| OCC |
CMTA Facility |
10/10/2003 |
Certified |
10/10/2003 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to conform to change in name of product cleared from "California Climate Action Reserve - Climate Reserve Tons" to " Califormia Climate Action Registry - Climate Reseve Tons" traded on CFFE. |
02/27/2009 |
Certified |
03/02/2009 |
|
1 |
| CME |
Rules to implement the Financial Instruments Clearing Member (FICM) program |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of August 28, 2017 |
09/06/2017 |
Notified |
09/06/2017 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification changes to its rules to stop the provision of the Initial Margin Management Service (IMMES). |
12/10/2018 |
Certified |
12/24/2018 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: GCM suspension of a NCP |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 7, 2019 |
10/16/2019 |
Notified |
10/16/2019 |
|
1 |
| MGEX |
Notification of approved changes to Bitnomial outright margins and VSR rates. |
02/28/2024 |
Notified |
02/28/2024 |
|
1 |
| CBT |
Rules to implement the Financial Instruments Clearing Member (FICM) program. |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
| NADEX |
Amendment to trading hours in order to provide consistency with the trading hours of the underlying market. |
03/26/2013 |
Certified |
03/26/2013 |
|
1 |
| CME |
Amendments to CME Rules 8G07. and 8H07. |
09/06/2017 |
Certified |
09/20/2017 |
|
1 |
| LCHLTD |
LCH Ltd is submitting for self-certification changes to its rules to include a process for a clearing member (SCM only) to request a client account migration. |
12/10/2018 |
Certified |
12/24/2018 |
|
1 |
| CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 27, 2020 |
02/04/2020 |
Notified |
02/04/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - May 20, 2024 |
05/28/2024 |
Notified |
05/28/2024 |
|
1 |
| OCC |
PBOT Clearing Agreement |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
| OCC |
Rule changes creating a framework for OCC to provide clearing services for stock loan and borrow transactions effected through electronic trading systems. |
12/22/2008 |
Certified |
12/30/2008 |
|
1 |
| ICLREU2 |
List of additional cleared OTC contracts |
04/13/2011 |
Certified |
04/13/2011 |
|
1 |
| ICLREU2 |
ICE Clear Europe submits for self-certification modifications to its CDS margin methodology in connection with the acceptance for clearing of new Western European sovereign CDS contracts. |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 23, 2015 |
03/05/2015 |
Notified |
03/05/2015 |
|
1 |
| LCHLTD |
The LCH.Clearnet Limited ForexClear service Risk-free Compression offering. |
08/24/2015 |
Certified |
09/04/2015 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 973 - Customer Accounts with the Clearing House |
09/17/2015 |
Certified |
10/01/2015 |
|
1 |
| LCHLTD |
LCH self certifies changes to its rules for SwapClear to:i.remove certain market standard definitions ii.correct the maximum tenors for certain contracts iii.allow Clearing Members to use excess collateral to register Backloaded Trade(s) |
05/01/2017 |
Certified |
05/15/2017 |
|
1 |
| CME |
Implementation of the Cleared OTC FX Fee Schedule for Non-Deliverable Forwards (NDFs) and Cash-Settled Forwards (CSFs) |
06/14/2022 |
Certified |
06/29/2022 |
|
1 |
| OCC |
Settlement of Stock Futures |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
| OCC |
This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. |
07/22/2014 |
Certified |
08/04/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet is submitting for self certification changes to its rules related to confidentiality during the default management of an FCM and to remove ambiguity around its rules related to the allocation of losses related to a Treasury Default. |
02/08/2016 |
Certified |
02/22/2016 |
|
1 |
| LCHLTD |
Changes to the LCH LTD London Deposit Rate ("LDR") applied to cash balances held on SwapClear and ForexClear services clearing member accounts. |
07/24/2017 |
Notified |
07/24/2017 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to its rules in order to remove LCH's discretion to increase the Mandatory ForexClear Swap Limit above the relevant cap in the context of FX Options clearing. |
08/14/2018 |
Certified |
08/28/2018 |
|
1 |
| OCC |
Proposed rule change to require that an Actionable Identifier be included on Customer and Non-Customer securitiesoptions trades other than Market Maker trades. |
04/15/2019 |
Certified |
04/29/2019 |
|
1 |
| LCHLTD |
LCH Limited Self Certification: Rule changes related to clearing of Non-Deliverable Options ("NDOs") and the calculation of the Sovereign Risk Margin ("SRM") add-on in the ForexClear service. |
09/30/2020 |
Certified |
10/14/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 2, 2023 |
01/10/2023 |
Notified |
01/10/2023 |
|
1 |
| OCC |
Appointed Clearing Members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
| OCC |
Amendments to Fitness Standards; statutory disqualifications SR-OCC-2012-03 |
03/15/2012 |
Certified |
03/30/2012 |
|
1 |
| LCHLTD |
Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral |
05/02/2012 |
Certified |
05/17/2012 |
|
1 |
| OCC |
Proposed rule change concerning the adoption of the Technology Committee of OCC's Board of Directors. |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 29, 2021 |
12/10/2021 |
Notified |
12/10/2021 |
|
1 |
| NYMEX |
De-listing by DME of the Brent-Oman and WTI-Oman Financial Spreads. |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
| ICE NGX |
Amendment to Product List of CPA to add new products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
| ICLREU2 |
Amendments to CDS Procedures to incorporate terms for the CDX North America Index CDS Contracts to be cleared by ICE Clear Europe. |
03/06/2015 |
Certified |
03/19/2015 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 20, 2017 |
11/29/2017 |
Notified |
11/29/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Removal of Clearstream Frankfurt as a settlement location |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| CME |
Amendments to CME Rule 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") |
04/16/2019 |
Certified |
04/30/2019 |
|
1 |
| ICLR US |
Amendments to ICUS Rule 204 |
03/26/2021 |
Certified |
04/09/2021 |
|
1 |
| LCHLTD |
LCH Limited self-certification: Clearing of Polish Zloty overnight interest rate swaps that reference the PLN-WIRON-OIS Compound floating rate option |
10/06/2023 |
Certified |
10/23/2023 |
|
1 |
| ICE NGX |
Fee schedule changes to CPA for trading and clearing products |
12/29/2008 |
Certified |
01/02/2009 |
|
1 |
| OCC |
Proposed rule change that would broaden the definition of the term "Representative" in Article I, Section 1 of OCC's by-laws. |
07/29/2010 |
Certified |
07/29/2010 |
|
1 |
| LCHLTD |
New client clearing fee structure |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| CME |
Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
| LCHLLC |
Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
