Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. 10/20/2008 Certified 10/20/2008 1
CME Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps 12/19/2008 Certified 12/22/2008 1
NADEX Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. 11/23/2012 Certified 12/08/2012 1
CCH Removal of Treasury securities from accepted collateral for margin; 2013-1. 03/13/2013 Certified 03/28/2013 1
ICLR US Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources 06/29/2015 Certified 07/14/2015 1
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) 08/04/2016 Certified 08/17/2016 1
ICLR US Rule amendments related to EU Equivalence Determination 11/02/2016 Certified 11/17/2016 1
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. 05/14/2018 Certified 05/29/2018 1
LCHLTD LCH Limited Self-Certification: NZD maturity extension to 21 Years 10/31/2018 Certified 11/15/2018 1
EUREX Weekly Notification of Rule Amendments - Week of November 29, 2021 12/02/2021 Notified 12/02/2021 1
ICLR US Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members 11/12/2003 Certified 11/13/2003 1
OCC Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program 10/20/2008 Certified 10/20/2008 1
CCH Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. 03/13/2013 Certified 03/28/2013 1
LCHLTD LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff 03/18/2020 Certified 03/31/2020 1
EUREX Weekly Notification of Rule Amendments - Week of July 3, 2023 07/07/2023 Notified 07/07/2023 1
ICE NGX The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. 09/27/2023 Certified 10/12/2023 1
ICLR US NYBOT NYCC Clearing members 01/11/2007 Certified 02/05/2007 1
OCC Adoption of Governance Fitness Standards to comply with DCO Core Principle O 08/31/2011 Certified 09/16/2011 1
CCH Update to settlement procedures; 2013-3. 03/13/2013 Certified 03/28/2013 1
OCC The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. 12/15/2014 Certified 12/30/2014 1
MGEX Changes to outright margin rates 02/01/2018 Notified 02/01/2018 1
ICE NGX Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. 06/22/2020 Certified 07/07/2020 1
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
CME Weekly Notification of Rule Amendments - February 12, 2024 02/22/2024 Notified 02/22/2024 1
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
ICE NGX Rule amendments clarify language relating to daily settlement products/transactions and to add new products 10/14/2010 Certified 10/14/2010 1
NYPC Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. 03/30/2011 Certified 03/30/2011 1
ICECC Change to initial payment date of CDS contracts to T+1 03/06/2012 Certified 03/21/2012 1
CCH Changes to rule governing payments upon an event of default; 2013-4. 03/13/2013 Certified 03/28/2013 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that address investment losses on margin and guaranty fund contributions as well as other losses to the clearing house arising other than from a clearing member default. 04/30/2014 Certified 05/15/2014 1
SGX-DC Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation 11/24/2014 Certified 12/08/2014 1
LCHSA Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. 05/18/2015 Certified 06/01/2015 1
CME Weekly Notification of Rule Amendments - Week of July 3, 2017 07/14/2017 Notified 07/14/2017 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 03/26/2018 Notified 03/26/2018 1
CME Weekly Notification of Rule Amendments - Week of June 11, 2018 06/20/2018 Notified 06/20/2018 1
ICE NGX Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product 10/14/2010 Certified 10/14/2010 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
NADEX Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. 02/20/2015 Certified 03/06/2015 1
SGX-DC The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. 06/20/2018 Certified 07/05/2018 1
MGEX Clarify duties and processes, including for offsets. 06/27/2019 Certified 07/12/2019 1
CME Weekly Notification of Rule Amendments - Week of July 29, 2019 08/07/2019 Notified 08/07/2019 1
CME Weekly Notification of Rule Amendments - Week of March 9, 2020 03/18/2020 Notified 03/18/2020 1
CME Weekly Notification of Rule Amendments - Week of October 11, 2021 10/18/2021 Notified 10/18/2021 1
OCC 2004-13 Borrowing against clearing fund 06/28/2004 Certified 06/28/2004 1
NYMEX Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. 06/21/2007 Certified 07/17/2007 1
CME Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. 08/25/2008 Certified 08/28/2008 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
LCHLTD Changes to the SwapClear initial margin methodology. 01/22/2013 Certified 02/06/2013 1