Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. 06/16/2023 Certified 07/03/2023 1
CME Weekly Notification of Rule Amendments - January 15, 2024 01/22/2024 Notified 01/22/2024 1
MIAX Amendments to Bylaw 2.1. 10/11/2024 Certified 10/28/2024 1
CBT New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions 11/14/2008 Certified 11/24/2008 1
CME Amendments to clearinghouse substitution rule for OTC Derivatives 02/03/2009 Certified 02/03/2009 1
OCC Proposed technical change to Interpretation and Policy .06 under Rule 601 in connection with the expansion of forms of collateral incorporated into STANS 08/25/2010 Certified 08/25/2010 1
ICECC Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 10/17/2013 Certified 11/01/2013 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
OCC Proposed rule change to revise OCC's Schedule of Fees. 09/30/2016 Certified 10/17/2016 1
ICE NGX Amendment to implement certain changes to Transactions Fees for ENMAX RRO transactions and Clearing Fees for Physical Gas at US Points - Same Day Transactions. 07/16/2020 Certified 07/30/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear R4 Service Release 11/20/2020 Certified 12/07/2020 1
ICLR US Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. 10/17/2007 Certified 10/22/2007 1
CBT Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. 11/10/2008 Certified 11/24/2008 1
KCC Amendment to Rule 8.03 pertaining to default procedures 08/25/2010 Certified 08/25/2010 1
CME New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 1
KCC Implementation of Give-up Average Price System Fine Policy 07/30/2012 Certified 08/14/2012 1
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
SGX-DC Self certification of rule amendments for Nifty futures and options 02/25/2016 Certified 03/09/2016 1
MIAX Weekly notification of rule amendments regarding spread and outright margin rate changes. 03/30/2017 Notified 03/30/2017 1
CME Weekly Notification of Rule Amendments - April 29, 2024 05/07/2024 Notified 05/07/2024 1
CME Weekly Notification of Rule Amendments - July 15, 2024 07/22/2024 Notified 07/22/2024 1
CME Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. 11/10/2008 Certified 11/24/2008 1
LCHLLC Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures 08/30/2010 Certified 08/30/2010 1
CME Amend Rule 802 to make CME's capital contribution to the financial safeguards package that includes the Base Guaranty Fund $100 million 06/05/2012 Certified 06/20/2012 1
ICECC Amendment of rulebook to provide for the clearance of the CDX Emerging Markets Index CDS (CDX.EM) and to make a conforming change to the definition of "Restructuring CDS Contract" to encompass components of CDX.EM subj to a restructuring credit event. 05/21/2012 Certified 06/05/2012 1
LCHLTD LCH proposes changes to its rules to allow a FCM Clearing Member to take certain actions to reduce the risk arising from the default of one or more FCM customers. 04/18/2018 Certified 05/02/2018 1
CME Weekly Notification of Rule Amendments - Week of December 30, 2019 01/08/2020 Notified 01/08/2020 1
CME Weekly Notification of Rule Amendments - Week of December 28, 2020 01/04/2021 Notified 01/04/2021 1
CME Weekly Notification of Rule Amendments - Week of September 20, 2021 09/27/2021 Notified 09/27/2021 1
CME Reduction in the Number of Class A Shares Required to be held by Clearing Firms 09/20/2004 Certified 09/24/2004 1
NYMEX Amendments updating various Nymex rules to harmonize them with CME and CBOT rules 11/13/2008 Certified 11/24/2008 1
OCC Amendment to Interpretation and Policy .01 under Section 11A, Article VI and Interpretation and Policy .01 under Section 3, Article XII 08/31/2010 Certified 08/31/2010 1
ICLREU2 ICE Clear Europe submits for self-certification amendments to the Clearing Rules and Procedures to transition the trading of certain cleared financials and softs commodity contracts from the LIFFE Administration & Management market to ICE Futures Europe. 09/12/2014 Certified 09/26/2014 1
LCHLTD Changes in the start and end dates of accrual periods to calculate interest - default fund interest will align to this new calendar based accrual 04/21/2015 Certified 05/05/2015 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee discount 07/15/2019 Certified 07/29/2019 1
MIAX Correction of Rule cross-reference error 01/10/2022 Notified 01/10/2022 1
CME Weekly Notification of Rule Amendments - Week of August 28, 2023 09/06/2023 Notified 09/06/2023 1
MIAX Amendment to Rule 23.8.1 (Bitnomial bitcoin options) 03/15/2024 Certified 03/29/2024 1
CME Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. 11/10/2008 Certified 11/24/2008 1
LCHLLC Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification tCDS Clearing Rule Book, Procedures and Clearing Notices as specified in the attached document. 07/08/2016 Certified 07/22/2016 1
CME Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. 11/14/2018 Certified 11/29/2018 1
ICE NGX Amendments to Schedule "F" - Physically Settled Gas Futures - Canadian Delivery Points of the Contracting Party Agreement 01/04/2019 Certified 02/08/2019 1
ICE NGX CPA Amendments regarding invoicing and defaults. 12/16/2022 Certified 01/03/2023 1
CME Weekly Notification of Rule Amendments - Week of January 16, 2023 01/24/2023 Notified 01/24/2023 1
CCORP Definition of Exchange Market is amended to add Dow Jones Sustainability World Index Futures as product traded on Chicago Climate Futures Exchange 11/12/2008 Certified 11/24/2008 1
LCHLTD Emergency rule certification to provide for a post-registration margin determination for trades below block size. 11/07/2013 Certified 11/23/2013 1
LCHLTD Minor amendments to the LCH.Clearnet Limited Rulebook to clarify Clearing Member PPS contingency testing requirements. 06/09/2015 Certified 06/22/2015 1
SGX-DC Notification of Rule Amendments 09/29/2015 Certified 10/13/2015 1
LCHLTD LCH changes to its London Deposit Rate (LDR) paid on clearing member cash balances held within the SwapClear and ForexClear services. These changes became effective on 14 December 2016. 12/16/2016 Notified 12/16/2016 1