Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules 07/08/2019 Certified 07/19/2019 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid for 2021. 12/16/2020 Certified 12/31/2020 1
LCHLTD LCH Limited is submitting for self-certification clarification changes to its rules related to its international client clearing model. The changes do not apply to Clearing Members that are Future Commission Merchants ("FCMs"). 03/31/2021 Certified 04/14/2021 1
CME Weekly Notification of Rule Amendments - Week of October 24, 2022 10/31/2022 Notified 10/31/2022 1
ICLR US To extend the benefits of a cross-margining program to non-members of the exchange 12/17/2007 Certified 12/28/2007 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i); SR-OCC-2012-17. 09/14/2012 Certified 09/29/2012 1
CME Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract 10/17/2014 Certified 10/31/2014 1
LCHLTD Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. 02/11/2016 Certified 02/26/2016 1
ICE NGX Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement 07/08/2019 Certified 07/22/2019 1
CME Weekly Notification of Rule Amendments - Week of June 22, 2020 06/30/2020 Notified 06/30/2020 1
LCHLTD LCH Limited Self-Certification: Rulebook amendments related to the UK withdrawal from the EU 12/16/2020 Certified 12/31/2020 1
CME Weekly Notification of Rule Amendments - Week of June 28, 2021 07/06/2021 Notified 07/06/2021 1
CME Weekly Notification of Rule Amendments - Week of September 6, 2021 09/14/2021 Notified 09/14/2021 1
LCHLTD LCH Limited, a derivatives clearing organization registered with the CFTC, is submitting for self-certification revisions to the Terms of Reference ("ToR") of the Risk Committee of the Board of Directors. 05/30/2024 Certified 06/13/2024 1
CME Weekly Notification of Rule Amendments - Week of March 13, 2017 03/23/2017 Notified 03/23/2017 1
CME Weekly Notification of Rule Amendments - Week of September 24, 2018 10/03/2018 Notified 10/03/2018 1
LCHLTD LCH Limited is submitting for self-certification changes to its rules regarding enhancements to the trade registration process in the ForexClear service. 01/30/2019 Certified 02/13/2019 1
CME Weekly Notification of Rule Amendments - Week of April 15, 2019 04/25/2019 Notified 04/25/2019 1
ICE NGX The addition of eight physically-settled power futures transactions in the ERCOT market with their delivery points at North Load Zone, South Load Zone, Houston Load Zone and West Load Zone 05/24/2019 Withdrawn 05/31/2019 1
EUREX Weekly Notification of Rule Amendments - Week of March 29, 2020 04/01/2021 Notified 04/01/2021 1
CME Weekly Notification of Rule Amendments - Week of May 29, 2023 06/06/2023 Notified 06/06/2023 1
OCC Rule primarily applicable to securities 09/25/2006 Certified 09/25/2006 1
CME Increase of CME corporate contribution to IRS financial safeguards from $100MM to $150MM; 13-045. 02/13/2013 Certified 03/01/2013 1
CME Expansion of Modified Split Methodology 03/09/2015 Certified 03/23/2015 1
LCHLTD ForexClear Compression fees are being published and added to the existing fee waiver program. Also language to clarify that changing of the main tariff if not permissible. 06/20/2016 Certified 07/01/2016 1
CME Delisting of the Markit iTraxx Europe Main 7Y Swap (Cleared Only) Contract 02/09/2018 Certified 02/09/2018 1
CME Weekly Notification of Rule Amendments - Week of April 2, 2018 04/11/2018 Notified 04/11/2018 1
CME Weekly Notification of Rule Amendments - Week of August 22, 2022 08/29/2022 Notified 08/29/2022 1
OCC Rule primarily applicable to securities 07/24/2006 Certified 07/24/2006 1
OCC Rule change allowing clearing members to use OCC systems to update certain non-critical trade data in respect of exchange transactions involving securities and other options, provided that such update does not contravene any exchange rules 06/07/2011 Certified 06/07/2011 1
CME Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 09/14/2012 Certified 09/29/2012 1
OCC Technical change related to mini options to clarify that the same adjustment treatment thresholds that were added to Article VI, Section 11A(c)(ii) are also meant to extend to contracts overlying fund shares; SR-OCC-2013-01. 02/14/2013 Certified 03/02/2013 1
LCHLTD LCH.Clearnet Limited changes to Rulebook Section 4 Procedures to allow non-FCM Clearing Members to lodge AUD securities onshore at Austraclear, a CSD located in Australia. There are also some non-material changes being made. 03/24/2016 Certified 04/07/2016 1
LCHLTD LCH Ltd change to its London Deposit Rate (LDR)applicable to cash balances held on clearing member accounts for the SwapClear and ForexClear services. 03/24/2017 Notified 03/24/2017 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 February 2022. 02/21/2022 Notified 02/21/2022 1
CME Weekly Notification of Rule Amendments - Week of December 5, 2022 12/13/2022 Notified 12/13/2022 1
LCHLTD Changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR") and RepoClear Deposit Rate ("RDR"). 01/15/2024 Notified 01/15/2024 1
OCC Rule primarily applicable to securities 07/12/2006 Certified 07/12/2006 1
LCHLLC Rules 908 and 909 incorporate the contract specifications of two new futures contracts to be cleared by IDCH - the IDEX USD Defined Roll Interest Rate Swap Futures Contract and the IDEX USD Forward Start Defined Roll Interest Rate Swap Futures Contract. 08/05/2010 Certified 08/05/2010 1
NADEX Create CCO title and amend rulebook to reflect office and duties of CCO. 11/18/2011 Certified 12/06/2011 1
OCC Private auction process by which OCC may liquidate all or any part of a suspended Clearing Member's account; SR-OCC-2012-11 07/03/2012 Certified 07/18/2012 1
SGX-DC Rule amendments for specification of final settlement price methodology for the SGX Hot-Rolled Coil Steel CFR ASEAN Swap contract. 01/22/2014 Certified 02/06/2014 1
NADEX Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts 08/05/2016 Certified 08/19/2016 1
CME Weekly Notification of Rule Amendments - Week of June 5, 2017 06/15/2017 Notified 06/15/2017 1
MGEX Notice of margin changes made prior week 04/01/2021 Notified 04/01/2021 1
ICE NGX Amendments are designed to streamline and update terminology, descriptions, rules and procedures relating to financially settled futures products. 03/05/2024 Certified 03/19/2024 1
OCC Rule primarily applicable to securities 06/26/2006 Certified 06/26/2006 1
ICLREU2 Amendments to contract terms for Brent 1st Line Swap 09/22/2011 Certified 10/07/2011 1
LCHLTD Rule amendments to introduce "real time registration" ("RTR") for its ForexClear service as required under 17 C.F.R. 39.12(b)(7)(i). Changes include the addition of Minimum Excess Requirement and Mutualized Credit Extension. 02/13/2013 Certified 03/01/2013 1