Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule primarily applicable to securities 06/24/2004 Certified 06/24/2004 1
CME New rules in new Chapter 438D governing new OTC product - WRS Hurricane Risk Landfill Options 08/18/2008 Certified 08/28/2008 1
KCC Amendment to Rule 2100.02 regarding ESP participation requirements and submission of FCM Participation Agreement. 04/19/2010 Certified 04/20/2010 1
CBT Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CME Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps 07/06/2011 Certified 07/06/2011 1
CME Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
CME Delisting cleared only S&P GSCI-ER Index Forwards; 12-133 04/27/2012 Certified 04/27/2012 1
CME Weekly Notification of Rule Amendments - Week of October 22, 2018 11/01/2018 Notified 11/01/2018 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDS Clearing Rule Book, Supplement, and Procedures in order mainly to implement a "settled-to-market" treatment of variation margin with a few other initiative amendments. 02/26/2019 Certified 03/12/2019 1
CME Weekly Notification of Rule Amendments - Week of September 23, 2019 10/02/2019 Notified 10/02/2019 1
CME Weekly Notification of Rule Amendments - Week of August 10, 2020 08/19/2020 Notified 08/19/2020 1
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. The amendments are "clean-up" in nature. 12/11/2020 Notified 12/11/2020 1
CME Weekly Notification of Rule Amendments - Week of October 10, 2022 10/18/2022 Notified 10/18/2022 1
CME Weekly Notification of Rule Amendments - Week of February 20, 2023 02/28/2023 Notified 02/28/2023 1
CME Weekly Notification of Rule Amendments - Week of May 15, 2023 05/22/2023 Notified 05/22/2023 1
OCC Rule primarily applicable to securities 06/07/2004 Certified 06/07/2004 1
LCHLLC Amendments to Rules 901 and 902 to rename existing contracts and addition of new Rules 903 to 907 to add five new contracts to be cleared. 04/15/2010 Certified 04/20/2010 1
NYMEX Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CBT Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 03/07/2012 Certified 03/22/2012 1
ICLR US Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 05/04/2012 Certified 05/19/2012 1
LCHLTD Chanages to the LCH.Clearnet Ltd Rulebook to clarify language in Procedures Section 6 (Business Continuity), and to remove the EnClear FCM model from the FCM Regulations and FCM Procedures, as this has been discontinued following futurisation of EnClear. 09/15/2015 Certified 09/29/2015 1
CME Weekly Notification of Rule Amendments - Week of October 9, 2017 10/19/2017 Notified 10/19/2017 1
CME Implementation of the Directed Dealer Fee Waiver Program for Asian Currencies 03/27/2018 Certified 04/10/2018 1
CME Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years. 08/19/2020 Certified 09/02/2020 1
CME Weekly Notification of Rule Amendments - Week of May 2, 2022 05/10/2022 Notified 05/10/2022 1
CME Modification of Cleared OTC Interest Rate Swap Products Referencing BSBY and Limitation of Acceptance for Clearing 06/26/2024 10 Day Review 06/26/2024 1
OCC 2004-09 ETFs as Hedges 05/28/2004 Certified 05/28/2004 1
LCHLTD Introduction of forward rate agreements into LCH.Clearnet Ltd.'s SwapClear Futures Commission Merchant Model. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program. CME # 14-216 06/05/2014 Certified 06/18/2014 1
CME Weekly Notification of Rule Amendments - Week of October 24, 2016 11/03/2016 Notified 11/03/2016 1
CME Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes 03/13/2017 Certified 03/27/2017 1
CME Weekly Notification of Rule Amendments - Week of March 19, 2018 03/27/2018 Notified 03/27/2018 1
CME Weekly Notification of Rule Amendments - Week of June 15, 2020 06/24/2020 Notified 06/24/2020 1
CME Weekly Notification of Rule Amendments - Week of June 21, 2021 06/28/2021 Notified 06/28/2021 1
ICE NGX Amendments to update certain definitions and concepts in the Contracting Party Agreement to reflect current practices and understanding. 06/26/2024 10 Day Review 06/26/2024 1
OCC 2004-06 VIX Options 05/07/2004 Certified 05/07/2004 1
ICLREU2 Amendment to rules relating to designated payments system 04/04/2011 Certified 04/04/2011 1
MGEX Amendments to default procedures 03/08/2012 Certified 03/23/2012 1
LCHLTD Extension of eligible maturity for New Zealand Dollar BKBM Interest Rate Swap from ten years to fifteen years. 08/15/2012 Certified 08/30/2012 1
CME Extension of the CME OTC FX Fee Waiver Program 11/19/2013 Certified 12/05/2013 1
CME Clarifying changes to CME Clearing delivery rules. 03/12/2014 Certified 03/27/2014 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/16/2015 Certified 10/30/2015 1
OCC The proposed rule change concerns enhancements to OCC's governance arrangements. 02/01/2016 Certified 02/16/2016 1
SGX-DC The Amendments relate to changes to the SGX-DC Clearing Fund structure and requirements on the SGX-DC clearing members. 09/18/2018 Certified 10/01/2018 1
CME Weekly Notification of Rule Amendments - Week of May 11, 2020 05/19/2020 Notified 05/19/2020 1
CME Weekly Notification of Rule Amendments - Week of November 28, 2022 12/06/2022 Notified 12/06/2022 1
MGEX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1
OCC 2004-07 Currency Options Delivery 05/07/2004 Certified 05/07/2004 1
CCORP Definition of Exchange Market is ameded to include new product IFEX U.S. Wind Binary Futures Contracts. 09/21/2007 Certified 09/24/2007 1
ICLREU2 Change to delivery procedures for low sulphur gasoil 12/22/2011 Certified 01/10/2012 1