Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of May 9, 2022 05/17/2022 Notified 05/17/2022 1
OCC Rule primarily applicable to securities 03/05/2007 Certified 03/05/2007 1
OCC Amendments to integrate common stocks and ETFs into the STANS margin calculation methodology 12/14/2007 Certified 12/28/2007 1
CCORP Definition of Exchange Market is amended to include USD SENSEX index futures traded on USFE 04/03/2008 Certified 04/10/2008 1
ICE NGX Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. 07/27/2009 Certified 08/11/2009 1
CME Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 3 Month Forward for clearing 04/23/2010 Certified 05/03/2010 1
OCC By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. 11/30/2012 Certified 12/15/2012 1
LCHLTD Self-certification pursuant to 40.6(a) notifying of the introduction of the ForexClear Client Clearing fees deferral program. 01/22/2014 Certified 02/06/2014 1
CME Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") 02/11/2016 Certified 02/26/2016 1
SGX-DC Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. 03/21/2017 Certified 04/03/2017 1
CME Weekly Notification of Rule Amendments - Week of July 17, 2017 07/27/2017 Notified 07/27/2017 1
SGX-DC The Amendments arise due to the removal of Nifty Futures as a contract of a relevant market which is accepted for clearing by SGX-DC under the Mutual Offset System ("MOS") with CME. 04/10/2018 Certified 04/24/2018 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2018 Certified 08/31/2018 1
CME Expansion of Clearing of OTC Interest Rate Swaps Denominated in Mexican Pesos to 31 Years. 10/02/2018 Certified 10/17/2018 1
LCHLTD LCH proposes to change its rules so that where a new FX Option Clearing Member is on-boarded, and the respective contributions to the Liquidity Fund decrease as a result, 2 calendar days' notice will be given to existing FX Option Clearing Members 03/11/2019 Certified 03/25/2019 1
ICE NGX Re-direction of company website and non-significant revisions to update cross-references. 04/18/2019 Notified 04/18/2019 1
LCHLTD LCH Limited Self-Certification: Rates Service Default Fund Cap Increase 07/05/2019 Certified 07/19/2019 1
ICE NGX Removing "fax" as a means of delivery, replacing "fax" with "email". Amending the ICE NGX address for notices. 08/28/2020 Notified 08/28/2020 1
CME Weekly Notification of Rule Amendments - Week of February 1, 2021 02/09/2021 Notified 02/09/2021 1
ICE NGX Amendments to Physical Delivery. 08/25/2023 Certified 09/11/2023 1
OCC Rule primarily applicable to securities 12/11/2006 Certified 12/11/2006 1
CCORP Definition of exchange market amended to include binary options on prices of euros, yen, australian dollar, oil, gold and silver traded on USFE 12/10/2007 Certified 12/28/2007 1
CME The title of Chapter 415A for S&P GSCI ER Swap Contracts is changed to clarify that the contracts are cleared as OTC contracts and Rule 415A03 concerning final settlement prices is amended to delete a superfluous phrase. 08/11/2009 Certified 08/11/2009 1
CME Acceptance of certain swap contracts based on the DJ-UBS Commodity Index 2 Month Forward for clearing 04/23/2010 Certified 05/03/2010 1
ICLREU2 Rule and procedure amendments related to the extension of customer clearing to credit default swap transactions. 09/13/2012 Certified 09/28/2012 1
CME Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. 11/30/2012 Certified 09/16/2013 1
OCC Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 07/17/2013 Certified 08/01/2013 1
LCHLTD LCH.Clearnet Limited is adding TrueEx as an approved trade source system for the SwapClear service. 10/25/2013 Certified 11/08/2013 1
OCC Proposed rule change to permit Pass- Through Letters of Credit as a form of margin asset to satisfy margin obligations for futures positions held in segregated futures accounts that are not eligible to hold positions in security futures. 06/17/2016 Certified 07/01/2016 1
CME Weekly Notification of Rule Amendments - Week of January 29, 2018 02/09/2018 Notified 02/09/2018 1
CME Amendments to CME/CBOT/NYMEX/COMEX Rules 403.A. ("Clearing House Risk Committee"), 901.H. ("General Requirements and Obligations"), 912. ("Approval"), 913. ("Withdrawal from Clearing Membership") and CME Rule 8G913.A. (Withdrawal from IRS Clearing Members 08/17/2018 Certified 08/31/2018 1
LCHLTD LCH Limited Self-Certification: SwapClear new basis swaps and tenor extension 07/05/2019 Certified 07/19/2019 1
ICLR US Changes to fees on cash and non-cash initial margin and guaranty fund contributions. 12/23/2019 Certified 01/08/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited concentration limit for non-cash margin collateral in Singapore government bonds. 09/14/2022 Notified 09/14/2022 1
LCHLTD LCH Limited self-certification: New Brazilian national holiday 01/12/2024 Certified 01/29/2024 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US Rule amendment requiring the execution and provision of cross-margining documents by clearing members in order to participate 12/17/2007 Certified 12/28/2007 1
CME New Rule 949 regarding credit control policies 04/28/2010 Certified 05/03/2010 1
OCC Rule change with respect to OCC obligations to pay settlement amounts to clearing members generally, as well as in emergency situations. 04/28/2011 Certified 04/28/2011 1
LCHLTD Changes to Benchmark currency fixing rates for MYR and IDR used by ForexClear Service 07/19/2013 Certified 08/03/2013 1
LCHLTD New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
EUREX Weekly Notification of Rule Amendments - Week of December 18, 2017 12/22/2017 Notified 12/22/2017 1
MGEX Bitnomial Rule Amendments 08/25/2023 Certified 09/11/2023 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
ICLR US To modify requirements for assets to be used as guarantee fund deposits or margin 12/19/2007 Certified 12/28/2007 1
OCC Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares 07/23/2008 Approved 12/03/2008 1
LCHLLC New Rule for IMMES Service 07/28/2014 Certified 08/11/2014 1
LCHLTD LCH.Clearnet is submitting for self certification changes to its rules with respect to the introduction of Zero Coupon Inflation-Indexed Swaps clearing in the SwapClear service. 03/09/2015 Certified 03/20/2015 1
CME Weekly Notification of Rule Amendments - Week of October 16, 2017 10/26/2017 Notified 10/26/2017 1
LCHLTD LCH LTD changes to its London Deposit Rate (LDR) applied to cash balances (excluding default fund) held on SwapClear and ForexCler services clearing member accounts. 12/22/2017 Notified 12/22/2017 1