Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts 03/06/2015 Certified 03/20/2015 1
LCHLLC Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). 09/18/2015 Certified 10/02/2015 1
CME Weekly Notification of Rule Amendments - Week of October 31, 2016 11/10/2016 Notified 11/10/2016 1
CME Weekly Notification of Rule Amendments - Week of January 16, 2017 01/24/2017 Notified 01/24/2017 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the identification to LCH of a client's backup Clearing Member(s). The change does not apply to Clearing Members which are Futures Commission Merchants ("FCMs") and their clients. 08/15/2018 Certified 08/28/2018 1
MGEX Addition of new Rule regarding Bitnomial Exchange block trades 02/14/2022 Certified 03/01/2022 1
CME Weekly Notification of Rule Amendments - Week of March 21, 2022 03/28/2022 Notified 03/28/2022 1
CCD Update to CCD Operating Agreement 04/18/2024 Certified 05/02/2024 1
NYMEX Renumbering of Rule 9.00B Close-Out Netting to Rule 8.18 12/30/2008 Certified 01/02/2009 1
OCC Proposed rule change to exclude TIP-STRIPS from the definition of "Government securities." 07/29/2010 Certified 07/29/2010 1
OCC Technical amendments to fitness standards for directors, clearing members and others 05/15/2012 Certified 05/31/2012 1
LCHLLC New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
OCC The Options Clearing Corporation proposes to amend its By-Laws and rules in order to enhance the measurement used to establish minimum capital requirements for banks approved to issue letters of credit. 03/06/2015 Certified 03/20/2015 1
CME Amendments to CME Rules 8G02.; 8G04.; 8G14.; 8G25.; 8G802.; 8H02.; 8H04.; 8H14.; 8H26.; 8H802. 09/08/2017 Certified 09/22/2017 1
CME Weekly Notification of Rule Amendments - Week of March 16, 2020 03/25/2020 Notified 03/25/2020 1
LCHLTD LCH Limited Self-Certification: SGD SORA tenor extension from 5.5Y to 21Y for OIS and Basis swaps 02/05/2021 Certified 02/22/2021 1
MGEX Amendments to Clearing Member Withdrawal Rules 02/14/2022 Certified 03/01/2022 1
OCC Technical clarification to Rule 1506 which prohibits the deposit in lieu of margin in respect of certain options to add references to range options. 12/31/2008 Certified 01/02/2009 1
ICLREU2 Changes to SPAN margin methodology 03/16/2012 Certified 03/31/2012 1
NYMEX Change to NYMEX Brent Block Trade Broker Rebate Program 05/16/2012 Certified 06/01/2012 1
LCHLTD The LCH.Clearnet Limited rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). 09/20/2013 Certified 10/22/2013 1
LCHLTD New schedule of Securities Acceptable for Margin Cover Purposes due to changes to the haircuts applied to margin collateral. 02/12/2014 Withdrawn 02/25/2014 1
CME Amendments to CME Rule 730. (Delivery Through CLS Bank) 01/25/2017 Certified 02/08/2017 1
EUREX Weekly Notification of Rule Amendments - Week of September 24, 2018 09/28/2018 Notified 09/28/2018 1
LCHSA See attached document. 07/02/2019 Certified 07/17/2019 1
LCHLTD LCH Limited Self-Certification: Client Buffer 03/25/2020 Certified 04/08/2020 1
ICLR US Amendments to the ICE Clear U.S., Inc. Rules 03/29/2022 Certified 04/12/2022 1
LCHSA LCH SA is submitting for self-certification an incentive fee programme (CCPSwitch Programme) proposed to existing and new potential clearing members andclients of its CDSClear service. 09/09/2022 Certified 09/22/2022 1
CME Weekly Notification of Rule Amendments - Week of October 2, 2023 10/09/2023 Notified 10/09/2023 1
CME Rule amendments to Chapter 415x to accept for clearing Cleared-Only S&P GSCI ER Index Swap contracts 03/04/2009 Certified 03/06/2009 1
ICLREU2 Amendments to Permitted Cover rules, haircut rates. 03/16/2012 Certified 03/31/2012 1
LCHLLC The LCH.Clearnet LLC rulebook is amended to conform to the industry-wide change resulting in the introduction of the SGD-SOR-VWAP index rate (and discontinuation of the SGD-SOR index rate). 09/20/2013 Certified 10/22/2013 1
LCHLTD Self-certification pursuant to 40.6(a) to implement changes to LCH.Clearnet Limited's Rules and Regulations in relation to margin-taking, payment netting and close-out netting. 12/13/2013 Certified 12/31/2013 1
ICECC The purpose of proposed rule change is to implement changes to the method by which ICE Clear Credit LLC charges Clearing Participants for collateral and cash management services. 02/13/2014 Certified 03/01/2014 1
MGEX Changes to outright margin rates 06/15/2017 Notified 06/15/2017 1
LCHLTD LCH is submitting for self-certification changes to its rules to ensure compliance with the UK's new corporate criminal offence of failure to prevent the facilitation of tax evasion. 09/08/2017 Certified 09/22/2017 1
LCHLTD LCH Ltd is submitting for self-certification changes to the participation choices available to Approved Compression Service Providers ("ACSPs") 12/11/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of June 24, 2019 07/02/2019 Notified 07/02/2019 1
MGEX Notice of margin changes made to outrights and spreads last week. 08/27/2020 Notified 08/27/2020 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter British Pound, Japanese Yen and Swiss Franc Denominated Forward Rate Agreements Referencing LIBOR 09/13/2021 Certified 09/27/2021 1
CME Weekly Notification of Rule Amendments - Week of August 15, 2022 08/23/2022 Notified 08/23/2022 1
LCHLTD Notification of changes to the LCH Limited London Deposit Rate, FCM London Deposit Rate, RepoClear Deposit Rate and to the Client Deposit Rate. 12/09/2022 Notified 12/09/2022 1
NYMEX Unsecured Loans as Customer Margin 08/05/2005 Certified 08/10/2005 1
CCORP CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE 10/01/2003 Certified 10/01/2003 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. 05/02/2017 Certified 05/16/2017 1
CME Weekly Notification of Rule Amendments - Week of April 8, 2019 04/16/2019 Notified 04/16/2019 1
LCHLTD Liffe will take over the clearing role from LCH for Liffe contracts and then outsource back to LCH many of the clearing functions. LCH will continue to maintain the guarantee fund and risk management program. This will reduce LCH's risk exposure 08/04/2009 Certified 08/11/2009 1
CME Amendment to reduce required amount of CME Group Class A Shares required for clearing member privileges. 10/26/2010 Certified 10/26/2010 1
CME Modifications to the CME OTC FX Fee Waiver Program; 13-205. 06/04/2013 Certified 06/19/2013 1
ICLR US Amendment and clarification to Default and Governance provisions 12/16/2013 Certified 01/01/2014 1