Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLR US ICUS is changing the method by which Clearing Members are charged (or credited) with respect to the deposit of USD and non-USD cash collateral held by ICUS 12/16/2014 Certified 12/31/2014 1
OCC This proposed rule change concerns the account from which certain clearing members may fund the Additional Margin requirement associated with overnight trading sessions. 02/27/2015 Notified 02/27/2015 1
CME Amendments to CME Rule 8G27 (IRS Risk Committee) 03/18/2016 Certified 04/01/2016 1
LCHSA LCH SA is submitting for self-certification the new CDSClear fee grid proposed for all account structures, including those introduced to reflect the indirect clearing requirements under EMIR and MiFIR for authorized CCPs. 12/15/2017 Certified 01/02/2018 1
CME Weekly Notification of Rule Amendments - Week of September 10, 2018 09/19/2018 Notified 09/19/2018 1
EUREX Weekly Notification of Rule Amendments - Week of September 25, 2023 09/29/2023 Notified 09/29/2023 1
CME Weekly Notification of Rule Amendments - February 19, 2024 02/26/2024 Notified 02/26/2024 1
NYPC Amendments related to clearing firm membership and default management. 01/30/2013 Certified 02/14/2013 1
LCHLLC LCH.Clearnet LLC is implementing PPS fees for funds transferred to the clearing house to recover charges from PPS banks. 12/12/2013 Certified 12/28/2013 1
LCHLLC Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
NADEX Nadex is clarifying its Members' continuing notification obligations, clarifying when Nadex can suspend withdrawal requests, and adding disgorgement of ill-gotten profits as a potential disciplinary sanction. 11/04/2016 Certified 11/21/2016 1
CME Weekly Notification of Rule Amendments - Week of July 10, 2017 07/20/2017 Notified 07/20/2017 1
OCC Proposed rule change related to The Options Clearing Corporation's Board of Directors and Board CommitteeCharters. 09/20/2018 Certified 10/04/2018 1
CME Weekly Notification of Rule Amendments - Week of January 20, 2020 01/29/2020 Notified 01/29/2020 1
ICE NGX Add ERCOT Solar Shape products, update and enhance provisions relating to regulatory & compliance, correct an omission in General Suspension powers, clarify reps and warranties. 06/29/2021 Certified 07/14/2021 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book and CDS Clearing Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement the new model of CDSClear select membership. 04/15/2024 Certified 04/29/2024 1
LCHLTD Change to functionality, product enhancements, removal of prescribed SwapClear language 11/16/2011 Certified 12/02/2011 1
CME CME Weekly Notification 03/14/2012 Certified 03/14/2012 1
NADEX Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. 01/25/2013 Certified 02/09/2013 1
LCHLTD Self-certification of the SwapClear service Client Deposit Rate (CDR) change. 09/16/2015 Certified 09/29/2015 1
SGX-DC Amendments to SGX-DC Clearing Rules to allow existing positions to be transferred from one clearing member to another where both clearing members consent. 10/19/2015 Certified 11/02/2015 1
LX LedgerX Updated Rulebook 01/31/2021 Certified 02/12/2021 1
MGEX Notification of margin changes made during prior week 06/29/2021 Notified 06/29/2021 1
CME Weekly Notification of Rule Amendments - Week of November 13, 2023 11/21/2023 Notified 11/21/2023 1
CME Weekly Notification of Rule Amendments - April 8, 2024 04/15/2024 Notified 04/15/2024 1
CBT Financial Filing Requirements 09/22/2003 Certified 09/22/2003 1
ICLREU2 Clearing of additonal OTC contracts 11/17/2011 Certified 12/03/2011 1
ICLREU2 Change to ICE OTC Wet Freight contract specifications 12/22/2011 Certified 01/10/2012 1
MGEX Codify roles of Chief Regulatory Officer, Chief Compliance Officer and Chief Risk Officer 05/11/2012 Certified 05/26/2012 1
ICLR US Amendments to the Maximum Guaranty Fund Contribution 12/21/2015 Certified 01/06/2016 1
CME Weekly Notification of Rule Amendments - Week of January 25, 2016 02/04/2016 Notified 02/04/2016 1
LCHLTD Minor changes to the Rulebook in respect of the ForexClear service to ensure alignment between the Procedures and the Product Specific Contract & Eligibility Manuals 07/21/2017 Certified 08/04/2017 1
LCHLTD LCH Limited Self-Certification: stress loss exposure notice period 09/20/2018 Certified 10/04/2018 1
OCC Amendments to OCC's stock loan and hedge program. 02/25/2008 Certified 02/29/2008 1
CCORP Definition of Exchange Market is amended to add the California Climate Action Reserve - Climate Reserve Tons traded on Chicago Climate Futures Exchange, LLC. 02/18/2009 Certified 02/26/2009 1
ICLREU2 Amendment to List of Permitted Cover and Haircut Rates on collateral for original margin; Removal of Letters of Credit as permitted cover for CDS clearing members 02/08/2011 Certified 02/07/2011 1
ICLREU2 Amendments to minimum capital requirements of CDS Clearing Members 05/08/2012 Certified 05/22/2012 1
CCORP Amended Rules provide for the addition of a new Exchange Market, ICE Futures U.S., Inc. and contain deletions related to delisted products and Exchange Markets for which The Clearing Corporation no longer clears. 01/31/2013 Certified 02/15/2013 1
EUREX Weekly Notification of Rule Amendments - Week of January 16, 2017 01/20/2017 Notified 01/20/2017 1
LCHLTD LCH Limited Self-Certification: Hong Kong Dollar (HKD) peg with the US Dollar 09/20/2018 Certified 10/04/2018 1
MGEX Notification of approved changes to Hard Red Spring Wheat (HRSW) spread margin rates and Volatility Scan Range rates 07/13/2023 Notified 07/13/2023 1
MGEX Bitnomial Rule Amendments 09/29/2023 Certified 10/16/2023 1
CME Change in Profercy Reference Price of the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 10/09/2014 Certified 10/24/2014 1
LCHLTD Tenor extensions to Norwegian, Polish and Danish (NOK, PLN and DKK) currencies 09/16/2016 Certified 09/30/2016 1
CMECE Weekly notification of rule amendments 01/20/2017 Notified 01/20/2017 1
SGX-DC Singapore Exchange Derivatives Clearing Limited, a derivatives clearing organisation registered with the CFTC, hereby submits a self-certification for amendments to its Clearing Rules pursuant to Commission regulation 40.6(a). 09/20/2018 Certified 10/04/2018 1
LCHLTD Correcting the maximum notional for JPY, correcting a typographical error and removing of ZAR basis swaps as an eligible product 05/22/2020 Notified 05/22/2020 1
ICE NGX Amendments relating to collateral, wire payments, assignment, business day, invoice disputes, required information, notices by exchange and general notice provision. 03/23/2022 Certified 04/06/2022 1
MGEX Notification of margin changes made prior week 05/26/2023 Notified 05/26/2023 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to its fee grid as part of the extension of the Triparty Collateral mechanism to CDSClear. 07/13/2023 Certified 07/27/2023 1