| OCC |
2004-20 STANS Risk Management |
11/15/2004 |
Certified |
11/17/2004 |
|
1 |
| NYMEX |
GLOBEX Rules-Clearing |
06/09/2006 |
Certified |
06/09/2006 |
|
1 |
| CBT |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| ICLREU2 |
List of new OTC Cleared Product Specifications |
04/04/2011 |
Certified |
04/01/2011 |
|
1 |
| CME |
Addition of CDX North American Investment Grade and High Yield Index Series 17 products |
09/06/2011 |
Certified |
09/07/2011 |
|
1 |
| CME |
Weekly 40.6(d) notifications |
03/07/2012 |
Certified |
03/07/2012 |
|
1 |
| LCHLLC |
LCH.Clearnet is amending its rulebook for the SwapClear US service to provide that the SwapClear Tolerance will not be available to any Clearing Member after the final Initial Margin call on any business day which precedes a day that is not a business day |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule Changes Related to the Clearing House Prescribed Language and the obligations of LCH to each Clearing Member. |
03/27/2018 |
Certified |
04/10/2018 |
|
1 |
| CME |
Notification of Rule Amendments - Week of May 7, 2018 |
05/15/2018 |
Notified |
05/15/2018 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self certification changes to its rules relating to its governance documents ("Governance Documents"). |
08/18/2020 |
Certified |
09/01/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 3, 2023 |
07/10/2023 |
Notified |
07/10/2023 |
|
1 |
| LCHLTD |
LCH Limited self-certification: Clearing of Israeli Shekel overnight interest rate swaps that reference the ILS-SHIR-OIS Compound floating rate option |
09/28/2023 |
Certified |
10/13/2023 |
|
1 |
| ICE NGX |
CPA amendments relating to Deposit Agreement. |
02/23/2024 |
Certified |
03/08/2024 |
|
1 |
| OCC |
2004-19 CMTA IB Identification |
11/12/2004 |
Certified |
11/12/2004 |
|
1 |
| CCORP |
Definition of Exchange Market in Rules Chapter 1 is amended to add Regional Greenhouse gas Initiative futures and options. |
08/13/2008 |
Certified |
08/28/2008 |
|
1 |
| ICE NGX |
Addition of US natural gas products for clearing |
09/07/2011 |
Certified |
09/08/2011 |
|
1 |
| CBT |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| OCC |
OCC proposes to amend the short-form license agreement that must be signed by OCC clearing members seeking to clear OTC index options on underlying indices published by Standard & Poor's Financial Services LLC |
05/21/2013 |
Certified |
06/06/2013 |
|
1 |
| MIAX |
Amendment to MGEX Bylaw 252.00. regarding Executive Committee. |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules to extend the weekly backloading process to Index Swaptions and amend the structure of the documentation in respect of the backloading process. |
08/08/2019 |
Certified |
08/21/2019 |
|
1 |
| OCC |
Proposed rule change to extend the deadline for Clearing Members to provide an Actionable Identifier on customer and non-customer securities options trades other than Market Maker trades. |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 21 May 2021. |
05/19/2021 |
Notified |
05/19/2021 |
|
1 |
| ICE NGX |
CPA Amendments with respect to White River Hub |
02/23/2024 |
Certified |
03/08/2024 |
|
1 |
| NYMEX |
Amend's to Ch. 1 & 101 to modify def'n of Clearing Assoc., Clearing House, or Clearing Dept.; amend. to Rule 3.31 to reflect that membership comm'ee no longer governs clearing firms; and other amend's in Ch. 9 due to change in corporate structure. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
| CME |
New rules with respect to the clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| LCHLLC |
Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default |
12/21/2011 |
Certified |
01/07/2012 |
|
1 |
| NYMEX |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
| ICLR US |
Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. |
09/17/2013 |
Certified |
10/18/2013 |
|
1 |
| LCHLTD |
LCH changes its London Deposit Rate (LDR) applicable to cash balances of clearing members for ForexClear and SwapClear |
04/24/2017 |
Notified |
04/24/2017 |
|
1 |
| LCHLTD |
LCH LTD is submitting for self-certification clarifying rule changes related to the FX Options product cleared via the ForexClear service. |
06/25/2018 |
Certified |
07/09/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: ?STR Swaps |
10/02/2019 |
Certified |
10/17/2019 |
|
1 |
| ICE NGX |
Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". |
05/19/2020 |
Certified |
06/03/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 10, 2021 |
05/19/2021 |
Notified |
05/19/2021 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/24/2004 |
Certified |
06/24/2004 |
|
1 |
| CME |
New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options |
08/18/2008 |
Certified |
08/28/2008 |
|
1 |
| KCC |
Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. |
04/19/2010 |
Certified |
04/20/2010 |
|
1 |
| CBT |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
| CME |
Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps |
07/06/2011 |
Certified |
07/06/2011 |
|
1 |
| CME |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
| CME |
Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 |
04/27/2012 |
Certified |
04/27/2012 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 22, 2018 |
11/01/2018 |
Notified |
11/01/2018 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Supplement, and Procedures in order mainly to implement a "settled-to-market" treatment of variation margin with a few other initiative amendments. |
02/26/2019 |
Certified |
03/12/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of September 23, 2019 |
10/02/2019 |
Notified |
10/02/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 10, 2020 |
08/19/2020 |
Notified |
08/19/2020 |
|
1 |
| ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. |
12/11/2020 |
Notified |
12/11/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 10, 2022 |
10/18/2022 |
Notified |
10/18/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 20, 2023 |
02/28/2023 |
Notified |
02/28/2023 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 15, 2023 |
05/22/2023 |
Notified |
05/22/2023 |
|
1 |
| LX |
New Fee Schedule |
10/25/2024 |
Certified |
11/08/2024 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/07/2004 |
Certified |
06/07/2004 |
|
1 |
