NYMEX |
New Rule 9.23A titled Liquidity Facility adds Nymex and the clearing member collateral it holds to CME's credit facility. |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
NADEX |
Establishment of Demo Account Conversion Program to encourage demo account users to consider opening, funding and trading a live Nadex account. |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
CCH |
Removal of Treasury securities from accepted collateral for margin; 2013-1. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
ICLR US |
Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources |
06/29/2015 |
Certified |
07/14/2015 |
|
1 |
ICLR US |
Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) |
08/04/2016 |
Certified |
08/17/2016 |
|
1 |
ICLR US |
Rule amendments related to EU Equivalence Determination |
11/02/2016 |
Certified |
11/17/2016 |
|
1 |
LCHLTD |
LCH Ltd is submitting for self-certification amendments to its rules, the effect of which is to increase the minimum default fund contribution of the Listed Rates service for Clearing Members of the combined Rates service from 0.5m to 7.5m. |
05/14/2018 |
Certified |
05/29/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: NZD maturity extension to 21 Years |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of November 29, 2021 |
12/02/2021 |
Notified |
12/02/2021 |
|
1 |
ICLR US |
Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members |
11/12/2003 |
Certified |
11/13/2003 |
|
1 |
OCC |
Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
CCH |
Removal of the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin or other financial obligations before suspending, revoking, limiting, conditioning, restricting or qualifying clearing privileges; 2013-2. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Inflation Swaps Fee Tariff |
03/18/2020 |
Certified |
03/31/2020 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of July 3, 2023 |
07/07/2023 |
Notified |
07/07/2023 |
|
1 |
ICE NGX |
The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. |
09/27/2023 |
Certified |
10/12/2023 |
|
1 |
ICLR US |
NYBOT NYCC Clearing members |
01/11/2007 |
Certified |
02/05/2007 |
|
1 |
OCC |
Adoption of Governance Fitness Standards to comply with DCO Core Principle O |
08/31/2011 |
Certified |
09/16/2011 |
|
1 |
CCH |
Update to settlement procedures; 2013-3. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
OCC |
The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
MGEX |
Changes to outright margin rates |
02/01/2018 |
Notified |
02/01/2018 |
|
1 |
ICE NGX |
Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. |
06/22/2020 |
Certified |
07/07/2020 |
|
1 |
LX |
Revisions to LLC Operating Agreement |
07/07/2023 |
Certified |
07/21/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - February 12, 2024 |
02/22/2024 |
Notified |
02/22/2024 |
|
1 |
NYMEX |
NYMEX 07.45 Position Reporting Dubai Mercantile Exchange |
04/03/2007 |
Certified |
04/03/2007 |
|
1 |
ICE NGX |
Rule amendments clarify language relating to daily settlement products/transactions and to add new products |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
NYPC |
Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. |
03/30/2011 |
Certified |
03/30/2011 |
|
1 |
ICECC |
Change to initial payment date of CDS contracts to T+1 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
CCH |
Changes to rule governing payments upon an event of default; 2013-4. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
ICLREU2 |
ICE Clear Europe submits for self-certification rule amendments that address investment losses on margin and guaranty fund contributions as well as other losses to the clearing house arising other than from a clearing member default. |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
SGX-DC |
Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation |
11/24/2014 |
Certified |
12/08/2014 |
|
1 |
LCHSA |
Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. |
05/18/2015 |
Certified |
06/01/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 3, 2017 |
07/14/2017 |
Notified |
07/14/2017 |
|
1 |
LCHLTD |
Weekly Notification of addition of Approved Trade Source System to SwapClear |
03/26/2018 |
Notified |
03/26/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 11, 2018 |
06/20/2018 |
Notified |
06/20/2018 |
|
1 |
ICE NGX |
Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CME |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
NYMEX |
Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
NADEX |
Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. |
02/20/2015 |
Certified |
03/06/2015 |
|
1 |
SGX-DC |
The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. |
06/20/2018 |
Certified |
07/05/2018 |
|
1 |
MGEX |
Clarify duties and processes, including for offsets. |
06/27/2019 |
Certified |
07/12/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 29, 2019 |
08/07/2019 |
Notified |
08/07/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 9, 2020 |
03/18/2020 |
Notified |
03/18/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 11, 2021 |
10/18/2021 |
Notified |
10/18/2021 |
|
1 |
OCC |
2004-13 Borrowing against clearing fund |
06/28/2004 |
Certified |
06/28/2004 |
|
1 |
NYMEX |
Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. |
06/21/2007 |
Certified |
07/17/2007 |
|
1 |
CME |
Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. |
08/25/2008 |
Certified |
08/28/2008 |
|
1 |
CBT |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
LCHLTD |
Changes to the SwapClear initial margin methodology. |
01/22/2013 |
Certified |
02/06/2013 |
|
1 |