Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" 07/20/2022 Certified 08/03/2022 1
OCC Modification of fees applied to late exercise notices whether at expiration or non-expiration and circumstances under which cut-off time for submission of exercise instructions can be extended 12/07/2007 Certified 12/27/2007 1
NYMEX Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. 07/29/2009 Certified 08/11/2009 1
ICLR US Amendment and clarification to Super Margin and Add On Margin requirements 12/16/2013 Certified 01/01/2014 1
MGEX Amendment of Regulation 1229.00. in order to make enforcement deadlines consistent with deadlines established in Resolution 2101.00.C. and amendment of Regulation 2014.00. in connection with changes to MGEX's process for calculating settlement prices. 06/10/2014 Certified 06/25/2014 1
CCORP USFE 09/25/2003 Certified 09/25/2003 1
OCC Implementation of new discounted fee schedule and continuation of the market maker scratch fee discount effective 1/1/08 12/07/2007 Certified 12/27/2007 1
NYMEX Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. 07/30/2009 Certified 08/11/2009 1
OCC Rule amendment to obtain legal certainty with respect to options and security futures on iShares Silver Trust Shares. 07/24/2008 Approved 12/03/2008 1
LCHLLC Changes to the Portfolio Transfer Process. 06/05/2013 Certified 06/20/2013 1
OCC This proposed rule change expands the officers who may declare that a clearing member is summarily suspended from OCC. 01/23/2015 Certified 02/06/2015 1
OCC This proposed rule change would amend OCC's Schedule of Fees in accordance with its Fee Policy. 03/06/2015 Withdrawn 03/17/2015 1
LCHLTD These changes will allow SwapClear Clearing Members to provide LC H of notice to compress SwapClear Contracts via an Approved Trade Source System ("ATSS"). The changes will also all an ATSS to amend or assign trade identifies of FCM SwapClear Contracts. 09/21/2015 Certified 10/05/2015 1
CME Weekly Notification of Rule Amendments - Week of August 6, 2018 08/16/2018 Notified 08/16/2018 1
LCHLTD LCH Limited is amending its Margin Collateral Haircut Schedule to add new eligible collateral. 10/02/2018 Certified 10/17/2018 1
LCHLTD LCH is submitting proposed amendments to the Terms of Reference of the Nomination Committee, which is a committee of the LCH Board. 09/14/2021 Certified 09/28/2021 1
CME Weekly Notification of Rule Amendments - Week of September 5, 2022 09/13/2022 Notified 09/13/2022 1
CCORP Amended Articles of Incorporation, By-Laws and Rules 10/30/2003 Certified 10/30/2003 1
OCC Reduction of threshold amounts used to determine the equity options that are deemed to be in the money for purposes of exercise by exception processing. 12/07/2007 Certified 12/27/2007 1
LCHLLC Rule amendments to Risk Procedures, OTC terms and conditions and other definitions 06/08/2011 Certified 06/08/2011 1
ICLREU2 ICE Clear Europe submits for self-certification rule amendments that address clearinghouse recovery and wind-down and default management enhancements. 01/16/2014 Certified 02/01/2014 1
EUREX Weekly Notification of Rule Amendments - Week of December 5, 2016 12/13/2016 Notified 12/13/2016 1
CME Weekly Notification of Rule Amendments - Week of March 22, 2021 03/29/2021 Notified 03/29/2021 1
MGEX Amendment of deadlines to incorporate new BRIXX contracts 09/14/2021 Certified 09/28/2021 1
KCC New Rules 8.02 and 8.03 establishing security deposits and default procedures to supplement resources and actions available in the event of a member default. 10/30/2008 Certified 10/30/2008 1
CME Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME 07/29/2009 Certified 08/11/2009 1
NYPC Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals 03/20/2012 Approved 05/04/2012 1
LCHLTD LCH.Clearnet's SwapClear service plan implement rule change extend existing risk-free compression service allow compression of trades that have differing fixed rate, LCH.Clearnet submitting changes to the fees for the risk free compression service. 07/25/2014 Certified 08/08/2014 1
CMECE Weekly Notification of RuleAmendments - Week of April 17, 2017 05/03/2017 Notified 05/03/2017 1
CME Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). 12/01/2017 Certified 12/15/2017 1
LCHLTD LCH Limited Self-Certification: Launch of SONIA Futures 04/10/2018 Certified 04/24/2018 1
LCHLTD LCH Limited proposes to make changes to its rules to provide the option to non-US ForexClear Clearing Members to treat variation margin payments as settlement payments ("STM Contracts"). 11/07/2018 Certified 11/23/2018 1
CME Weekly Notification of Rule Amendments - Week of September 21, 2020 10/01/2020 Notified 10/01/2020 1
NODALCL Weekly Notification of Rule Amendments 7-6-2021 07/06/2021 Notified 07/06/2021 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
CBT Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME 07/29/2009 Certified 08/11/2009 1
LCHLLC Amendment to Risk Management Procedures Manual to modify the method for calculating original performance bond requirements 04/22/2010 Certified 05/03/2010 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the amendments to the CDS Clearing Rules related to the LCH's application for registration with the US SEC as a clearing agency. 12/13/2016 Certified 12/28/2016 1
CME Weekly Notification of Rule Amendments - Week of December 11, 2017 12/21/2017 Notified 12/21/2017 1
CME Weekly Notification of Rule Amendments - Week of October 29, 2018 11/07/2018 Notified 11/07/2018 1
CME Weekly Notification of Rule Amendments - Week of August 16, 2021 08/23/2021 Notified 08/23/2021 1
CME Weekly Notification of Rule Amendments - Week of April 10, 2023 04/18/2023 Notified 04/18/2023 1
CME Weekly Notification of Rule Amendments - February 26, 2024 03/04/2024 Notified 03/04/2024 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
OCC Establishment of a program with ICE Clear for the cross-margining of certain securities options contracts with futures and options cleared by ICE Clear 12/12/2007 Certified 12/28/2007 1
ICE NGX Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. 07/27/2009 Certified 08/11/2009 1
CME Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps 03/01/2011 Certified 03/01/2011 1
OCC Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. 11/30/2012 Certified 12/15/2012 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 10/17/2014 Certified 10/31/2014 1
OCC Proposed rule change concerning the commingling of certain non-customer margin assets with Clearing Fundcontributions in The Options Clearing Corporation's account at the Federal Reserve Bank of Chicago. 08/28/2020 Certified 09/14/2020 1