settlement Bank System for deliveries on currency futures contracts. |
07/10/2007 |
Certified |
07/12/2007 |
|
1 |
| CME |
Implementation of the U.S. Dollar Swaptions Incentive Program |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 30, 2021 |
09/08/2021 |
Notified |
09/08/2021 |
|
1 |
| MGEX |
Notification of margin changes made prior week |
03/18/2022 |
Notified |
03/18/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 7, 2023 |
08/14/2023 |
Notified |
08/14/2023 |
|
1 |
| NADEX |
Real-Time Account Funding Program |
02/01/2007 |
Certified |
02/01/2007 |
|
1 |
| LCHLTD |
Harmonization of SCM and FCM client clearing operating models. |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 10, 2017 |
04/20/2017 |
Notified |
04/20/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 9, 2019 |
12/18/2019 |
Notified |
12/18/2019 |
|
1 |
| OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
| ICLR US |
Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 |
03/05/2012 |
Certified |
03/20/2012 |
|
1 |
| SGX-DC |
Introduction to Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules |
01/27/2016 |
Certified |
02/10/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 29, 2017 |
06/08/2017 |
Notified |
06/08/2017 |
|
1 |
| CME |
Implementation of the OTC FX Options Fee Waiver Program |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 26, 2018 |
12/05/2018 |
Notified |
12/05/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 17, 2019 |
06/26/2019 |
Notified |
06/26/2019 |
|
1 |
| MGEX |
Notice of margin rate changes made previous week |
05/06/2022 |
Notified |
05/06/2022 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - 2024 Fallback and Conversion Fees |
02/22/2024 |
Certified |
03/07/2024 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - April 1, 2024 |
04/09/2024 |
Notified |
04/09/2024 |
|
1 |
| LCHLTD |
Changes correcting references within the Default Fund Rules, clarifying definitions, eliminating ambiguities and making other minor amendments. |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Extension of LCH Spider |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of April 8, 2019 |
04/12/2019 |
Notified |
04/12/2019 |
|
1 |
| MGEX |
The overall purpose of the amendments is to enhance MGEX's compliance with CFTC regulations and the tools available to the Clearing House following a Clearing Member default. In addition, certain housekeeping and reorganization changes were made. |
06/26/2019 |
Certified |
07/11/2019 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Benchmark Reform - SGD SOR and THB THBFIX conversion |
05/17/2023 |
Certified |
06/01/2023 |
|
1 |
| OCC |
Amendments to eliminate foreign currency and foreign currency-denominated LOCs as eligible margin and render inoperative rules regarding physical delivery currency options since PHSX delisted them. |
05/15/2008 |
Certified |
05/19/2008 |
|
1 |
