Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modification to clearing fee schedule as it relates to OTC interest rate swaps; 12-254. 08/15/2012 Certified 08/30/2012 1
ICECC Advance notice of proposed rule changes to update ICC's Euro Eligible Collateral Requirements. 03/12/2014 Certified 05/06/2014 1
OCC OCC proposes to process all sell transactions prior to the exercise of long options in Market-Maker accounts to ensure that only net long positions may be exercised. 07/17/2014 Certified 07/30/2014 1
CME Weekly Notification of Rule Amendments - Week of February 18, 2019 02/27/2019 Notified 02/27/2019 1
LCHLTD LCH Limited Self-Certification: Removing clearing eligibility for EONIA/EuroSTR basis swap 01/29/2021 Certified 02/12/2021 1
NADEX Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. 08/13/2021 Certified 08/27/2021 1
CME Modification and Withdrawal of Clearing Support for Cleared OTC GBP and JPY Interest Rate Basis Swaps Referencing LIBOR 09/09/2021 Certified 09/23/2021 1
CME Weekly Notification of Rule Amendments - Week of April 3, 2023 04/12/2023 Notified 04/12/2023 1
OCC 2004-05 Units of Currency Options PHLX (SEC) 03/19/2004 Certified 03/19/2004 1
LCHLTD Amending rules to (i) clarify netting procedures, (ii) update its Deed of Assignment, and (iii) clarify SwapClear fees. 08/16/2012 Certified 08/31/2012 1
LCHLTD Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. 01/22/2015 Certified 02/05/2015 1
LCHLTD Correction of an error in the provisions governing the way in which variation margin is characterised. The current drafting erroneously treats variation margin as collateral, this rule change corrects the treatment to be that of a settlement payment. 02/26/2015 Certified 03/12/2015 1
CME Extension of the CME OTC FX Fee Waiver Program 06/14/2016 Certified 06/28/2016 1
LCHLTD LCH is submitting for self-certification amendments to its rules and procedures related to improvements being made to the SwapClear portal. 06/26/2018 Certified 07/11/2018 1
CME Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") 05/19/2021 Certified 06/03/2021 1
OCC 2004-04 Equity Options Automatic Exercise (n0n-CFTC) 03/19/2004 Certified 03/19/2004 1
LCHLTD LCH Limited Self Certification: Rule Changes on Intraday Portfolio Transfers with Collateral 06/26/2018 Certified 07/11/2018 1
LCHLTD Correction of cross-references relating to the LCH Limited Prescribed Language in the relevant part of the rulebook. 03/01/2019 Notified 03/01/2019 1
OCC Rule amendment to clarify applicability of rules governing delivery of Treasury Securities underlying Treasury Futures to those with maturities greater than 25 years; SR-OCC-2012-20. 10/22/2012 Certified 11/06/2012 1
EUREX Weekly Notification of Rule Amendments - Week of October 31, 2016 11/04/2016 Notified 11/04/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 12/08/2016 Certified 12/22/2016 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") 03/13/2017 Certified 03/27/2017 1
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of SOFR Swaps as eligible SwapClear products 06/26/2018 Certified 07/11/2018 1
CME Amendments to CME Rules Chapter 8-G ("Interest Rate Derivative Clearing") to Implement Mandatory IRS Clearing Member Participation in Hedging Auctions 09/19/2018 Certified 10/03/2018 1
LX Update to LedgerX Fee Schedule 09/23/2020 Notified 09/23/2020 1
LCHLTD LCH Limited Self Certification: rule changes related to tenors and currency pairs extensions of NDFs cleared in the ForexClear service. 01/29/2021 Certified 02/12/2021 1
LCHLTD LCH is submitting for self-certification corrections to the ForexClear fee schedule. 06/29/2021 Certified 07/14/2021 1
CCD Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. 08/18/2023 Certified 09/01/2023 1
LCHLTD Amending regulations and procedurse to: eliminate its credit exposure to its Protected Payment System banks, permit the collection of interest from members where a negative interest rate is in effect on cash margin, and add Buffer Accounts. 08/17/2012 Certified 09/01/2012 1
NADEX Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. 10/23/2012 Certified 11/07/2012 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that amend the timeframe during which clearing members are required to make contributions to cover investment losses that exceed the available clearing house loss assets. 06/06/2014 Certified 06/21/2014 1
ICLR US Amendment to Maintenance Period of Stress Loss Charge 12/18/2015 Certified 01/05/2016 1
OCC This proposed rule change concerns pass-through letters of credit. 02/02/2016 Certified 02/17/2016 1
CME Weekly Notification of Rule Amendments - Week of June 18, 2018 06/26/2018 Notified 06/26/2018 1
CME Weekly Notification of Rule Amendments - Week of July 30, 2018 08/08/2018 Notified 08/08/2018 1
CME Amendments to CME Rule 8G04. ("IRS Clearing Member Obligations and Qualifications") to Implement Mandatory IRS Clearing Member Participation in Liquidity Polls 09/19/2018 Certified 10/03/2018 1
CME Weekly Notification of Rule Amendments - Week of March 14, 2022 03/21/2022 Notified 03/21/2022 1
CME Weekly Notification of Rule Amendments - Week of July 11, 2022 07/19/2022 Notified 07/19/2022 1
OCC 2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining 11/05/2004 Approved 11/05/2004 1
LCHLTD Amendments to Definitions and Regulation 62 to allow for the co-clearing of specific contracts on behalf of members with other clearing houses where one clearinghouse acts for the buyer and the other acts for the seller. 01/28/2009 Certified 02/26/2009 1
ICLREU2 Correction to Platts Crude oil reference price 12/22/2011 Certified 01/10/2012 1
OCC Eliminate fees for three brochures; SR-OCC-2012-09 06/28/2012 Certified 07/14/2012 1
NADEX Amendments to cap exchange fees related to trading and settlement paid by direct members. 08/15/2012 Certified 08/30/2012 1
ICLREU2 Rules related to treatment of cleared swap customer margin in accordance with Part 22 of the Commission's regulations and terms governing delivery of certain notices related to CDS contracts. 10/24/2012 Certified 11/08/2012 1
LCHLTD Introduction of a schedule of fees for Compression Services offered by the SwapClear service. 02/11/2014 Certified 02/27/2014 1
LCHLTD Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. 02/27/2015 Certified 03/12/2015 1
LCHLTD LCH Limited's rule changes related to the distribution of losses to Clearing Members in a default event. 12/14/2020 Certified 12/29/2020 1
CME Weekly Notification of Rule Amendments - Week of August 9, 2021 08/16/2021 Notified 08/16/2021 1
OCC Termination of OCC's Pledge program; SR-OCC-2012-10 06/28/2012 Certified 07/14/2012 1
LCHLTD Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1