Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC The proposed rule change concerns the clearance and settlement of confirmed trades executed in extended and overnight trading sessions offered by exchanges for which OCC provides clearance and settlement services. 12/15/2014 Certified 12/30/2014 1
MIAX Changes to outright margin rates 02/01/2018 Notified 02/01/2018 1
ICE NGX Change the Clearing Fees for U.S. delivery points at assigned delivery points and convert Michcon delivery point to assigned delivery. 06/22/2020 Certified 07/07/2020 1
LX Revisions to LLC Operating Agreement 07/07/2023 Certified 07/21/2023 1
CME Weekly Notification of Rule Amendments - February 12, 2024 02/22/2024 Notified 02/22/2024 1
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 08/22/2024 Notified 08/22/2024 1
EUREX Weekly Notification of Rule Amendments - Week of October 21, 2024 10/25/2024 Notified 10/25/2024 1
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
ICE NGX Rule amendments clarify language relating to daily settlement products/transactions and to add new products 10/14/2010 Certified 10/14/2010 1
NYPC Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. 03/30/2011 Certified 03/30/2011 1
ICECC Change to initial payment date of CDS contracts to T+1 03/06/2012 Certified 03/21/2012 1
CCH Changes to rule governing payments upon an event of default; 2013-4. 03/13/2013 Certified 03/28/2013 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that address investment losses on margin and guaranty fund contributions as well as other losses to the clearing house arising other than from a clearing member default. 04/30/2014 Certified 05/15/2014 1
SGX-DC Rule changes to align capital and financial requirements for Clearing Members in the SGX-DC Clearing Rules to a risk-based capital framework set out under Singapore legislation 11/24/2014 Certified 12/08/2014 1
LCHSA Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. 05/18/2015 Certified 06/01/2015 1
CME Weekly Notification of Rule Amendments - Week of July 3, 2017 07/14/2017 Notified 07/14/2017 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 03/26/2018 Notified 03/26/2018 1
CME Weekly Notification of Rule Amendments - Week of June 11, 2018 06/20/2018 Notified 06/20/2018 1
ICE NGX Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product 10/14/2010 Certified 10/14/2010 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
NADEX Nadex reduces the required notice period to Members prior to imposing dues or increasing fees from 30 days, to a period of at least as long as the Commission's required filing period for self-certifications according to Reg. 40.6(a). Also affects as DCM. 02/20/2015 Certified 03/06/2015 1
SGX-DC The Amendments are to facilitate SGX-DC's cessation of clearing for SGX THermal Coal Swaps (CI, CF, 4C) , the Amendments are to remove reference to the Contracts in Appendix 1 of the SGX-DC Clearing Rules. 06/20/2018 Certified 07/05/2018 1
MIAX Clarify duties and processes, including for offsets. 06/27/2019 Certified 07/12/2019 1
CME Weekly Notification of Rule Amendments - Week of July 29, 2019 08/07/2019 Notified 08/07/2019 1
CME Weekly Notification of Rule Amendments - Week of March 9, 2020 03/18/2020 Notified 03/18/2020 1
CME Weekly Notification of Rule Amendments - Week of October 11, 2021 10/18/2021 Notified 10/18/2021 1
OCC 2004-13 Borrowing against clearing fund 06/28/2004 Certified 06/28/2004 1
NYMEX Rule 9.03, Guaranty Fund, is amended to raise the minimum contribution required of each clearing member from $2M to $2.5M and the Guaranty Fund is being increased from $200M to $250M based on annual analysis of appropriate size. 06/21/2007 Certified 07/17/2007 1
CME Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. 08/25/2008 Certified 08/28/2008 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
LCHLTD Changes to the SwapClear initial margin methodology. 01/22/2013 Certified 02/06/2013 1
LCHLTD Introduction of client clearing fees for ForexClear service. 07/15/2013 Certified 07/30/2013 1
LCHLTD LCH Limited change to its London Deposit Rate (LDR) applied to cash balances on clearing member accounts in the ForexClear and SwapClear services. 03/27/2018 Notified 03/27/2018 1
MIAX Notification of margin changes 01/28/2021 Notified 01/28/2021 1
ICE NGX Making same-day strip available for Physically Settled Gas Futures Transactions at Spectra-Hunt Delivery Point. 10/25/2024 Certified 11/08/2024 1
CBT Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC 06/27/2007 Certified 06/29/2007 1
CME Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. 08/20/2008 Certified 08/28/2008 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CME Revisions to comport with CFTC Part 190 Regulations; 12-066 03/06/2012 Certified 03/21/2012 1
ICLREU2 Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. 01/23/2013 Certified 02/07/2013 1
NADEX Extend duration of Nadex Daily Currency Binary contracts, add additional close times, changes related to holiday hours, and removal of reference to delisted product. 03/15/2013 Certified 03/30/2013 1
CME Weekly Notification of Rule Amendments - Week of November 28, 2016 12/08/2016 Notified 12/08/2016 1
EUREX Weekly Notification of Rule Amendments - Week of January 29, 2018 02/02/2018 Notified 02/02/2018 1
ICE NGX Amendment to Section 3.3 of the Contracting Party Agreement. Withdrawal of previous submission dated June 12, 2018; resubmission regarding same matter. 06/21/2018 Certified 07/06/2018 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Coal Swaps for implementation on 1 January 2019. 11/01/2018 Certified 11/15/2018 1
LCHSA LCH SA is submitting for self-certification proposed changes to its rules relating to its governance documents. 08/18/2020 Certified 09/01/2020 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/28/2021 Certified 02/11/2021 1
CME Weekly Notification of Rule Amendments - Week of March 15, 2021 03/22/2021 Notified 03/22/2021 1
CME Weekly Notification of Rule Amendments - Week of January 31, 2022 02/07/2022 Notified 02/07/2022 1