CME |
Modification to clearing fee schedule as it relates to OTC interest rate swaps; 12-254. |
08/15/2012 |
Certified |
08/30/2012 |
|
1 |
ICECC |
Advance notice of proposed rule changes to update ICC's Euro Eligible Collateral Requirements. |
03/12/2014 |
Certified |
05/06/2014 |
|
1 |
OCC |
OCC proposes to process all sell transactions prior to the exercise of long options in Market-Maker accounts to ensure that only net long positions may be exercised. |
07/17/2014 |
Certified |
07/30/2014 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 18, 2019 |
02/27/2019 |
Notified |
02/27/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Removing clearing eligibility for EONIA/EuroSTR basis swap |
01/29/2021 |
Certified |
02/12/2021 |
|
1 |
NADEX |
Nadex plans to launch a promotion, whereby applicants will be able to make an initial deposit of less than the standard $250 minimum deposit as required by Rule 3.1(b) to become a Trading Member. |
08/13/2021 |
Certified |
08/27/2021 |
|
1 |
CME |
Modification and Withdrawal of Clearing Support for Cleared OTC GBP and JPY Interest Rate Basis Swaps Referencing LIBOR |
09/09/2021 |
Certified |
09/23/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 3, 2023 |
04/12/2023 |
Notified |
04/12/2023 |
|
1 |
OCC |
2004-05 Units of Currency Options PHLX (SEC) |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
LCHLTD |
Amending rules to (i) clarify netting procedures, (ii) update its Deed of Assignment, and (iii) clarify SwapClear fees. |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
LCHLTD |
Self-Certification of changes to LCH.Clearnet Ltd Audit Committee Terms of Reference. |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
LCHLTD |
Correction of an error in the provisions governing the way in which variation margin is characterised. The current drafting erroneously treats variation margin as collateral, this rule change corrects the treatment to be that of a settlement payment. |
02/26/2015 |
Certified |
03/12/2015 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
06/14/2016 |
Certified |
06/28/2016 |
|
1 |
LCHLTD |
LCH is submitting for self-certification amendments to its rules and procedures related to improvements being made to the SwapClear portal. |
06/26/2018 |
Certified |
07/11/2018 |
|
1 |
CME |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
OCC |
2004-04 Equity Options Automatic Exercise (n0n-CFTC) |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
LCHLTD |
LCH Limited Self Certification: Rule Changes on Intraday Portfolio Transfers with Collateral |
06/26/2018 |
Certified |
07/11/2018 |
|
1 |
LCHLTD |
Correction of cross-references relating to the LCH Limited Prescribed Language in the relevant part of the rulebook. |
03/01/2019 |
Notified |
03/01/2019 |
|
1 |
OCC |
Rule amendment to clarify applicability of rules governing delivery of Treasury Securities underlying Treasury Futures to those with maturities greater than 25 years; SR-OCC-2012-20. |
10/22/2012 |
Certified |
11/06/2012 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of October 31, 2016 |
11/04/2016 |
Notified |
11/04/2016 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
12/08/2016 |
Certified |
12/22/2016 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
LCHLTD |
LCH Limited Self Certification: Rule Changes on the addition of SOFR Swaps as eligible SwapClear products |
06/26/2018 |
Certified |
07/11/2018 |
|
1 |
CME |
Amendments to CME Rules Chapter 8-G ("Interest Rate Derivative Clearing") to Implement Mandatory IRS Clearing Member Participation in Hedging Auctions |
09/19/2018 |
Certified |
10/03/2018 |
|
1 |
LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
LCHLTD |
LCH Limited Self Certification: rule changes related to tenors and currency pairs extensions of NDFs cleared in the ForexClear service. |
01/29/2021 |
Certified |
02/12/2021 |
|
1 |
LCHLTD |
LCH is submitting for self-certification corrections to the ForexClear fee schedule. |
06/29/2021 |
Certified |
07/14/2021 |
|
1 |
CCD |
Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. |
08/18/2023 |
Certified |
09/01/2023 |
|
1 |
LCHLTD |
Amending regulations and procedurse to: eliminate its credit exposure to its Protected Payment System banks, permit the collection of interest from members where a negative interest rate is in effect on cash margin, and add Buffer Accounts. |
08/17/2012 |
Certified |
09/01/2012 |
|
1 |
NADEX |
Increase the Real-Time Account Funding (RTAF) Program level from $250 to $500. |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
ICLREU2 |
ICE Clear Europe submits for self-certification amendments that amend the timeframe during which clearing members are required to make contributions to cover investment losses that exceed the available clearing house loss assets. |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
ICLR US |
Amendment to Maintenance Period of Stress Loss Charge |
12/18/2015 |
Certified |
01/05/2016 |
|
1 |
OCC |
This proposed rule change concerns pass-through letters of credit. |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 18, 2018 |
06/26/2018 |
Notified |
06/26/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 30, 2018 |
08/08/2018 |
Notified |
08/08/2018 |
|
1 |
CME |
Amendments to CME Rule 8G04. ("IRS Clearing Member Obligations and Qualifications") to Implement Mandatory IRS Clearing Member Participation in Liquidity Polls |
09/19/2018 |
Certified |
10/03/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 14, 2022 |
03/21/2022 |
Notified |
03/21/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 11, 2022 |
07/19/2022 |
Notified |
07/19/2022 |
|
1 |
OCC |
2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining |
11/05/2004 |
Approved |
11/05/2004 |
|
1 |
LCHLTD |
Amendments to Definitions and Regulation 62 to allow for the co-clearing of specific contracts on behalf of members with other clearing houses where one clearinghouse acts for the buyer and the other acts for the seller. |
01/28/2009 |
Certified |
02/26/2009 |
|
1 |
ICLREU2 |
Correction to Platts Crude oil reference price |
12/22/2011 |
Certified |
01/10/2012 |
|
1 |
OCC |
Eliminate fees for three brochures; SR-OCC-2012-09 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
NADEX |
Amendments to cap exchange fees related to trading and settlement paid by direct members. |
08/15/2012 |
Certified |
08/30/2012 |
|
1 |
ICLREU2 |
Rules related to treatment of cleared swap customer margin in accordance with Part 22 of the Commission's regulations and terms governing delivery of certain notices related to CDS contracts. |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
LCHLTD |
Introduction of a schedule of fees for Compression Services offered by the SwapClear service. |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
LCHLTD |
Submission of rule change to modify the ForexClear section of the FCM Procedures to require a FCM member that is a registered investment company, to include provisions in its agreement with a FCM client for FCM client assets to be held at the CCP. |
02/27/2015 |
Certified |
03/12/2015 |
|
1 |
LCHLTD |
LCH Limited's rule changes related to the distribution of losses to Clearing Members in a default event. |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 9, 2021 |
08/16/2021 |
Notified |
08/16/2021 |
|
1 |
OCC |
Termination of OCC's Pledge program; SR-OCC-2012-10 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
LCHLTD |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |