Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC PBOT Libor Futures & Amended Agreement 10/03/2006 Certified 11/10/2006 1
CCORP Amend definition of Exchange Market to include CCFE's options on carbon financial instrument futures. 02/26/2008 Certified 02/29/2008 1
CME Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. 03/13/2014 Certified 03/28/2014 1
LCHSA The replacement of e-CCW technology thus enhancing security, capability and maintenance willbe effective from 21 April 2015. Therefore the fees grid has to be updated. 04/07/2015 Certified 04/20/2015 1
CME Weekly Notification of Rule Amendments - Week of March 6, 2017 03/16/2017 Notified 03/16/2017 1
MGEX Change to outright margin rates 10/26/2017 Notified 10/26/2017 1
LCHLTD LCH ForexClear service amends its clearing fees. 11/29/2017 Certified 12/12/2017 1
LCHLTD LCH Limited Self Certification: Rule Changes allowing members to determine the index final for an Inflation Contract 06/28/2018 Certified 07/13/2018 1
LCHLTD Weekly Notification of Rule Amendment for Week of 21 June 2019 07/01/2019 Notified 07/01/2019 1
CME Weekly Notification of Rule Amendments - Week of August 17, 2020 08/24/2020 Notified 08/24/2020 1
LCHLTD LCH Limited files a self certification of rule changes concerning the ForexClear service to:i)extend clearing eligibility to USD-HKD NDFs and ii)amend terminology related to NDFs and NDOs. 05/26/2021 Certified 06/10/2021 1
OCC Rule Certification Concerning OCC's Governance Arrangements 03/25/2022 Certified 04/08/2022 1
LCHLTD LCH Limited self-certification: Variable elements of a swap 01/09/2024 Certified 01/24/2024 1
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
ICLREU2 New rules relating to Trade Date Clearing 04/12/2011 Certified 04/12/2011 1
OCC The proposed rule change and advance notice would provide for enhancements in OCC's margin model for longer-tenor options (i.e., those options with at least three years of residual tenor). 05/30/2013 Certified 06/14/2013 1
OCC The proposed rule change concerns certain new risk models designed to risk manage energy futures contracts and options on energy futures contracts. 03/02/2015 Certified 03/16/2015 1
LCHLTD LCH self-certifies changes to its rules related to i) the processing of ancillary Compression fees and ii) the requirement for Clearing Members to make payments related to portfolio transfers. 06/13/2017 Certified 06/27/2017 1
LCHLTD LCH self-certifies changes to its rules to clarify that all variation margin payments associated with US-incorporated ForexClear Clearing Members ("US FXCCM Clearing Members") are treated as settlement payments. 05/16/2018 Certified 05/31/2018 1
CME Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting 08/25/2020 Approved 10/13/2020 1
OCC Rule Certification by The Options Clearing Corporation Concerning Weekly Options and Short Term Options 03/25/2022 Certified 04/08/2022 1
CME Delisting of USD-LIBOR-BBA Swaption Contracts 10/24/2022 Certified 10/24/2022 1
MGEX Weekly Notification advising of approved changes to Bitnomial Hashrate (HUP) outright margin rates, Bitnomial Bitcoin (BUS) spread margin rates, and Bitnomial Bitcoin (BUI) spread margin rates. 05/28/2024 Notified 05/28/2024 1
NYMEX Remote Clearing Solution 06/03/2005 Certified 06/17/2005 1
NYMEX Staff Members Settlement Committee 11/11/2003 Certified 11/11/2003 1
CME Amendments to reflect Eris Exchange change from EBOT to a DCM and related change in status of contracts from OTC to futures 09/12/2011 Certified 09/27/2011 1
NADEX Nadex amends the contract specifications for its Copper and Silver Variable Payout and Binary contracts in accordance with the Reuters scaling changes, which resulted in a change to the decimal place; other changes made. 05/28/2013 Certified 05/28/2013 1
LCHLLC Self certification of clarifying changes regarding the transfer of client and proprietary contracts. 03/18/2014 Certified 04/02/2014 1
OCC This proposed rule change concerns an Agreement for Clearing and Settlement Services between OCC and NASDAQ Futures, Inc. 01/22/2015 Certified 02/05/2015 1
CME Amendments to CME Rule 1001 ("Regulatory Reporting Of Swap Data") 12/09/2016 Certified 12/23/2016 1
CME Weekly Notification of Rule Amendments - Week of September 17, 2018 09/26/2018 Notified 09/26/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear new variable notional swaps and tenor extensions 08/26/2020 Certified 09/10/2020 1
CBT Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
LCHLTD Self-certification relating to implementation of a Liquidity and Concentration Risk Model for the EnClear Clearing Service. 04/04/2014 Certified 04/19/2014 1
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Credit Default Swaps ("CDS") 06/15/2016 Certified 06/29/2016 1
LCHLTD Certain references in the Default Rules, which form part of the Rulebook, have been corrected. 12/12/2016 Notified 12/12/2016 1
ICLR US ICUS is amending Rule 203(c) to provide discretion in determining when an approved but not fully activated application to become a Clearing Member is deemed to have been withdraw. 09/26/2018 Certified 10/11/2018 1
LCHLTD LCH Limited Self-Certification: ILS Clearing 08/26/2020 Certified 09/10/2020 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. 09/29/2020 Certified 10/14/2020 1
ICE NGX Amendments regarding Same-day Margin Calls 09/06/2022 Certified 09/20/2022 1
CME Weekly Notification of Rule Amendments - Week of February 27, 2023 03/06/2023 Notified 03/06/2023 1
CME Weekly Notification of Rule Amendments - June 24, 2024 07/03/2024 Notified 07/03/2024 1
CME Amendments to rules to require that cleared-only ethanol swap products participants must be ECPs and to apply position accountability and reporting levels to cleared-only ethanol products. 05/22/2008 Certified 05/22/2008 1
NYMEX Amendment to prohibit clearing members from asserting sovereign immunity. 06/01/2011 Certified 06/01/2011 1
ICLREU2 Addition of new cleared energy products 09/09/2011 Certified 09/10/2011 1
LCHLTD Restrictions on Clearing Members and their clients operating in Japan, establishment of Hedged Accounts, Clearing Member responsibilities towards the Clearing House and providing risk disclosure to clients operating through a branch in Singapore 11/10/2016 Certified 11/28/2016 1
CME Weekly Notification of Rule Amendments - Week of June 6, 2022 06/14/2022 Notified 06/14/2022 1
CME Weekly Notification of Rule Amendments - Week of October 17, 2022 10/25/2022 Notified 10/25/2022 1
CME Weekly Notification of Rule Amendments - Week of August 14, 2023 08/21/2023 Notified 08/21/2023 1