OCC |
Rule primarily applicable to securities |
06/24/2004 |
Certified |
06/24/2004 |
|
1 |
CME |
New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options |
08/18/2008 |
Certified |
08/28/2008 |
|
1 |
KCC |
Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. |
04/19/2010 |
Certified |
04/20/2010 |
|
1 |
CBT |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CME |
Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps |
07/06/2011 |
Certified |
07/06/2011 |
|
1 |
CME |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
CME |
Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 |
04/27/2012 |
Certified |
04/27/2012 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 22, 2018 |
11/01/2018 |
Notified |
11/01/2018 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Supplement, and Procedures in order mainly to implement a "settled-to-market" treatment of variation margin with a few other initiative amendments. |
02/26/2019 |
Certified |
03/12/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 23, 2019 |
10/02/2019 |
Notified |
10/02/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 10, 2020 |
08/19/2020 |
Notified |
08/19/2020 |
|
1 |
ICE NGX |
Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. |
12/11/2020 |
Notified |
12/11/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 10, 2022 |
10/18/2022 |
Notified |
10/18/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 20, 2023 |
02/28/2023 |
Notified |
02/28/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 15, 2023 |
05/22/2023 |
Notified |
05/22/2023 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/07/2004 |
Certified |
06/07/2004 |
|
1 |
LCHLLC |
Amendments to Rules 901 and 902 to rename existing contracts and addition of new Rules 903 to 907 to add five new contracts to be cleared. |
04/15/2010 |
Certified |
04/20/2010 |
|
1 |
NYMEX |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CBT |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
ICLR US |
Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 |
05/04/2012 |
Certified |
05/19/2012 |
|
1 |
LCHLTD |
Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 9, 2017 |
10/19/2017 |
Notified |
10/19/2017 |
|
1 |
CME |
Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies |
03/27/2018 |
Certified |
04/10/2018 |
|
1 |
CME |
Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. |
08/19/2020 |
Certified |
09/02/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 2, 2022 |
05/10/2022 |
Notified |
05/10/2022 |
|
1 |
CME |
Modification of Cleared OTC Interest Rate Swap Products Referencing BSBY and Limitation of Acceptance for Clearing |
06/26/2024 |
10 Day Review |
06/26/2024 |
|
1 |
OCC |
2004-09 ETFs as Hedges |
05/28/2004 |
Certified |
05/28/2004 |
|
1 |
LCHLTD |
Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. |
08/15/2012 |
Certified |
08/30/2012 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 |
06/05/2014 |
Certified |
06/18/2014 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 24, 2016 |
11/03/2016 |
Notified |
11/03/2016 |
|
1 |
CME |
Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 19, 2018 |
03/27/2018 |
Notified |
03/27/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 15, 2020 |
06/24/2020 |
Notified |
06/24/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 21, 2021 |
06/28/2021 |
Notified |
06/28/2021 |
|
1 |
ICE NGX |
Amendments to update certain definitions and concepts in the Contracting Party Agreement to reflect current practices and understanding. |
06/26/2024 |
10 Day Review |
06/26/2024 |
|
1 |
OCC |
2004-06 VIX Options |
05/07/2004 |
Certified |
05/07/2004 |
|
1 |
ICLREU2 |
Amendment to rules relating to designated payments system |
04/04/2011 |
Certified |
04/04/2011 |
|
1 |
MGEX |
Amendments to default procedures |
03/08/2012 |
Certified |
03/23/2012 |
|
1 |
LCHLTD |
Extension of eligible maturity for New Zealand Dollar BKBM Interest Rate Swap from ten years to fifteen years. |
08/15/2012 |
Certified |
08/30/2012 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
11/19/2013 |
Certified |
12/05/2013 |
|
1 |
CME |
Clarifying changes to CME Clearing delivery rules. |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
OCC |
The proposed rule change concerns enhancements to OCC's governance arrangements. |
02/01/2016 |
Certified |
02/16/2016 |
|
1 |
SGX-DC |
The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. |
09/18/2018 |
Certified |
10/01/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 11, 2020 |
05/19/2020 |
Notified |
05/19/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 28, 2022 |
12/06/2022 |
Notified |
12/06/2022 |
|
1 |
MGEX |
Clearing Member Parent Guarantee Requirement; Committees |
04/11/2024 |
Certified |
04/25/2024 |
|
1 |
OCC |
2004-07 Currency Options Delivery |
05/07/2004 |
Certified |
05/07/2004 |
|
1 |
CCORP |
Definition of Exchange Market is ameded to include new product IFEX U.S. Wind Binary Futures Contracts. |
09/21/2007 |
Certified |
09/24/2007 |
|
1 |
ICLREU2 |
Change to delivery procedures for low sulphur gasoil |
12/22/2011 |
Certified |
01/10/2012 |
|
1 |